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 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
CODEXIS INC: CDXS
Price: 3/23/23 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$3.87 $22.22 $3.79 $256 66 655 0.0% 8.5% 93.96% 3.00%
Exch Sector Industry Sub-Industry
NasdaqGS Manufacturing Chemicals And Allied Products Industrial Organic Chemicals
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
OS
$292,812
71,428
3/15/23
3/16/23
$4.09
$4.11
783,965
-8.4
D
10b
3/17/23 - 4:29:02 pm
2
    
 
NICOLS JOHN J
DIR
OE
$140,713
71,428
3/15/23
3/16/23
---
$1.97
819,679
9.5
D
10b
3/17/23 - 4:29:02 pm
3
    
 
NORRETT KEVIN
COO
S
$77,182
16,854
3/7/23
3/8/23
---
$4.56
89,102
-15.9
D
R
3/9/23 - 9:16:03 pm
4
1w
1
100%
-5%
4
DILLY STEPHEN GEORGE
DIR
S
$252,212
55,075
3/7/23
3/8/23
---
$4.56
380,399
-12.6
D
R
3/9/23 - 9:15:29 pm
5
    
 
FITZGERALD MARGARET NELL
O
S
$71,833
15,686
3/7/23
3/8/23
---
$4.56
69,586
-18.4
D
R
3/9/23 - 9:14:56 pm
6
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
OS
$385,872
75,499
2/23/23
2/24/23
---
$4.83
783,965
-8.8
D
10b
2/27/23 - 4:08:32 pm
7
    
 
NICOLS JOHN J
DIR
OE
$70,357
35,714
---
2/24/23
---
$1.97
819,679
4.6
D
10b
2/27/23 - 4:08:32 pm
8
    
 
NORRETT KEVIN
COO
JB
---
22,500
---
2/21/23
---
---
22,500
New
D
R
2/21/23 - 8:28:11 pm
9
    
 
FITZGERALD MARGARET NELL
O
JB
---
8,000
---
2/21/23
---
---
8,000
New
D
R
2/21/23 - 8:27:27 pm
10
    
 
DILLY STEPHEN GEORGE
DIR
JB
---
112,500
---
2/21/23
---
---
146,474
331.1
D
R
2/21/23 - 8:26:50 pm
11
    
 
RYALI SRIRAM
CFO
JB
---
111,791
---
2/10/23
---
---
111,791
New
D
R
2/14/23 - 4:11:58 pm
12
    
 
NORRETT KEVIN
COO
JB
---
83,456
---
2/8/23
---
---
105,956
370.9
D
R
3/9/23 - 9:16:03 pm
13
    
 
DILLY STEPHEN GEORGE
DIR
JB
---
289,000
---
2/8/23
---
---
435,474
197.3
D
R
3/9/23 - 9:15:29 pm
14
    
 
FITZGERALD MARGARET NELL
O
JB
---
77,272
---
2/8/23
---
---
85,272
965.9
D
R
3/9/23 - 9:14:56 pm
15
    
 
TAYLOR DEAN ROSS JR
O
JS
$7,968
1,224
---
2/7/23
---
$6.51
38,554
-3.1
D
R
2/9/23 - 4:21:47 pm
16
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
OS
$490,937
75,499
1/23/23
1/24/23
---
$6.42
823,750
-8.4
D
10b
1/25/23 - 4:13:03 pm
17
    
 
NICOLS JOHN J
DIR
OE
$70,357
35,714
---
1/24/23
---
$1.97
859,464
4.3
D
10b
1/25/23 - 4:13:03 pm
18
    
 
RYALI SRIRAM
CFO
3
---
---
---
1/23/23
---
---
---
---
---
---
1/25/23 - 4:29:53 pm
19
    
 
PARKER H STEWART
DIR
JB
---
37,878
---
12/16/22
---
---
37,878
New
D
R
12/20/22 - 4:41:42 pm
20
    
 
PARKER H STEWART
DIR
3
---
---
---
12/16/22
---
---
---
---
---
---
12/20/22 - 4:41:07 pm
21
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
OS
$427,816
75,499
12/9/22
12/12/22
$5.66
$5.68
863,535
-8.0
D
10b
12/13/22 - 4:09:16 pm
22
    
 
NICOLS JOHN J
DIR
OE
$70,357
35,714
---
12/12/22
---
$1.97
899,249
4.1
D
10b
12/13/22 - 4:09:16 pm
23
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
OS
$497,551
75,500
11/15/22
11/16/22
---
$6.36
903,320
-7.7
D
10b
11/17/22 - 4:06:10 pm
24
    
 
NICOLS JOHN J
DIR
OE
$70,357
35,714
---
11/16/22
---
$1.97
939,034
4.0
D
10b
11/17/22 - 4:06:10 pm
25
    
 
FITZGERALD MARGARET NELL
O
3
---
---
---
10/31/22
---
---
---
---
---
---
11/9/22 - 5:40:49 pm
26
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
AS
$197,649
35,716
---
10/28/22
---
$5.53
943,106
-3.6
D
10b
10/31/22 - 5:16:14 pm
27
    
