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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
ADVERUM BIOTECHNOLOGIES INC: ADVM

Price: 2/25/21 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$12.52 $26.98 $7.36 $1,220 98 951 0.0% 9.8% 98.05% 0.22%
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
DIR
3
---
---
---
2/19/21
---
---
---
---
D
---
2/23/21 - 7:12:39 pm
2
1y
1
0%
0%
PR,CFO
S
$877
62
---
2/9/21
---
$14.14
97,955
-0.1
D
---
2/11/21 - 7:47:09 pm
3
1y
1
0%
0%
PR,CFO
JS*
$175,841
12,471
---
2/9/21
---
$14.10
98,017
-11.3
D
---
2/11/21 - 7:47:09 pm
4
1m
1
100%
6%
DIR
B
$115,174
10,000
---
1/15/21
---
$11.52
78,182
14.7
D
---
1/19/21 - 8:33:27 pm
5
6m
1
100%
2%
CEO,DIR
B
$99,191
8,600
---
1/15/21
---
$11.53
16,292
111.8
D
---
1/19/21 - 8:32:40 pm
6
    
 
DIR
JB
---
12,783
---
12/14/20
---
---
18,822
211.7
D
---
12/16/20 - 5:10:23 pm
7
    
 
DIR
3
---
---
---
12/9/20
---
---
---
---
D
---
12/11/20 - 9:11:17 pm
8
    
 
LO
JB*
$99,996
7,692
---
8/17/20
---
$13.00
10,692
256.4
D
---
8/19/20 - 6:48:04 pm
9
6m
1
100%
2%
CEO,DIR
JB*
$99,996
7,692
---
8/17/20
---
$13.00
7,692
New
D
---
8/19/20 - 6:45:58 pm
10
1y
11
118%
-96%
DIR
OS
$87,978
5,000
---
7/20/20
---
$17.60
274,442
-1.8
D
10b
7/22/20 - 9:44:07 pm
11
    
 
DIR
OE
$24,000
5,000
---
7/20/20
---
$4.80
279,442
1.8
D
10b
7/22/20 - 9:44:07 pm
12
1y
11
118%
-96%
DIR
OS
$591,617
23,605
---
6/22/20
---
$25.06
274,442
-7.9
D
10b
6/23/20 - 6:58:47 pm
13
    
 
DIR
OE
$113,304
23,605
---
6/22/20
---
$4.80
298,047
8.6
D
10b
6/23/20 - 6:58:47 pm
14
1y
11
118%
-96%
DIR
OS
$285,031
11,395
6/17/20
6/18/20
---
$25.01
274,442
-4.0
D
10b
6/18/20 - 9:45:29 pm
15
    
 
DIR
OE
$54,696
11,395
6/17/20
6/18/20
---
$4.80
285,569
4.2
D
10b
6/18/20 - 9:45:29 pm
16
1y
1
0%
0%
PR
S
$325,060
13,171
---
6/16/20
---
$24.68
110,488
-10.7
D
---
6/17/20 - 5:47:11 pm
17
1y
11
118%
-96%
DIR
OS
$218,627
10,000
---
6/15/20
$21.01
$23.59
274,442
-3.5
D
10b
6/17/20 - 5:14:20 pm
18
    
 
DIR
OE
$48,000
10,000
---
6/15/20
---
$4.80
284,442
3.6
D
10b
6/17/20 - 5:14:20 pm
19
    
 
CEO,DIR
3
---
---
---
6/15/20
---
---
---
---
D
---
6/17/20 - 5:10:58 pm
20
1y
11
118%
-96%
DIR
OS
$100,078
5,000
5/20/20
5/21/20
$20.01
$20.02
274,442
-1.8
D
10b
5/22/20 - 6:55:33 pm
21
    
 
DIR
OE
$24,000
5,000
5/20/20
5/21/20
---
$4.80
278,041
1.8
D
10b
5/22/20 - 6:55:33 pm
22
1y
11
118%
-96%
DIR
OS
$90,833
5,000
---
5/18/20
$18.11
$19.03
274,442
-1.8
D
10b
5/20/20 - 7:34:23 pm
23
    
 
DIR
OE
$24,000
5,000
---
5/18/20
---
$4.80
279,442
1.8
D
10b
5/20/20 - 7:34:23 pm
24
1y
11
118%
-96%
DIR
AS
$663,241
35,000
5/5/20
5/6/20
$16.26
$20.03
274,442
-11.3
D
10b
5/20/20 - 7:34:23 pm
25
    
