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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
HERCULES TECHNOLOGY GROWTH CAPITAL INC: HTGC
Price: 5/17/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$13.33 $13.48 $9.30 $821 62 663 8.1% 4.0% 54.52% 4.51%
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
SHAH PARAG
MD
OS*
$9,154
694
---
5/16/13
---
$13.19
307,354
-0.2
D
R
5/20/13 - 5:56:26 pm
2
BARON JESSICA T
CFO
OS*
$567
43
---
5/16/13
---
$13.19
119,560
-0.0
D
R
5/20/13 - 5:55:55 pm
3
SHAH PARAG
MD
OS*
$1,188,390
89,018
---
5/9/13
---
$13.35
301,969
-22.8
D
R
5/10/13 - 5:44:39 pm
4
SHAH PARAG
MD
OE*
$1,146,016
94,400
---
5/9/13
---
$12.14
396,369
31.3
D
R
5/10/13 - 5:44:39 pm
5
HENRIQUEZ MANUEL A
PR,CEO,DIR
OS*
$33,108
2,480
---
5/9/13
---
$13.35
1,725,248
-0.1
D
R
5/10/13 - 5:44:12 pm
6
BLUESTEIN SCOTT
O
OS*
$3,137
235
---
5/9/13
---
$13.35
108,058
-0.2
D
R
5/10/13 - 5:43:45 pm
7
BLUESTEIN SCOTT
O
OE*
$241,659
24,410
---
5/9/13
---
$9.90
132,468
22.6
D
R
5/10/13 - 5:43:45 pm
8
BARON JESSICA T
CFO
OS*
$3,578
268
---
5/9/13
---
$13.35
119,603
-0.2
D
R
5/10/13 - 5:43:15 pm
9
HENRIQUEZ MANUEL A
PR,CEO,DIR
OS*
$1,237,448
92,278
---
5/3/13
---
$13.41
1,727,728
-5.1
D
---
5/6/13 - 6:18:43 pm
10
HENRIQUEZ MANUEL A
PR,CEO,DIR
OE*
$1,182,436
97,400
---
5/3/13
---
$12.14
1,820,006
5.7
D
---
5/6/13 - 6:18:43 pm
11
BARON JESSICA T
CFO
OS*
$195,625
14,588
---
5/3/13
---
$13.41
119,871
-10.8
D
---
5/6/13 - 6:18:04 pm
12
BARON JESSICA T
CFO
OE*
$192,260
15,759
---
5/3/13
---
$12.20
134,459
13.3
D
---
5/6/13 - 6:18:04 pm
13
SHAH PARAG
MD
JS
$5,493
413
---
4/30/13
---
$13.30
302,666
-0.1
D
R
5/2/13 - 6:04:45 pm
14
HENRIQUEZ MANUEL A
PR,CEO,DIR
OS
$16,838
1,266
---
4/30/13
---
$13.30
1,722,606
-0.1
D
R
5/2/13 - 6:03:58 pm
15
BLUESTEIN SCOTT
O
JS
$798
60
---
4/30/13
---
$13.30
108,293
-0.1
D
R
5/2/13 - 6:03:17 pm
16
BARON JESSICA T
CFO
OS
$1,277
96
---
4/30/13
---
$13.30
118,700
-0.1
D
R
5/2/13 - 6:02:14 pm
17
BARON JESSICA T
CFO
OS
$2,483
191
---
4/27/13
---
$13.00
118,796
-0.2
D
R
4/30/13 - 6:55:08 pm
18
SHAH PARAG
MD
JS
$2,124
165
---
4/24/13
---
$12.87
303,079
-0.1
D
R
4/26/13 - 4:15:02 pm
19
HENRIQUEZ MANUEL A
PR,CEO,DIR
OS
$22,149
1,721
---
4/24/13
---
$12.87
1,723,872
-0.1
D
R
4/26/13 - 4:14:10 pm
20
BARON JESSICA T
CFO
OS
$206
16
---
4/24/13
---
$12.87
118,987
-0.0
D
R
4/26/13 - 4:13:30 pm
21
SHAH PARAG
MD
JS
$17,946
1,493
---
4/16/13
---
$12.02
303,244
-0.5
D
R
4/18/13 - 4:34:53 pm
22
BARON JESSICA T
CFO
OS
$577
48
---
4/16/13
---
$12.02
119,003
-0.0
D
R
4/18/13 - 4:34:16 pm
23
SHAH PARAG
MD
JS
$9,028
771
---
4/9/13
---
$11.71
304,737
-0.3
D
R
4/10/13 - 7:36:03 pm
24
HENRIQUEZ MANUEL A
PR,CEO,DIR
OS
$24,123
2,060
---
4/9/13
---
$11.71
