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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
NANOPHASE TECHNOLOGIES CORPORATION: NANX
Price: 6/13/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$0.59 $0.63 $0.27 $17 29 49 0.0% 0.0% 11.36% 3.94%
Exch Sector Industry Sub-Industry
OTC Manufacturing Primary Metal Industries Miscellaneous Primary Metal Products
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
CESARIO FRANK
CFO
B
$203
450
---
5/30/13
---
$0.45
30,450
1.5
D
---
5/31/13 - 10:29:48 am
2
HENDERSON JAMES A
DIR
B
$6,357
15,135
---
5/23/13
---
$0.42
160,000
10.4
D
---
5/28/13 - 9:50:53 am
3
HENDERSON JAMES A
DIR
B
$8,022
19,100
---
5/22/13
---
$0.42
144,865
15.2
D
---
5/23/13 - 3:59:16 pm
4
HENDERSON JAMES A
DIR
B
$523
1,275
---
5/20/13
---
$0.41
125,765
1.0
D
---
5/22/13 - 10:35:18 am
5
HENDERSON JAMES A
DIR
B
$1,222
2,980
---
5/17/13
---
$0.41
124,490
2.5
D
---
5/20/13 - 4:45:24 pm
6
HENDERSON JAMES A
DIR
JB
$4,584
11,510
---
5/16/13
$0.38
$0.40
121,510
10.5
D
---
5/20/13 - 11:34:35 am
7
WHITMORE R JANET
DIR
B
$2,765
7,321
5/10/13
5/14/13
$0.36
$0.39
638,057
1.2
D
---
5/14/13 - 4:54:46 pm
8
WHITMORE R JANET
DIR
JB*
$3,800
10,000
---
5/10/13
---
$0.38
630,736
1.6
D
---
5/14/13 - 4:54:46 pm
9
WHITMORE R JANET
DIR
B
$33,733
88,698
5/6/13
5/8/13
$0.33
$0.39
620,736
16.7
D
---
5/9/13 - 9:15:05 am
10
WHITMORE BRADFORD T
BO
S
$86,774
255,200
---
5/6/13
$0.34
$0.35
7,649,029
-3.2
D
---
5/8/13 - 4:42:38 pm
11
WHITMORE R JANET
DIR
B
$5,135
14,234
12/21/12
12/24/12
$0.36
$0.38
532,038
2.7
D
---
12/26/12 - 8:03:21 am
12
WHITMORE R JANET
DIR
B
$20,047
58,100
12/19/12
12/20/12
$0.34
$0.37
517,804
12.6
D
---
12/21/12 - 3:19:45 pm
13
WHITMORE R JANET
DIR
B
$12,360
38,495
12/17/12
12/18/12
$0.31
$0.34
459,704
9.1
D
---
12/19/12 - 3:55:02 pm
14
WHITMORE R JANET
DIR
B
$16,079
51,958
12/13/12
12/14/12
---
$0.31
421,209
14.1
D
---
12/17/12 - 4:06:39 pm
15
WHITMORE R JANET
DIR
B
$19,081
56,720
12/10/12
12/11/12
$0.33
$0.35
369,251
18.1
D
---
12/12/12 - 4:09:35 pm
16
CURETON KEVIN
VP,SO
3
---
---
---
11/28/12
---
---
---
---
---
---
12/4/12 - 1:38:03 pm
17
SPURGEON CORP
BO
JS*
$799,233
2,421,918
---
9/12/12
---
$0.33
3,034,710
-44.4
I
---
9/14/12 - 4:49:13 pm
18
WHITMORE BRADFORD T
BO
JS*
$799,233
2,421,918
---
9/12/12
---
$0.33
2,433,300
-49.9
I
---
9/14/12 - 4:39:52 pm
19
WHITMORE BRADFORD T
BO
JB*
$799,233
2,421,918
---
9/12/12
---
$0.33
7,904,229
44.2
D
---
9/14/12 - 4:39:52 pm
20
MURRAY PATRICK G
VP
JB
$248
753
---
7/20/12
---
$0.33
1,503
100.4
D
---
8/9/12 - 3:11:43 pm
21
BALDWIN NANCY
VP,HR,TO
JB
$163
493
---
7/20/12
---
$0.33
987
99.8
D
---
8/9/12 - 2:46:40 pm
22
NELSON DAVID W
VP,SO
JB
$330
1,000
---
7/20/12
---
$0.33
3,684
37.3
D
---
8/8/12 - 9:41:48 am
23
WHITMORE R JANET
DIR
JB
$33,639
101,935
---
7/20/12
---
$0.33
312,531
48.4
D
---
7/25/12 - 1:29:30 pm
24
