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Transaction Types Key To InsiderInsights' Infobase
 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LPL FINANCIAL HOLDINGS INC: LPLA
Price: 5/17/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$38.90 $39.03 $23.17 $4,145 107 410 1.4% 1.7% 88.54% 1.81%
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
PUTNAM JAMES S
DIR
JB
---
1,667
---
12/1/11
---
---
403,180
0.4
D
R
12/5/11 - 4:19:51 pm
2
BRENNAN JOHN JOSEPH
DIR
JB
---
1,667
---
12/1/11
---
---
26,744
6.6
D
R
12/5/11 - 4:16:54 pm
3
BOYCE RICHARD W
DIR
JB
---
1,667
---
12/1/11
---
---
3,180
110.2
D
R
12/5/11 - 4:14:03 pm
4
CASADY MARK S
CB,CEO,DIR
S
$600,000
20,000
11/30/11
12/1/11
---
$30.00
1,280,133
-1.5
D
---
12/2/11 - 11:57:01 am
5
ARNOLD DAN H
PR
S
$1,680,000
56,000
---
11/30/11
---
$30.00
246,684
-18.5
D
---
12/2/11 - 5:23:44 pm
6
EATON JONATHAN
O
S
$34,738
1,250
---
11/28/11
---
$27.79
229,406
-0.5
D
---
11/30/11 - 8:42:00 am
7
EATON JONATHAN
O
S
$35,088
1,250
---
11/21/11
---
$28.07
230,656
-0.5
D
---
11/23/11 - 8:58:30 am
8
BROWN STEPHANIE L
GC
JS
$2,136,000
75,000
---
11/17/11
---
$28.48
605,985
-11.0
D
---
11/30/11 - 11:55:31 am
9
EATON JONATHAN
O
S
$35,488
1,250
---
11/14/11
---
$28.39
231,906
-0.5
D
---
11/15/11 - 11:49:28 am
10
EATON JONATHAN
O
S
$36,038
1,250
---
11/7/11
---
$28.83
233,156
-0.5
D
---
11/8/11 - 9:05:37 am
11
EATON JONATHAN
O
S
$35,838
1,250
---
10/31/11
---
$28.67
234,406
-0.5
D
---
11/2/11 - 10:33:07 am
12
EATON JONATHAN
O
JS*
$32,750
1,250
---
10/10/11
---
$26.20
235,656
-0.5
D
---
10/11/11 - 12:27:03 pm
13
EATON JONATHAN
O
S
$31,525
1,250
---
10/3/11
---
$25.22
236,906
-0.5
D
---
10/4/11 - 1:55:45 pm
14
EATON JONATHAN
O
S
$31,250
1,250
---
9/26/11
---
$25.00
238,156
-0.5
D
---
9/27/11 - 11:57:36 am
15
EATON JONATHAN
O
S
$31,725
1,250
---
9/19/11
---
$25.38
239,406
-0.5
D
---
9/20/11 - 1:52:28 pm
16
EATON JONATHAN
O
S
$31,250
1,250
---
9/12/11
---
$25.00
240,656
-0.5
D
---
9/13/11 - 12:03:05 pm
17
EATON JONATHAN
O
S
$33,363
1,250
---
9/6/11
---
$26.69
241,906
-0.5
D
---
9/6/11 - 12:19:27 pm
18
EATON JONATHAN
O
S
$34,675
1,250
---
8/29/11
---
$27.74
243,156
-0.5
D
---
8/31/11 - 10:27:59 am
19
EATON JONATHAN
O
S
$34,350
1,250
---
8/22/11
---
$27.48
244,406
-0.5
D
---
8/22/11 - 11:50:58 am
20
EATON JONATHAN
O
S
$34,400
1,250
---
8/15/11
---
$27.52
245,656
-0.5
D
---
8/16/11 - 4:25:34 pm
21
EATON JONATHAN
O
S
$38,200
1,250
---
8/8/11
---
$30.56
246,906
-0.5
D
---
8/8/11 - 2:24:19 pm
22
EATON JONATHAN
O
S
$41,200
1,250
---
8/1/11
---
$32.96
248,156
-0.5
D
---
8/3/11 - 3:03:15 pm
23
ARNOLD DAN H
PR
S
$458,220
14,000
---
8/1/11
---
$32.73
302,684
-4.4
D
---
8/3/11 - 3:01:01 pm
24
EATON JONATHAN
O
S
$41,825
1,250
---
7/11/11
---
$33.46
249,406
-0.5
D
---
7/12/11 - 11:27:44 am
25
BROWN STEPHANIE L
GC
S
$596,995
17,057
---
7/6/11
---
$35.00
680,985
-2.4
D
---
7/7/11 - 11:21:17 am
26
EATON JONATHAN
O
S
$42,763
1,250
---
7/5/11
---
$34.21
250,656
-0.5
D
---
7/6/11 - 10:04:48 am
27
ARNOLD DAN H
PR
S
$473,340
14,000
---
6/28/11
---
$33.81
316,684
-4.2
D
---
6/30/11 - 11:00:37 am
28
EATON JONATHAN
O
S
$41,425
1,250
---
6/27/11
---
$33.14
251,906
-0.5
D
---
6/28/11 - 9:51:27 am
29
EATON JONATHAN
O
S
$43,113
1,250
---
6/20/11
---
$34.49
253,156
-0.5
D
---
6/21/11 - 10:35:17 am
30
EATON JONATHAN
O
S
$43,313
1,250
---
6/13/11
---
$34.65
254,406
-0.5
D
---
6/14/11 - 9:52:47 am
31
SHULMAN BECKY S
CFO
3
---
---
---
6/6/11
---
---
---
---
---
---
6/14/11 - 9:50:36 am
32
EATON JONATHAN
O
S
$44,800
1,250
---
6/6/11
---
$35.84
255,656
-0.5
D
---
6/7/11 - 10:06:55 am
33
EATON JONATHAN
O
S
$44,400
1,250
---
5/31/11
---
$35.52
256,906
-0.5
D
---
6/2/11 - 11:18:06 am
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