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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
HERCULES CAPITAL INC: HTGC
Price: 4/10/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$18.33 $18.88 $12.34 $2,903 158 934 10.5% 3.6% 26.92% 1.88%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
FOLLMANN CHRISTIAN
COO
JB
$375,003
27,778
---
1/11/23
---
$13.50
75,454
58.3
D
R
1/13/23 - 5:17:18 pm
2
    
 
MEYER SETH H
CFO
JS
$121,581
9,006
---
1/11/23
---
$13.50
303,764
-2.9
D
R
1/13/23 - 5:16:48 pm
3
    
 
MEYER SETH H
CFO
JB
$1,499,999
111,111
---
1/11/23
---
$13.50
312,770
55.1
D
R
1/13/23 - 5:16:48 pm
4
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JB
$299,997
22,222
---
1/11/23
---
$13.50
27,412
428.2
D
R
1/13/23 - 5:16:26 pm
5
    
 
BOTELHO KIERSTEN ZAZA
GC,CCO
JS
$9,124
685
---
1/10/23
---
$13.32
5,190
-11.7
D
R
1/12/23 - 7:10:39 pm
6
1y
14
93%
-19%
1
BLUESTEIN SCOTT
CEO
AS
$1,416,000
100,000
---
11/21/22
---
$14.16
946,621
-9.6
D
10b
11/22/22 - 4:38:54 pm
7
    