WHITMORE R JANET
DIR
JB
$3,564
10,801
---
7/20/12
---
$0.33
32,675
49.4
I
---
7/25/12 - 1:29:30 pm
25
MCCLUNG JAMES A
DIR
JB
$3,281
9,941
---
7/20/12
---
$0.33
30,071
49.4
I
---
7/25/12 - 11:09:17 am
26
MCCLUNG JAMES A
DIR
JB
$1,918
5,812
---
7/20/12
---
$0.33
17,582
49.4
D
---
7/25/12 - 11:09:17 am
27
HENDERSON JAMES A
DIR
JB
$10,433
31,614
---
7/20/12
---
$0.33
110,000
40.3
D
---
7/25/12 - 10:44:09 am
28
JANKOWSKI JESS
PR,CEO,DIR
JB
$4,002
12,127
---
7/20/12
---
$0.33
38,801
45.5
D
---
7/24/12 - 4:42:04 pm
29
SIEGEL RICHARD W
DIR
JB
$42,527
128,870
---
7/20/12
---
$0.33
389,838
49.4
D
---
7/24/12 - 4:40:27 pm
30
CESARIO FRANK
CFO
JB
$2,190
6,636
---
7/20/12
---
$0.33
30,000
28.4
D
---
7/24/12 - 4:05:37 pm
31
MCCLUNG JAMES A
DIR
OB
$990
2,999
---
7/16/12
---
$0.33
11,770
34.2
D
---
7/17/12 - 12:43:10 pm
32
MCCLUNG JAMES A
DIR
OB
$1,693
5,130
---
7/16/12
---
$0.33
20,130
34.2
I
---
7/17/12 - 12:43:10 pm
33
WHITMORE R JANET
DIR
JB
$17,360
52,605
---
7/13/12
---
$0.33
210,596
33.3
D
---
7/17/12 - 10:23:55 am
34
WHITMORE R JANET
DIR
JB
$1,839
5,574
---
7/13/12
---
$0.33
21,874
34.2
I
---
7/17/12 - 10:23:55 am
35
PEARLMAN JERRY K
DIR
JB
$3,606
10,926
---
7/12/12
---
$0.33
42,874
34.2
D
---
8/8/12 - 9:33:27 am
36
NELSON DAVID W
VP,SO
JB
$226
684
---
7/10/12
---
$0.33
2,684
34.2
D
---
8/8/12 - 9:41:48 am
37
NELSON DAVID W
VP,SO
JB
$226
684
---
7/10/12
---
$0.33
2,684
34.2
D
---
7/10/12 - 6:14:09 pm
38
HENDERSON JAMES A
DIR
JB
$6,592
19,976
---
7/6/12
---
$0.33
78,386
34.2
D
---
7/9/12 - 4:21:42 pm
39
JANKOWSKI JESS
PR,CEO,DIR
JB
$2,065
6,258
---
7/6/12
---
$0.33
26,674
30.7
D
---
7/9/12 - 4:12:29 pm
40
CESARIO FRANK
CFO
JB
$1,965
5,954
---
7/6/12
---
$0.33
23,364
34.2
D
---
7/9/12 - 4:11:28 pm
41
SIEGEL RICHARD W
DIR
JB
$21,947
66,506
---
6/29/12
---
$0.33
260,968
34.2
D
---
7/9/12 - 4:18:37 pm
42
JANKOWSKI JESS
PR,CEO,DIR
B
$876
1,951
5/30/12
6/1/12
$0.33
$0.48
20,416
10.6
D
---
6/1/12 - 3:24:13 pm
43
JANKOWSKI JESS
PR,CEO,DIR
JB*
$1
4
---
5/31/12
---
$0.27
18,865
0.0
D
---
6/1/12 - 3:24:13 pm
44
CESARIO FRANK
CFO
B
$2,461
6,153
---
5/29/12
---
$0.40
6,153
New
D
---
5/29/12 - 10:55:58 am
45
CESARIO FRANK
CFO
JB*
$4,728
11,257
---
5/29/12
---
$0.42
17,410
183.0
D
---
5/29/12 - 10:55:58 am
46
JANKOWSKI JESS
PR,CEO,DIR
B
$2,375
6,045
---
5/24/12
$0.34
$0.40
18,461
48.7
D
---
5/29/12 - 12:40:06 pm
47
HENDERSON JAMES A
DIR
B
$19,159
50,000
---
5/24/12
$0.35
$0.40
58,410
594.5
D
---
5/29/12 - 10:57:08 am
48
WHITMORE BRADFORD T
BO
B
$71,759
237,323
3/21/12
3/22/12
$0.25
$0.32
2,744,352
9.5
D
---
3/23/12 - 4:08:57 pm
49
SPURGEON CORP
BO
JS*
$437,761
1,152,002
---
3/14/12
---
$0.38
2,721,918
-29.7
I
---
3/16/12 - 4:26:54 pm
50
WHITMORE BRADFORD T
BO
JS*
$437,761
1,152,002
---
3/14/12
---
$0.38
2,421,918
-32.2
I
---
3/16/12 - 4:09:32 pm
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