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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
CAPITAL ONE FINANCIAL CORP: COF
Price: 5/17/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$60.83 $62.92 $47.99 $35,535 584 5,228 2.0% 1.4% 91.60% 0.71%
Exch Sector Industry Sub-Industry
NYSE Finance, Insurance, And Real Estate Non-depository Credit Institutions Personal Credit Institutions
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Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
FAIRBANK RICHARD D
CB,CEO,PR,DIR
JS
---
6,810
---
5/13/13
---
---
2,654,095
-0.3
D
---
5/14/13 - 4:09:52 pm
2
PERLIN GARY L
CFO
JS
$320,443
5,355
---
5/8/13
---
$59.84
96,528
-5.3
D
R
5/9/13 - 5:09:03 pm
3
LAPRADE III FRANK G
O
AS
$1,313,281
22,259
---
5/3/13
---
$59.00
51,784
-30.1
D
10b
5/7/13 - 5:08:29 pm
4
HACKETT ANN F
DIR
JB
---
2,922
---
5/2/13
---
---
49,126
6.3
D
R
5/6/13 - 5:15:01 pm
5
GROSS PATRICK W
DIR
JB
---
2,922
---
5/2/13
---
---
41,015
7.7
D
R
5/6/13 - 5:15:00 pm
6
WEST CATHERINE
DIR
JB
---
2,922
---
5/2/13
---
---
3,723
364.8
D
R
5/6/13 - 5:14:57 pm
7
RASKIND PETER E
DIR
JB
---
2,922
---
5/2/13
---
---
9,307
45.8
D
R
5/6/13 - 5:14:55 pm
8
WARNER BRADFORD H
DIR
JB
---
2,922
---
5/2/13
---
---
41,200
7.6
D
R
5/6/13 - 5:14:53 pm
9
SHATTUCK MAYO A III
DIR
JB
---
2,922
---
5/2/13
---
---
35,065
9.1
D
R
5/6/13 - 5:14:51 pm
10
LEROY PIERRE E
DIR
JB
---
2,922
---
5/2/13
---
---
37,376
8.5
D
R
5/6/13 - 5:14:49 pm
11
JENKINS BENJAMIN P III
DIR
JB
---
2,922
---
5/2/13
---
---
5,915
97.6
D
R
5/6/13 - 5:14:48 pm
12
HAY LEWIS III
DIR
JB
---
2,922
---
5/2/13
---
---
34,398
9.3
D
R
5/6/13 - 5:14:44 pm
13
BLACKLEY RICHARD SCOTT
AO
S
$124,178
2,160
---
4/29/13
---
$57.49
15,286
-12.4
D
---
4/30/13 - 8:44:28 pm
14
RASKIND PETER E
DIR
B
$114,340
2,000
---
4/26/13
---
$57.17
6,385
45.6
D
---
4/30/13 - 8:43:25 pm
15
JENKINS BENJAMIN P III
DIR
B
$124,549
2,192
---
4/26/13
---
$56.82
2,993
273.7
D
---
4/30/13 - 8:42:22 pm
16
BORGMANN KEVIN S
O
AS
$516,417
9,052
---
4/25/13
---
$57.05
26,510
-25.5
D
10b
4/29/13 - 5:13:40 pm
17
FAIRBANK RICHARD D
CB,CEO,PR,DIR
JS
$4,719,923
85,848
---
3/11/13
---
$54.98
2,660,905
-3.1
D
---
3/12/13 - 5:28:37 pm
18
FAIRBANK RICHARD D
CB,CEO,PR,DIR
JB
---
179,973
---
3/11/13
---
---
2,746,753
7.0
D
---
3/12/13 - 5:28:37 pm
19
WEST CATHERINE
DIR
JB
---
801
---
2/19/13
---
---
801
New
D
R
2/21/13 - 5:44:25 pm
20
JENKINS BENJAMIN P III
DIR
JB
---
801
---
2/19/13
---
---
801
New
D
R
2/21/13 - 5:44:20 pm
21
WEST CATHERINE
DIR
3
---
---
---
2/19/13
---
---
---
---
---
---
2/21/13 - 5:39:12 pm
22
JENKINS BENJAMIN P III
DIR
3
---
---
---
2/19/13
---
---
---
---
---
---
2/21/13 - 5:39:12 pm
23
WITTER JONATHAN W
PR
JS
$867,182
16,050
---
2/15/13
---
$54.03
57,845
-21.7
