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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LPL FINANCIAL HOLDINGS INC: LPLA

Price: 2/27/15 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$44.86 $56.45 $38.34 $4,329 97 674 2.2% 5.4% 96.88% 0.27%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
O
JS
$47,758
1,050
2/24/15
2/25/15
---
$45.46
4,444
-19.1
D
R
2/26/15 - 8:53:03 pm
2
    
 
O
JS
$50,394
1,108
2/24/15
2/25/15
---
$45.46
4,553
-19.6
D
R
2/26/15 - 8:41:46 pm
3
    
 
HR
JS
$71,682
1,576
2/24/15
2/25/15
---
$45.46
6,624
-19.2
D
R
2/26/15 - 8:34:30 pm
4
    
 
O
JS
$58,672
1,290
2/24/15
2/25/15
---
$45.46
6,721
-16.1
D
R
2/26/15 - 8:28:56 pm
5
1y
5
100%
-10%
CFO
OS
$103,294
2,271
2/24/15
2/25/15
---
$45.46
183,656
-1.2
D
R,10b
2/26/15 - 8:05:49 pm
6
    
 
FO
JS
$12,489
274
---
2/24/15
---
$45.58
5,640
-4.6
D
R
2/26/15 - 8:57:10 pm
7
    
 
O
JS
$8,296
182
---
2/24/15
---
$45.58
1,058
-14.7
D
R
2/26/15 - 8:48:11 pm
8
    
 
O
JS
$12,762
280
---
2/24/15
---
$45.58
7,755
-3.5
D
R
2/26/15 - 8:45:05 pm
9
    
 
PR
JS
$49,226
1,080
---
2/24/15
---
$45.58
56,668
-1.9
D
R
2/26/15 - 8:37:53 pm
10
    
 
O
JS
$12,717
279
---
2/24/15
---
$45.58
4,367
-6.0
D
R
2/26/15 - 8:20:14 pm
11
    
 
IO
JS
$15,999
351
---
2/24/15
---
$45.58
15,572
-2.2
D
R
2/26/15 - 8:15:43 pm
12
    
 
VP,CAO
JS
$3,419
75
---
2/24/15
---
$45.58
1,511
-4.7
D
R
2/26/15 - 8:12:07 pm
13
    
 
LO
JS
$6,472
142
---
2/24/15
---
$45.58
50,030
-0.3
D
R
2/26/15 - 8:08:48 pm
14
1y
5
100%
-10%
CFO
OS
$251,068
5,458
---
2/24/15
---
$46.00
185,927
-2.9
D
R,10b
2/26/15 - 8:05:49 pm
15
    
 
CFO
OE
$151,732
5,458
---
2/24/15
---
$27.80
191,385
2.9
D
R,10b
2/26/15 - 8:05:49 pm
16
    
 
FO
JS
$17,545
384
---
2/22/15
---
$45.69
5,914
-6.1
D
R
2/24/15 - 8:35:25 pm
17
    
 
O
JS
$11,423
250
---
2/22/15
---
$45.69
5,494
-4.4
D
R
2/24/15 - 8:30:09 pm
18
    
 
O
JS
$11,925
261
---
2/22/15
---
$45.69
5,661
-4.4
D
R
2/24/15 - 8:26:17 pm
19
    
 
HR
JS
$16,631
364
---
2/22/15
---
$45.69
8,200
-4.3
D
R
2/24/15 - 8:22:23 pm
20
    
 
O
JS
$15,032
329
---
2/22/15
---
$45.69
8,011
-3.9
D
R
2/24/15 - 8:18:23 pm
21
    
 
O
JS
$16,631
364
---
2/22/15
---
$45.69
4,646
-7.3
D
R
2/24/15 - 8:14:29 pm
22
    
 
VP,CAO
JS
$3,701
81
---
2/22/15
---
$45.69
1,586
-4.9
D
R
2/24/15 - 8:11:00 pm
23
1y
5
100%
-10%
CFO
OS
$855,797
18,542
---
2/19/15
---
$46.15
185,927
-9.1
D
R,10b
2/23/15 - 4:19:20 pm
24
    
 
CFO
OE
$515,468
18,542
---
2/19/15
---
$27.80
204,469
10.0
D
R,10b
2/23/15 - 4:19:20 pm
25
    
