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 S  AS  JS*  OS  OS*  3
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 JS
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Detailed Insider History for:
HERCULES CAPITAL INC: HTGC

Price: 7/22/16 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$13.18 $13.18 $9.88 $971 74 235 9.4% 0.9% 40.69% 3.67%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
DIR
JB
$62,350
5,000
---
7/7/16
---
$12.47
12,855
63.7
D
R
7/11/16 - 4:44:05 pm
2
    
 
FO
JS
$15,823
1,297
---
6/10/16
---
$12.20
237,317
-0.5
D
R
6/13/16 - 7:00:25 pm
3
    
 
VP,FO,CT
JS
$1,427
117
---
6/10/16
---
$12.20
9,222
-1.3
D
R
6/13/16 - 6:57:20 pm
4
    
 
PR,CEO,DIR
JS
$160,479
13,154
---
6/10/16
---
$12.20
2,042,086
-0.6
D
R
6/13/16 - 6:56:16 pm
5
    
 
PR,CEO,DIR
JS
$74,942
6,078
---
6/4/16
---
$12.33
2,055,240
-0.3
D
R
6/7/16 - 12:53:13 pm
6
    
 
FO
JS
$9,864
800
---
6/4/16
---
$12.33
238,614
-0.3
D
R
6/7/16 - 12:52:09 pm
7
    
 
PR,CEO,DIR
JS
$120,434
9,896
---
4/15/16
---
$12.17
2,061,318
-0.5
D
R
4/18/16 - 4:24:32 pm
8
    
 
FO
JS
$22,210
1,831
---
4/14/16
---
$12.13
239,414
-0.8
D
R
4/18/16 - 4:24:10 pm
9
    
 
PR,CEO,DIR
JS
$208,020
17,009
---
4/10/16
---
$12.23
2,071,214
-0.8
D
R
4/11/16 - 4:07:06 pm
10
    
 
FO
JS
$12,450
1,018
---
4/10/16
---
$12.23
241,245
-0.4
D
R
4/11/16 - 4:06:42 pm
11
    
 
DIR
JB
$15,976
1,388
---
3/14/16
---
$11.51
242,901
0.6
D
---
3/15/16 - 5:28:28 pm
12
    
 
DIR
JB
$2,060
179
---
3/14/16
---
$11.51
23,688
0.8
D
---
3/15/16 - 5:28:05 pm
13
    
 
DIR
JB
$1,036
90
---
3/14/16
---
$11.51
136,205
0.1
D
---
3/15/16 - 5:27:40 pm
14
    
 
CT
JS
$5,292
465
---
3/10/16
---
$11.38
9,339
-4.7
D
R
3/11/16 - 2:34:15 pm
15
    
 
PR,CEO,DIR
JS
$626,720
55,132
3/9/16
3/10/16
$11.11
$11.38
2,088,223
-2.6
D
R
3/11/16 - 2:33:53 pm
16
    
 
FO
JS
$61,150
5,379
3/9/16
3/10/16
$11.11
$11.38
242,263
-2.2
D
R
3/11/16 - 2:33:33 pm
17
    
 
PR,CEO,DIR
JS
$68,206
6,079
---
3/4/16
---
$11.22
2,143,355
-0.3
D
R
3/7/16 - 6:08:54 pm
18
    
 
FO
JS
$8,729
778
---
3/4/16
---
$11.22
247,642
-0.3
D
R
3/7/16 - 6:08:28 pm
19
    
 
FO
JS
$2,848
276
---
2/9/16
---
$10.32
248,420
-0.1
D
R
2/10/16 - 4:13:07 pm
20
    
 
PR,CEO,DIR
JS
$26,068
2,526
---
2/9/16
---
$10.32
2,149,434
-0.1
D
R
2/10/16 - 4:12:44 pm
21
    
 
PR,CEO,DIR
JS
$81,924
7,516
---
1/15/16
---
$10.90
2,151,934
-0.3
D
R
1/19/16 - 4:08:27 pm
22
    
 
FO
JS
$2,130
2,130
---
1/14/16
---
$1.00
249,696
-0.8
D
R
1/19/16 - 4:08:05 pm
23
    
 
FO
JS
$29,458
2,130
---
1/13/16
---
$13.83
249,696
-0.8
D
A,R
4/11/16 - 4:06:16 pm
24
    