 
LOO WADE
DIR
JS
---
149
---
11/17/22
---
---
4,514
-3.2
D
---
11/21/22 - 4:13:56 pm
8
    
 
LOO WADE
DIR
JB
$1,861
281
---
11/17/22
---
$14.10
3,775
8.0
I
---
11/21/22 - 4:13:56 pm
9
    
 
LOO WADE
DIR
JB
$2,306
164
---
11/17/22
---
$14.06
4,678
3.6
D
---
11/21/22 - 4:13:56 pm
10
    
 
KOENIG BRADFORD C
DIR
JS
---
125
---
11/17/22
---
---
6,074
-2.0
D
---
11/21/22 - 4:13:52 pm
11
    
 
KOENIG BRADFORD C
DIR
JB
$1,940
263
---
11/17/22
---
$14.06
27,273
1.0
I
---
11/21/22 - 4:13:52 pm
12
    
 
KOENIG BRADFORD C
DIR
JB
$1,912
136
---
11/17/22
---
$14.06
6,211
2.2
D
---
11/21/22 - 4:13:52 pm
13
    
 
FALLON THOMAS J
DIR
JS
---
202
---
11/17/22
---
---
6,074
-3.2
D
---
11/21/22 - 4:08:11 pm
14
    
 
FALLON THOMAS J
DIR
JB
---
202
---
11/17/22
---
---
67,531
0.3
I
---
11/21/22 - 4:08:11 pm
15
    
 
FALLON THOMAS J
DIR
JB
$3,093
220
---
11/17/22
---
$14.06
6,295
3.6
D
---
11/21/22 - 4:08:11 pm
16
    
 
CROWELL GAYLE A
DIR
JB
$15,108
1,059
---
11/17/22
$14.06
$14.32
30,703
3.6
D
---
11/21/22 - 4:07:52 pm
17
    
 
FOLLMANN CHRISTIAN
COO
JB
$3,579
254
---
11/17/22
---
$14.09
47,676
0.5
D
---
11/21/22 - 4:07:32 pm
18
    
 
BLUESTEIN SCOTT
CEO
JB
$794,622
56,157
---
11/17/22
---
$14.15
1,614,231
3.6
D
---
11/21/22 - 4:07:12 pm
19
    
 
MEYER SETH H
CFO
JS
$76,867
6,208
10/12/22
10/13/22
$12.10
$12.66
201,659
-3.0
D
R
10/14/22 - 4:07:53 pm
20
    
 
FOLLMANN CHRISTIAN
COO
JS
$10,313
833
10/12/22
10/13/22
$12.10
$12.66
47,422
-1.7
D
R
10/14/22 - 4:07:11 pm
21
    
 
BLUESTEIN SCOTT
CEO
JS
$237,684
19,161
10/12/22
10/13/22
$12.10
$12.66
1,046,621
-1.8
D
R
10/14/22 - 4:07:00 pm
22
    
 
LOO WADE
DIR
JB*
$1,266
81
8/18/22
8/19/22
---
$15.63
3,493
2.4
I
---
8/22/22 - 4:04:16 pm
23
    
 
LOO WADE
DIR
JS
---
2,170
---
8/16/22
---
---
4,514
-32.5
D
---
8/18/22 - 4:04:37 pm
24
    
 
LOO WADE
DIR
JB
$2,254
149
---
8/16/22
---
$15.13
4,663
3.3
D
---
8/18/22 - 4:04:37 pm
25
    
 
LOO WADE
DIR
JB
$422
2,197
---
8/16/22
---
$15.63
3,412
180.8
I
---
8/18/22 - 4:04:37 pm
26
    
 
KOENIG BRADFORD C
DIR
JS
---
1,157
---
8/16/22
---
---
6,074
-16.0
D
---
8/18/22 - 4:04:15 pm
27
    
 
KOENIG BRADFORD C
DIR
JB
$1,906
1,283
---
8/16/22
---
$15.13
27,011
5.0
I
---
8/18/22 - 4:04:15 pm
28
    
 
KOENIG BRADFORD C
DIR
JB
$1,891
125
---
8/16/22
---
$15.13
6,199
2.1
D
---
8/18/22 - 4:04:15 pm
29
    
 
FALLON THOMAS J
DIR
JS
---
5,496
---
8/16/22
---
---
6,074
-47.5
D
---
8/18/22 - 4:03:51 pm
30
    
 
FALLON THOMAS J
DIR
JB
$3,056
202
---
8/16/22
---
$15.13
6,276
3.3
D
---
8/18/22 - 4:03:51 pm
31
    
 
FALLON THOMAS J
DIR
JB
---
5,496
---
8/16/22
---
---
67,330
8.9
I
---
8/18/22 - 4:03:51 pm
32
    
 
CROWELL GAYLE A
DIR
JB
$14,357
919
---
8/16/22
$15.13
$15.76
29,643
3.2
D
---
8/18/22 - 4:03:38 pm
33
    
 
FOLLMANN CHRISTIAN
COO
JB
$3,405
218
---
8/16/22
---
$15.62
48,255
0.5
D
---
8/18/22 - 4:03:15 pm
34
    
 
BLUESTEIN SCOTT
CEO
JB
$754,785
48,508
---
8/16/22
---
$15.56
1,558,074
3.2
D
---
8/18/22 - 4:02:55 pm
35
    
 
RANDHAWA PARAMJEET K
DIR
JB
$11,663
723
---
8/1/22
---
$16.13
2,694
36.7
D
---
8/1/22 - 4:43:51 pm
36
    
 
FALLON THOMAS J
DIR
JS
---
230
---
8/1/22
---
---
7,231
-3.1
D
---
8/1/22 - 4:43:31 pm
37
    
 
FALLON THOMAS J
DIR
JB
---
230
---
8/1/22
---
---
61,834
0.4
I
---
8/1/22 - 4:43:31 pm
38
    
 
FALLON THOMAS J
DIR
JB
$69,996
4,339
---
8/1/22
---
$16.13
11,570
60.0
D
---
8/1/22 - 4:43:31 pm
39
    
 
LOO WADE
DIR
JB
$35,006
2,170
---
8/1/22
---
$16.13
6,684
48.1
D
---
8/1/22 - 4:43:02 pm
40
    
 
KOENIG BRADFORD C
DIR
JS
---
120
---
8/1/22
---
---
7,231
-1.6
D
---
8/1/22 - 4:42:45 pm
41
    
 
KOENIG BRADFORD C
DIR
JB
$69,996
4,459
---
8/1/22
---
$16.13
25,728
21.0
I
---
8/1/22 - 4:42:45 pm
42
    
 
CROWELL GAYLE A
DIR
JB
$69,996
4,339
---
8/1/22
---
$16.13
28,724
17.8
D
---
8/1/22 - 4:42:26 pm
43
    
 
BLUESTEIN SCOTT
CEO
JS
$39,304
2,844
---
7/17/22
---
$13.82
1,065,782
-0.3
D
R
7/19/22 - 4:04:59 pm
44
    
 
MEYER SETH H
CFO
JS
$43,063
3,125
---
7/13/22
---
$13.78
207,867
-1.5
D
R
7/14/22 - 7:42:07 pm
45
    
 
FOLLMANN CHRISTIAN
COO
JS
$5,760
418
---
7/13/22
---
$13.78
48,037
-0.9
D
R
7/14/22 - 7:41:50 pm
46
    
 
BLUESTEIN SCOTT
CEO
JS
$143,601
10,421
---
7/13/22
---
$13.78
1,068,626
-1.0
D
R
7/14/22 - 7:41:28 pm
47
    
 
LOO WADE
DIR
JS
---
374
---
6/23/22
---
---
---
All
D
R
6/27/22 - 8:50:59 pm
48
    
 
LOO WADE
DIR
JB
---
374
---
6/23/22
---
---
1,215
44.5
I
R
6/27/22 - 8:50:59 pm
49
    
 
LOO WADE
DIR
JB
$59,991
4,514
---
6/23/22
---
$13.29
4,514
New
D
R
6/27/22 - 8:50:59 pm
50
    
 
AGUIRRE DEANNE
DIR
JB
$67,500
5,079
---
6/23/22
---
$13.29
5,079
New
D
R
6/27/22 - 8:50:37 pm
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