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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
HERCULES TECHNOLOGY GROWTH CAPITAL INC: HTGC

Price: 2/5/16 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$10.79 $15.71 $9.88 $778 72 381 11.5% 2.4% 42.15% 4.05%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
PR,CEO,DIR
JS
$81,924
7,516
---
1/15/16
---
$10.90
2,151,934
-0.3
D
R
1/19/16 - 4:08:27 pm
2
    
 
FO
JS
$2,130
2,130
---
1/14/16
---
$1.00
249,696
-0.8
D
R
1/19/16 - 4:08:05 pm
3
    
 
CT
JB
$72,060
6,000
---
1/10/16
---
$12.01
9,804
157.7
D
R
1/12/16 - 4:41:02 pm
4
    
 
PR,CEO,DIR
JB
$4,005,335
333,500
---
1/10/16
---
$12.01
2,159,450
18.3
D
R
1/12/16 - 4:40:42 pm
5
    
 
CFO
JB
$396,330
33,000
---
1/10/16
---
$12.01
69,430
90.6
D
R
1/12/16 - 4:40:19 pm
6
    
 
GC,CCO
JB
$112,894
9,400
---
1/10/16
---
$12.01
19,400
94.0
D
R
1/12/16 - 4:40:00 pm
7
    
 
FO
JB
$1,249,040
104,000
---
1/10/16
---
$12.01
251,826
70.4
D
R
1/12/16 - 4:39:39 pm
8
    
 
PR,CEO,DIR
JS
$184,678
15,377
1/9/16
1/10/16
---
$12.01
1,825,950
-0.8
D
R
1/11/16 - 2:50:37 pm
9
    
 
FO
JS
$17,523
1,459
1/9/16
1/10/16
---
$12.01
147,826
-1.0
D
R
1/11/16 - 2:50:17 pm
10
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
236,638
0.9
D
---
1/5/16 - 4:17:22 pm
11
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
7,855
35.3
D
---
1/5/16 - 4:17:01 pm
12
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
7,855
35.3
D
---
1/5/16 - 4:16:40 pm
13
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
7,855
35.3
D
---
1/5/16 - 4:16:20 pm
14
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
22,987
9.8
D
---
1/5/16 - 4:15:58 pm
15
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
135,691
1.5
D
---
1/5/16 - 4:15:36 pm
16
1y
34
62%
22%
PR,CEO,DIR
B
$10,990
1,000
---
12/14/15
---
$10.99
1,841,327
0.1
D
---
12/14/15 - 3:08:53 pm
17
    
 
PR,CEO,DIR
JS
$29,681
2,526
---
12/9/15
---
$11.75
1,840,327
-0.1
D
R
12/10/15 - 4:05:14 pm
18
    
 
FO
JS
$3,819
325
---
12/9/15
---
$11.75
149,285
-0.2
D
R
12/10/15 - 4:04:52 pm
19
    
 
PR,CEO,DIR
JS
$71,550
6,079
---
12/4/15
---
$11.77
1,842,853
-0.3
D
R
12/8/15 - 2:57:11 pm
20
    
 
FO
JS
$12,865
1,093
---
12/4/15
---
$11.77
149,610
-0.7
D
R
12/8/15 - 2:56:47 pm
21
1m
1
100%
5%
DIR
B
$111,600
10,000
---
11/23/15
---
$11.16
20,937
91.4
D
---
11/24/15 - 12:52:12 pm
22
    
 
PR,CEO,DIR
JS
$28,695
2,526
---
11/9/15
---
$11.36
1,848,932
-0.1
D
R
11/12/15 - 1:38:03 pm
23
    
 
FO
JS
$3,692
325
---
11/9/15
---
$11.36
150,703
-0.2
D
R
11/12/15 - 1:37:40 pm
24
    
 
PR,CEO,DIR
JS
$103,116
9,896
---
10/15/15
---
$10.42
1,851,458
-0.5
D
A,R
10/22/15 - 2:37:26 pm
25
    
 
PR,CEO,DIR
JS
$124,436
11,942
---
10/15/15
---
$10.42
1,845,278
-0.6
D
R
10/16/15 - 4:05:59 pm
26
    
 
FO
JS
$22,866
2,184
---
10/14/15
---
$10.47
151,028
-1.4
D
R
10/16/15 - 4:05:38 pm
27
    