 
CT
JB
$72,060
6,000
---
1/10/16
---
$12.01
9,804
157.7
D
R
1/12/16 - 4:41:02 pm
25
    
 
PR,CEO,DIR
JB
$4,005,335
333,500
---
1/10/16
---
$12.01
2,159,450
18.3
D
R
1/12/16 - 4:40:42 pm
26
    
 
CFO
JB
$396,330
33,000
---
1/10/16
---
$12.01
69,430
90.6
D
R
1/12/16 - 4:40:19 pm
27
    
 
GC,CCO
JB
$112,894
9,400
---
1/10/16
---
$12.01
19,400
94.0
D
R
1/12/16 - 4:40:00 pm
28
    
 
FO
JB
$1,249,040
104,000
---
1/10/16
---
$12.01
251,826
70.4
D
R
1/12/16 - 4:39:39 pm
29
    
 
PR,CEO,DIR
JS
$184,678
15,377
1/9/16
1/10/16
---
$12.01
1,825,950
-0.8
D
R
1/11/16 - 2:50:37 pm
30
    
 
FO
JS
$17,523
1,459
1/9/16
1/10/16
---
$12.01
147,826
-1.0
D
R
1/11/16 - 2:50:17 pm
31
    
 
DIR
JB
---
4,875
---
12/31/15
---
---
241,513
2.1
D
---
2/12/16 - 4:27:18 pm
32
    
 
DIR
JB
---
522
---
12/31/15
---
---
23,509
2.3
D
---
2/12/16 - 4:26:56 pm
33
    
 
DIR
JB
---
424
---
12/31/15
---
---
136,115
0.3
D
---
2/12/16 - 4:26:34 pm
34
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
236,638
0.9
D
---
1/5/16 - 4:17:22 pm
35
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
7,855
35.3
D
---
1/5/16 - 4:17:01 pm
36
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
7,855
35.3
D
---
1/5/16 - 4:16:40 pm
37
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
7,855
35.3
D
---
1/5/16 - 4:16:20 pm
38
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
22,987
9.8
D
---
1/5/16 - 4:15:58 pm
39
    
 
DIR
JB
$24,990
2,050
---
12/31/15
---
$12.19
135,691
1.5
D
---
1/5/16 - 4:15:36 pm
40
1y
35
63%
21%
PR,CEO,DIR
B
$10,990
1,000
---
12/14/15
---
$10.99
1,841,327
0.1
D
---
12/14/15 - 3:08:53 pm
41
    
 
PR,CEO,DIR
JS
$29,681
2,526
---
12/9/15
---
$11.75
1,840,327
-0.1
D
R
12/10/15 - 4:05:14 pm
42
    
 
FO
JS
$3,819
325
---
12/9/15
---
$11.75
149,285
-0.2
D
R
12/10/15 - 4:04:52 pm
43
    
 
PR,CEO,DIR
JS
$71,550
6,079
---
12/4/15
---
$11.77
1,842,853
-0.3
D
R
12/8/15 - 2:57:11 pm
44
    
 
FO
JS
$12,865
1,093
---
12/4/15
---
$11.77
149,610
-0.7
D
R
12/8/15 - 2:56:47 pm
45
6m
1
100%
7%
DIR
B
$111,600
10,000
---
11/23/15
---
$11.16
20,937
91.4
D
---
11/24/15 - 12:52:12 pm
46
    
 
PR,CEO,DIR
JS
$28,695
2,526
---
11/9/15
---
$11.36
1,848,932
-0.1
D
R
11/12/15 - 1:38:03 pm
47
    
 
FO
JS
$3,692
325
---
11/9/15
---
$11.36
150,703
-0.2
D
R
11/12/15 - 1:37:40 pm
48
    
 
PR,CEO,DIR
JS
$103,116
9,896
---
10/15/15
---
$10.42
1,851,458
-0.5
D
A,R
10/22/15 - 2:37:26 pm
49
    
 
PR,CEO,DIR
JS
$124,436
11,942
---
10/15/15
---
$10.42
1,845,278
-0.6
D
R
10/16/15 - 4:05:59 pm
50
    
 
FO
JS
$22,866
2,184
---
10/14/15
---
$10.47
151,028
-1.4
D
R
10/16/15 - 4:05:38 pm
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