D
R
2/19/13 - 5:34:54 pm
24
WITTER JONATHAN W
PR
JB
---
33,039
---
2/15/13
---
---
73,895
80.9
D
R
2/19/13 - 5:34:54 pm
25
SLOCUM MICHAEL
PR
JS
$507,150
8,802
---
2/10/13
$57.27
$57.87
37,582
-19.0
D
R
2/12/13 - 7:17:23 pm
26
SLOCUM MICHAEL
PR
JB
---
5,099
---
2/10/13
---
---
46,384
12.4
D
R
2/12/13 - 7:17:23 pm
27
WITTER JONATHAN W
PR
JS
$534,720
9,264
---
2/10/13
$57.27
$57.87
40,856
-18.5
D
R
2/12/13 - 7:17:21 pm
28
WITTER JONATHAN W
PR
JB
---
6,951
---
2/10/13
---
---
50,120
16.1
D
R
2/12/13 - 7:17:21 pm
29
ALEXANDER ROBERT M
IO
JS
$524,309
9,089
---
2/10/13
$57.27
$57.87
105,144
-8.0
D
R
2/12/13 - 7:17:19 pm
30
SANJIV YAJNIK
PR,FO
JS
$668,162
11,583
---
2/10/13
$57.27
$57.87
103,928
-10.0
D
R
2/12/13 - 7:17:19 pm
31
BERSON JORY A
HR
JS
$674,005
11,684
---
2/10/13
$57.27
$57.87
100,437
-10.4
D
R
2/12/13 - 7:17:19 pm
32
SANJIV YAJNIK
PR,FO
JB
---
8,006
---
2/10/13
---
---
115,511
7.4
D
R
2/12/13 - 7:17:19 pm
33
BERSON JORY A
HR
JB
---
8,104
---
2/10/13
---
---
112,121
7.8
D
R
2/12/13 - 7:17:19 pm
34
ALEXANDER ROBERT M
IO
JB
---
6,304
---
2/10/13
---
---
114,233
5.8
D
R
2/12/13 - 7:17:19 pm
35
BORGMANN KEVIN S
O
JS
$200,088
3,468
---
2/10/13
$57.27
$57.87
38,021
-8.4
D
R
2/12/13 - 7:17:13 pm
36
BORGMANN KEVIN S
O
JB
---
2,459
---
2/10/13
---
---
41,489
6.3
D
R
2/12/13 - 7:17:13 pm
37
BLACKLEY RICHARD SCOTT
AO
JS
$54,807
957
---
2/10/13
---
$57.27
17,445
-5.2
D
R
2/12/13 - 7:17:11 pm
38
FINNERAN JOHN G JR
GC,SEC
JS
$712,264
12,344
---
2/10/13
$57.27
$57.87
110,436
-10.1
D
R
2/12/13 - 7:17:09 pm
39
FINNERAN JOHN G JR
GC,SEC
JB
---
8,872
---
2/10/13
---
---
122,780
7.8
D
R
2/12/13 - 7:17:09 pm
40
LAPRADE III FRANK G
O
JS
$557,024
9,656
---
2/10/13
$57.27
$57.87
74,043
-11.5
D
R
2/12/13 - 7:17:07 pm
41
LAPRADE III FRANK G
O
JB
---
6,708
---
2/10/13
---
---
83,699
8.7
D
R
2/12/13 - 7:17:07 pm
42
PERLIN GARY L
CFO
JS
$1,093,775
18,961
---
2/10/13
$57.27
$57.87
101,883
-15.7
D
R
2/12/13 - 7:17:05 pm
43
PERLIN GARY L
CFO
JB
---
13,131
---
2/10/13
---
---
120,844
12.2
D
R
2/12/13 - 7:17:05 pm
44
SCHNEIDER RYAN M
PR
JS
$831,202
14,414
---
2/10/13
$57.27
$57.87
161,990
-8.2
D
R
2/12/13 - 7:17:03 pm
45
SCHNEIDER RYAN M
PR
JB
---
9,521
---
2/10/13
---
---
176,404
5.7
D
R
2/12/13 - 7:17:03 pm
46
CRAWFORD STEPHEN S
CFO
JB
---
174,000
---
2/4/13
---
---
174,000
New
D
R
2/6/13 - 5:34:51 pm
47
CRAWFORD STEPHEN S
CFO
3
---
---
---
2/4/13
---
---
---
---
---
---
2/6/13 - 5:31:49 pm
48
SCHNALL PETER A
O
JB
---
17,942
---
1/31/13
---
---
207,085
9.5
D
R
2/12/13 - 7:15:01 pm
49
BORGMANN KEVIN S
O
JB
---
14,532
---
1/31/13
---
---
39,030
59.3
D
R
2/4/13 - 4:55:50 pm
50
BORGMANN KEVIN S
O
3
---
---
---
1/31/13
---
---
24,498
---
D
R
2/4/13 - 4:53:47 pm
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