 
NICOLS JOHN J
DIR
JB
$70,361
35,716
---
10/28/22
---
$1.97
978,822
3.8
D
10b
10/31/22 - 5:16:14 pm
28
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
AS
$225,921
39,786
---
10/27/22
---
$5.68
943,106
-4.0
D
10b
10/31/22 - 5:16:14 pm
29
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
AS
$454,234
75,503
10/5/22
10/6/22
---
$5.99
982,892
-7.1
D
10b
10/7/22 - 4:07:37 pm
30
    
 
NICOLS JOHN J
DIR
JB
$70,361
35,716
---
10/6/22
---
$1.97
1,018,608
3.6
D
10b
10/7/22 - 4:07:37 pm
31
    
 
NORRETT KEVIN
COO
3
---
---
---
10/3/22
---
---
---
---
---
---
10/5/22 - 4:16:55 pm
32
    
 
SINGHVI RAHUL
DIR
JB
---
31,347
---
9/28/22
---
---
31,347
New
D
R
9/30/22 - 6:59:16 pm
33
    
 
SINGHVI RAHUL
DIR
3
---
---
---
9/28/22
---
---
---
---
---
---
9/30/22 - 6:58:39 pm
34
1y
11
82%
-24%
2
NICOLS JOHN J
DIR
OS
$674,354
77,500
8/12/22
8/15/22
$8.62
$8.78
1,022,679
-7.0
D
10b
8/16/22 - 4:03:31 pm
35
    
 
NICOLS JOHN J
DIR
OE
$179,800
77,500
8/12/22
8/15/22
---
$2.32
1,061,679
7.9
D
10b
8/16/22 - 4:03:31 pm
36
    
 
DILLY STEPHEN GEORGE
DIR
JB
---
11,273
---
6/14/22
---
---
33,974
49.7
D
R
6/16/22 - 4:14:45 pm
37
    
 
YANG PATRICK Y
DIR
JB
---
11,273
---
6/14/22
---
---
53,785
26.5
D
R
6/16/22 - 4:14:10 pm
38
    
 
AAKER JENNIFER
DIR
JB
---
11,273
---
6/14/22
---
---
31,609
55.4
D
R
6/16/22 - 4:13:48 pm
39
    
 
MARTINBOROUGH ESTHER
DIR
JB
---
11,273
---
6/14/22
---
---
23,331
93.5
D
R
6/16/22 - 4:13:11 pm
40
    
 
WOLF DENNIS P
DIR
JB
---
11,273
---
6/14/22
---
---
42,198
36.5
D
R
6/16/22 - 4:12:30 pm
41
    
 
SMITH DAVID V
DIR
JS
---
4,796
---
6/14/22
---
---
---
All
D
R
6/16/22 - 4:11:59 pm
42
    
 
SMITH DAVID V
DIR
JB
---
11,273
---
6/14/22
---
---
11,273
New
D
R
6/16/22 - 4:11:59 pm
43
    
 
DORGAN BYRON L
DIR
JB
---
11,273
---
6/14/22
---
---
178,859
6.7
D
R
6/16/22 - 4:10:51 pm
44
    
 
MOORE ALISON
DIR
JB
---
11,273
---
6/14/22
---
---
33,974
49.7
D
R
6/16/22 - 4:10:21 pm
45
    
 
DORGAN BYRON L
DIR
OE
$72,400
20,000
---
5/26/22
---
$3.62
167,586
13.6
D
---
5/27/22 - 4:13:04 pm
46
1y
11
82%
-24%
2
NICOLS JOHN J
PR,CEO,DIR
OS
$793,875
77,000
5/11/22
5/12/22
$10.09
$10.61
1,022,679
-7.0
D
10b
5/13/22 - 4:04:45 pm
47
    
 
NICOLS JOHN J
PR,CEO,DIR
OE
$178,640
77,000
5/11/22
5/12/22
---
$2.32
1,061,179
7.8
D
10b
5/13/22 - 4:04:45 pm
48
1y
18
33%
12%
5
WOLF DENNIS P
DIR
AS
$81,944
4,000
---
3/23/22
---
$20.49
30,925
-11.5
D
10b
3/25/22 - 4:08:26 pm
49
1y
8
75%
-30%
5
YANG PATRICK Y
DIR
AS
$134,305
8,000
---
3/15/22
---
$16.79
42,512
-15.8
D
10b
3/16/22 - 4:05:34 pm
50
1y
11
82%
-24%
2
NICOLS JOHN J
PR,CEO,DIR
OS
$1,471,724
77,000
3/9/22
3/10/22
---
$18.93
1,022,679
-7.0
D
10b
3/11/22 - 5:43:12 pm
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