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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
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Detailed Insider History for:
TOTAL RETURN SECURITIES FUND: SWZ
Price: 12/12/25 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$6.19 $9.43 $5.84 $0 0 49 0.0% 0.0% 0.00% 0.00%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
3m
1
0%
-4%
7
SELL MORITZ A
DIR
OB
$44,918
7,400
---
12/11/25
---
$6.07
11,800
168.2
D
---
12/12/25 - 5:16:26 pm
2
1y
2
0%
-10%
6
DAKOS ANDREW
PR,CEO,DIR
OB
$212,838
35,064
---
12/11/25
---
$6.07
35,128
54,787.5
D
---
12/12/25 - 5:14:03 pm
3
    
 
DAS RAJEEV P
SEC
OB
$2,841
468
---
12/11/25
---
$6.07
500
1,462.5
D
---
12/12/25 - 5:09:15 pm
4
--
--
--
--
11
GOLDSTEIN PHILLIP
DIR
OB
$491,524
80,976
---
12/11/25
---
$6.07
93,224
661.1
D
---
12/12/25 - 5:04:10 pm
5
3m
1
0%
-4%
7
SELL MORITZ A
DIR
B
$6,055
1,000
---
10/27/25
---
$6.05
4,400
29.4
D
---
10/29/25 - 4:16:02 pm
6
3m
1
0%
-4%
7
SELL MORITZ A
DIR
B
$11,507
1,815
---
6/30/25
---
$6.34
3,400
114.5
D
---
7/1/25 - 4:39:29 pm
7
6m
1
100%
-34%
5
HELLERMAN GERALD
DIR
S
$379
41
---
4/2/25
---
$9.24
5,283
-0.8
D
---
4/3/25 - 4:05:05 pm
8
    
 
BULLDOG INVESTORS LLP
FO
3
---
---
---
3/31/25
---
---
---
---
D
---
4/3/25 - 4:05:03 pm
9
9m
1
100%
-30%
11
GOLDSTEIN PHILLIP
DIR
S
$38,321
4,535
---
1/17/25
---
$8.45
12,248
-27.0
D
---
1/21/25 - 4:14:50 pm
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