1,725,593
-0.1
D
R
4/10/13 - 7:16:57 pm
25
BLUESTEIN SCOTT
O
JS
$3,244
277
---
4/9/13
---
$11.71
108,353
-0.3
D
R
4/10/13 - 7:16:30 pm
26
BARON JESSICA T
CFO
OS
$3,747
320
---
4/9/13
---
$11.71
119,051
-0.3
D
R
4/10/13 - 7:16:00 pm
27
SHAH PARAG
MD
JS
$5,072
414
---
3/30/13
---
$12.25
305,508
-0.1
D
R
4/1/13 - 4:40:14 pm
28
HENRIQUEZ MANUEL A
PR,CEO,DIR
JS
$14,541
1,187
---
3/30/13
---
$12.25
1,727,653
-0.1
D
R
4/1/13 - 4:38:55 pm
29
BLUESTEIN SCOTT
O
JS
$613
50
---
3/30/13
---
$12.25
108,630
-0.0
D
R
4/1/13 - 4:37:50 pm
30
BARON JESSICA T
CFO
JS
$29,472
2,389
3/27/13
3/30/13
---
$12.25
119,371
-2.0
D
R
4/1/13 - 4:36:14 pm
31
SHAH PARAG
MD
JS
$2,034
166
---
3/24/13
---
$12.25
305,922
-0.1
D
R
3/26/13 - 5:44:14 pm
32
HENRIQUEZ MANUEL A
PR,CEO,DIR
JS
$21,070
1,720
---
3/24/13
---
$12.25
1,728,840
-0.1
D
R
3/26/13 - 5:42:54 pm
33
BARON JESSICA T
CFO
JS
$196
16
---
3/24/13
---
$12.25
121,760
-0.0
D
R
3/26/13 - 5:41:51 pm
34
SHAH PARAG
MD
JS
$12,172
992
3/16/13
3/17/13
---
$12.27
306,088
-0.3
D
R
3/18/13 - 4:42:30 pm
35
BARON JESSICA T
CFO
JS
$528
43
---
3/16/13
---
$12.27
121,776
-0.0
D
R
3/18/13 - 4:41:59 pm
36
SHAH PARAG
MD
JS
$103,175
8,361
---
3/8/13
---
$12.34
307,080
-2.7
D
R
3/12/13 - 4:34:12 pm
37
HENRIQUEZ MANUEL A
PR,CEO,DIR
JS
$277,243
22,467
---
3/8/13
---
$12.34
1,730,560
-1.3
D
R
3/12/13 - 4:33:49 pm
38
BLUESTEIN SCOTT
O
JS
$36,428
2,952
---
3/8/13
---
$12.34
108,680
-2.6
D
R
3/12/13 - 4:33:21 pm
39
BARON JESSICA T
CFO
JS
$41,512
3,364
---
3/8/13
---
$12.34
121,819
-2.7
D
R
3/12/13 - 4:32:37 pm
40
SHAH PARAG
MD
JB
$845,002
66,431
---
3/4/13
---
$12.72
315,441
26.7
D
R
3/6/13 - 4:59:39 pm
41
JAQUEZ FISSORI TODD
MD
JB
$293,756
23,094
---
3/4/13
---
$12.72
71,157
48.0
D
R
3/6/13 - 4:59:08 pm
42
HENRIQUEZ MANUEL A
PR,CEO,DIR
JB
$3,819,994
300,314
---
3/4/13
---
$12.72
1,753,027
20.7
D
R
3/6/13 - 4:58:42 pm
43
BLUESTEIN SCOTT
O
JB
$699,994
55,031
---
3/4/13
---
$12.72
111,632
97.2
D
R
3/6/13 - 4:58:14 pm
44
BARON JESSICA T
CFO
JB
$410,004
32,233
---
3/4/13
---
$12.72
125,183
34.7
D
R
3/6/13 - 4:57:49 pm
45
SHAH PARAG
MD
JS
$5,175
413
---
2/28/13
---
$12.53
249,010
-0.2
D
R
3/1/13 - 7:46:10 pm
46
HENRIQUEZ MANUEL A
PR,CEO,DIR
JS
$11,979
956
---
2/28/13
---
$12.53
1,452,713
-0.1
D
R
3/1/13 - 7:45:42 pm
47
BLUESTEIN SCOTT
O
JS
$752
60
---
2/28/13
---
$12.53
56,601
-0.1
D
R
3/1/13 - 7:45:13 pm
48
BARON JESSICA T
CFO
JS
$1,441
115
---
2/28/13
---
$12.53
92,950
-0.1
D
R
3/1/13 - 7:44:41 pm
49
SHAH PARAG
MD
JS
$2,077
166
---
2/24/13
---
$12.51
249,423
-0.1
D
R
2/25/13 - 4:43:56 pm
50
HENRIQUEZ MANUEL A
PR,CEO,DIR
JS
$21,567
1,724
---
2/24/13
---
$12.51
1,453,669
-0.1
D
R
2/25/13 - 4:43:23 pm
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