 
PR,CEO,DIR
JS
$208,634
19,535
10/9/15
10/10/15
---
$10.68
1,861,354
-1.0
D
A,R
10/22/15 - 2:37:47 pm
28
    
 
PR,CEO,DIR
JS
$252,785
23,669
10/9/15
10/10/15
---
$10.68
1,857,220
-1.3
D
R
10/13/15 - 4:15:26 pm
29
    
 
FO
JS
$13,414
1,256
10/9/15
10/10/15
---
$10.68
153,212
-0.8
D
R
10/13/15 - 4:15:00 pm
30
    
 
DIR
JB
$24,992
2,472
---
9/30/15
---
$10.11
234,588
1.1
D
---
10/2/15 - 4:18:23 pm
31
    
 
DIR
JB
$24,992
2,472
---
9/30/15
---
$10.11
5,805
74.2
D
---
10/2/15 - 4:18:00 pm
32
    
 
DIR
JB
$24,992
2,472
---
9/30/15
---
$10.11
5,805
74.2
D
---
10/2/15 - 4:17:27 pm
33
    
 
DIR
JB
$24,992
2,472
---
9/30/15
---
$10.11
5,805
74.2
D
---
10/2/15 - 4:17:07 pm
34
    
 
DIR
JB
$24,992
2,472
---
9/30/15
---
$10.11
10,937
29.2
D
---
10/2/15 - 4:16:18 pm
35
    
 
DIR
JB
$24,992
2,472
---
9/30/15
---
$10.11
133,641
1.9
D
---
10/2/15 - 4:15:55 pm
36
    
 
GC,CCO
JB
$112,500
10,000
---
9/17/15
---
$11.25
10,000
New
D
R
9/21/15 - 11:26:42 am
37
    
 
GC,CCO
3
---
---
---
9/17/15
---
---
---
---
---
---
9/21/15 - 11:23:40 am
38
    
 
PR,CEO,DIR
JS
$28,569
2,526
---
9/9/15
---
$11.31
1,880,889
-0.1
D
R
9/10/15 - 4:38:38 pm
39
    
 
FO
JS
$2,692
238
---
9/9/15
---
$11.31
154,468
-0.2
D
R
9/10/15 - 4:38:19 pm
40
    
 
PR,CEO,DIR
JS
$68,814
6,079
---
9/4/15
---
$11.32
1,883,415
-0.3
D
R
9/8/15 - 4:24:56 pm
41
    
 
FO
JS
$9,056
800
---
9/4/15
---
$11.32
154,706
-0.5
D
R
9/8/15 - 4:24:35 pm
42
    
 
PR,CEO,DIR
JS
$30,059
2,526
---
8/9/15
---
$11.90
1,889,494
-0.1
D
R
8/11/15 - 3:22:02 pm
43
    
 
FO
JS
$2,832
238
---
8/9/15
---
$11.90
155,506
-0.2
D
R
8/11/15 - 3:21:29 pm
44
    
 
CFO
JB
$400,001
36,430
---
8/6/15
---
$10.98
36,430
New
D
R
8/10/15 - 4:23:21 pm
45
    
 
CFO
3
---
---
---
8/3/15
---
---
---
---
---
---
8/10/15 - 4:22:42 pm
46
    
 
PR,CEO,DIR
JS
$116,377
9,896
---
7/15/15
---
$11.76
1,892,020
-0.5
D
R
7/16/15 - 2:11:35 pm
47
    
 
FO
JS
$21,533
1,831
---
7/14/15
---
$11.76
155,744
-1.2
D
R
7/16/15 - 2:11:12 pm
48
    
 
PR,CEO,DIR
JS
$225,804
19,535
7/9/15
7/10/15
$11.35
$11.59
1,901,916
-1.0
D
R
7/13/15 - 5:14:45 pm
49
    
 
FO
JS
$14,500
1,256
7/9/15
7/10/15
$11.35
$11.59
157,575
-0.8
D
R
7/13/15 - 5:14:24 pm
50
    
 
DIR
JB
$38,130
3,333
---
7/7/15
---
$11.44
3,333
New
D
R
7/9/15 - 5:02:12 pm
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