 
DIR
JB
$168,000
35,000
5/5/20
5/6/20
---
$4.80
299,442
13.2
D
10b
5/20/20 - 7:34:23 pm
26
1y
1
0%
0%
CEO,PR,DIR
AS
$400,400
20,000
---
5/6/20
---
$20.02
123,659
-13.9
D
10b
5/8/20 - 6:25:38 pm
27
    
 
CEO,PR,DIR
JB
$68,800
20,000
---
5/6/20
---
$3.44
143,659
16.2
D
10b
5/8/20 - 6:25:38 pm
28
    
 
DIR
JB
$151,204
23,334
---
5/4/20
---
$6.48
53,334
77.8
I
---
5/5/20 - 6:44:19 pm
29
    
 
DIR
3
---
---
---
4/16/20
---
---
---
---
D
---
4/20/20 - 5:49:29 pm
30
1y
1
0%
0%
CEO,PR,DIR
OS
$401,908
39,526
---
3/20/20
---
$10.17
123,429
-24.3
D
10b
3/25/20 - 5:28:50 pm
31
    
 
CEO,PR,DIR
OE
$84,019
24,424
---
3/20/20
---
$3.44
162,955
17.6
D
10b
3/25/20 - 5:28:50 pm
32
1y
1
0%
0%
CEO,PR,DIR
AS
$4,749
474
---
3/17/20
---
$10.02
138,531
-0.3
D
10b
3/18/20 - 7:33:40 pm
33
    
 
CTO
3
---
---
---
2/21/20
---
---
---
---
D
---
2/25/20 - 7:58:17 pm
34
1y
11
118%
-96%
DIR
OS
$81,156
5,000
---
2/18/20
---
$16.23
258,979
-1.9
D
10b
2/20/20 - 4:51:04 pm
35
    
 
DIR
OE
$24,000
5,000
---
2/18/20
---
$4.80
263,979
1.9
D
10b
2/20/20 - 4:51:04 pm
36
1y
2
0%
-57%
DIR
JB*
$137,500
10,000
---
2/14/20
---
$13.75
30,000
50.0
I
---
2/14/20 - 8:58:02 pm
37
    
 
DIR
JS
$589,876
46,976
---
2/12/20
$11.33
$15.05
274,442
-14.6
D
A,R,10b
5/20/20 - 7:33:10 pm
38
1y
11
118%
-96%
DIR
AS
$150,690
10,000
---
2/12/20
---
$15.07
274,442
-3.5
D
A,R,10b
5/20/20 - 7:33:10 pm
39
    
 
DIR
OE
$48,000
10,000
---
2/12/20
---
$4.80
284,442
3.6
D
A,R,10b
5/20/20 - 7:33:10 pm
40
1y
11
118%
-96%
DIR
OS
$150,690
10,000
---
2/12/20
---
$15.07
258,979
-3.7
D
R,10b
2/14/20 - 8:57:04 pm
41
1y
11
118%
-96%
DIR
OS
$589,525
46,945
---
2/12/20
$11.33
$15.05
258,979
-15.3
D
R,10b
2/14/20 - 8:57:04 pm
42
    
 
DIR
OE
$48,000
10,000
---
2/12/20
---
$4.80
268,979
3.9
D
R,10b
2/14/20 - 8:57:04 pm
43
    
 
CEO,PR,DIR
JS
$112,486
10,985
---
2/9/20
---
$10.24
139,235
-7.3
D
A,R
5/8/20 - 6:24:39 pm
44
    
 
DIR
JS
$158,659
15,494
---
2/9/20
---
$10.24
274,473
-5.3
D
A,R
2/14/20 - 8:55:17 pm
45
    
 
DIR
JS
$118,282
11,551
---
2/9/20
---
$10.24
309,867
-3.6
D
R
2/10/20 - 7:57:49 am
46
    
 
CEO,PR,DIR
JS
$114,842
11,215
---
2/9/20
---
$10.24
139,005
-7.5
D
R
2/10/20 - 7:56:41 am
47
    
 
DIR
JB
---
88,496
---
1/15/20
---
---
321,418
38.0
D
A,R,10b
5/20/20 - 7:33:10 pm
48
    
 
DIR
JB
---
88,496
---
1/15/20
---
---
321,418
38.0
D
R,10b
2/14/20 - 8:57:04 pm
49
1y
1
0%
0%
CEO,PR,DIR
AS
$428,800
40,000
---
12/23/19
---
$10.72
150,220
-21.0
D
A,10b
2/10/20 - 7:54:06 am
50
1y
1
0%
0%
CEO,PR,DIR
AS
$428,800
40,000
---
12/23/19
---
$10.72
228,496
-14.9
D
10b
12/26/19 - 4:47:06 pm
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