 
IO
JS
$179,607
4,110
---
12/17/14
---
$43.70
15,923
-20.5
D
R
12/19/14 - 5:13:38 pm
26
    
 
DIR
JB
$59,093
1,410
---
11/21/14
---
$41.91
1,410
New
D
R
11/25/14 - 6:39:22 pm
27
    
 
DIR
3
---
---
---
11/21/14
---
---
---
---
D
---
11/25/14 - 6:35:13 pm
28
    
 
O
JB
---
1,208
---
11/1/14
---
---
8,035
17.7
D
R
11/4/14 - 6:53:35 pm
29
    
 
O
JS
$24,526
510
---
9/3/14
---
$48.09
6,827
-7.0
D
R
9/5/14 - 4:29:26 pm
30
    
 
CB,CEO,DIR
JS
---
300,000
---
8/21/14
---
---
9,857
-96.8
D
---
8/28/14 - 5:32:37 pm
31
    
 
LO
JS
$23,999
516
---
8/5/14
---
$46.51
44,797
-1.1
D
R
8/7/14 - 5:23:45 pm
32
    
 
LO
JB
---
5,375
---
8/5/14
---
---
50,172
12.0
D
R
8/7/14 - 5:23:45 pm
33
    
 
VP,CAO
3
---
---
---
8/1/14
---
---
1,667
---
D
R
8/11/14 - 4:27:08 pm
34
    
 
O
3
---
---
---
6/5/14
---
---
5,744
---
D
R
6/16/14 - 4:43:39 pm
35
    
 
O
3
---
---
---
6/5/14
---
---
1,240
---
D
R
6/16/14 - 4:34:48 pm
36
    
 
DIR
JB
$79,994
1,706
---
5/7/14
---
$46.89
21,937
8.4
D
R
5/9/14 - 4:51:40 pm
37
    
 
DIR
JB
$79,994
1,706
---
5/7/14
---
$46.89
51,456
3.4
D
R
5/9/14 - 4:48:34 pm
38
    
 
DIR
JB
$79,994
1,706
---
5/7/14
---
$46.89
106,921
1.6
D
R
5/9/14 - 4:42:58 pm
39
    
 
DIR
JB
$79,994
1,706
---
5/7/14
---
$46.89
5,194
48.9
D
R
5/9/14 - 4:38:56 pm
40
    
 
DIR
JB
$79,994
1,706
---
5/7/14
---
$46.89
35,485
5.1
D
R
5/9/14 - 4:34:31 pm
41
    
 
DIR
JB
$79,994
1,706
---
5/7/14
---
$46.89
54,954
3.2
D
R
5/9/14 - 4:25:13 pm
42
    
 
O
3
---
---
---
4/14/14
---
---
5,922
---
D
R
4/23/14 - 4:31:11 pm
43
    
 
DIR
JB
$49,994
935
---
3/5/14
---
$53.47
20,231
4.8
D
R
3/10/14 - 7:19:50 pm
44
    
 
DIR
JB
$49,994
935
---
3/5/14
---
$53.47
49,750
1.9
D
R
3/10/14 - 7:16:12 pm
45
    
 
DIR
JB
$49,994
935
---
3/5/14
---
$53.47
105,215
0.9
D
R
3/10/14 - 7:12:37 pm
46
    
 
DIR
JB
$49,994
935
---
3/5/14
---
$53.47
3,488
36.6
D
R
3/10/14 - 7:06:04 pm
47
    
 
DIR
JB
$49,994
935
---
3/5/14
---
$53.47
33,779
2.8
D
R
3/10/14 - 7:02:27 pm
48
    
 
DIR
JB
$49,994
935
---
3/5/14
---
$53.47
53,248
1.8
D
R
3/10/14 - 6:56:41 pm
49
    
 
VP,CAO
OS*
$215,920
4,000
---
2/28/14
---
$53.98
6,213
-39.2
D
R
3/4/14 - 7:07:34 pm
50
1y
1
100%
12%
VP,CAO
OE*
$177,616
6,200
---
2/28/14
---
$22.08
10,213
154.5
D
R
3/4/14 - 7:07:34 pm
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