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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LPL FINANCIAL HOLDINGS INC: LPLA
Price: 4/10/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$259.54 $274.35 $179.00 $19,324 75 542 0.5% 1.4% 96.67% 0.62%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
ARNOLD DAN H
PR,CEO,DIR
OE
$20,845
528
9/19/23
9/20/23
---
$39.48
146,237
0.4
D
R,10b
9/21/23 - 4:18:17 pm
2
    
 
STEINMEIER RICHARD
MD
AS
$2,499,617
10,300
---
9/13/23
$242.07
$244.65
16,914
-37.8
D
R,10b
9/15/23 - 4:15:19 pm
3
    
 
BROWN ALTHEA
MD
JB
---
4,319
---
9/12/23
---
---
4,319
New
D
R
9/14/23 - 4:19:18 pm
4
    
 
BROWN ALTHEA
MD
3
---
---
---
9/5/23
---
---
---
---
---
---
9/14/23 - 4:12:47 pm
5
    
 
THOMAS COREY E
DIR
JB
---
10
---
8/25/23
---
---
11,790
0.1
D
---
8/29/23 - 6:20:47 pm
6
    
 
SCHIFTER RICHARD P
DIR
JB
---
26
---
8/25/23
---
---
42,149
0.1
D
---
8/29/23 - 6:17:06 pm
7
    
 
PUTNAM JAMES S
DIR
JB
---
15
---
8/25/23
---
---
135,269
0.0
D
---
8/29/23 - 6:13:24 pm
8
    
 
MNOOKIN ALLISON
DIR
JB
---
6
---
8/25/23
---
---
9,712
0.1
D
---
8/29/23 - 6:08:55 pm
9
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
20
---
8/25/23
---
---
21,210
0.1
D
---
8/29/23 - 6:04:02 pm
10
    
 
EBERHART PAULETT
DIR
JB
---
9
---
8/25/23
---
---
19,992
0.0
D
---
8/29/23 - 5:58:23 pm
11
    
 
BERNARD EDWARD C
DIR
JB
---
7
---
8/25/23
---
---
13,543
0.1
D
---
8/29/23 - 5:52:39 pm
12
    
 
ENYEDI MATTHEW
MD
OS
$753,758
3,265
---
8/22/23
---
$230.86
9,978
-24.7
D
R,10b
9/5/23 - 4:33:46 pm
13
    
 
ENYEDI MATTHEW
MD
OE
$148,721
3,265
---
8/22/23
---
$45.55
13,243
32.7
D
R,10b
9/5/23 - 4:33:46 pm
14
    
 
ARNOLD DAN H
PR,CEO,DIR
JS
---
9,000
---
7/10/23
---
---
145,884
-5.8
D
R
7/12/23 - 4:21:55 pm
15
    
 
GATES GREG
MD
JB
---
1,532
---
6/12/23
---
---
25,381
6.4
D
R
6/13/23 - 5:13:10 pm
16
    
 
JAMBUSARIA ANERI
MD
JS
$179,191
896
---
6/5/23
---
$199.99
3,732
-19.4
D
R
6/7/23 - 4:29:48 pm
17
    
 
GATES GREG
MD
JS
$137,593
688
---
6/5/23
---
$199.99
23,849
-2.8
D
R
6/7/23 - 4:24:56 pm
18
    
 
THOMAS COREY E
DIR
JB
---
13
---
6/1/23
---
---
11,780
0.1
D
---
6/5/23 - 5:01:23 pm
19
    
 
SCHIFTER RICHARD P
DIR
JB
---
33
---
6/1/23
---
---
42,123
0.1
D
---
6/5/23 - 4:56:23 pm
20
    
 
PUTNAM JAMES S
DIR
JB
---
18
---
6/1/23
---
---
135,254
0.0
D
---
6/5/23 - 4:50:52 pm
21
    
 
MNOOKIN ALLISON
DIR
JB
---
7
---
6/1/23
---
---
9,706
0.1
D
---
6/5/23 - 4:45:46 pm
22
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
26
---
6/1/23
---
---
21,190
0.1
D
---
6/5/23 - 4:39:57 pm
23
    
 
EBERHART PAULETT
DIR
JB
---
10
---
6/1/23
---
---
19,983
0.1
D
---
6/5/23 - 4:32:42 pm
24
    
 
BERNARD EDWARD C
DIR
JB
---
9
---
6/1/23
---
---
13,536
0.1
D
---
6/5/23 - 4:25:33 pm
25
    
 
THOMAS COREY E
DIR
JB
---
1,290
---
5/12/23
---
---
11,767
12.3
D
---
5/16/23 - 4:08:19 pm
26
    
 
BERNARD EDWARD C
DIR
JB
---
1,290
---
5/12/23
---
---
13,527
10.5
D
---
5/16/23 - 4:07:56 pm
27
    
 
SCHIFTER RICHARD P
DIR
JB
---
1,290
---
5/12/23
---
---
42,090
3.2
D
---
5/16/23 - 4:07:30 pm
28
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
1,290
---
5/12/23
---
---
21,164
6.5
D
---
5/16/23 - 4:07:14 pm
29
    
 
PUTNAM JAMES S
DIR
JB
---
1,290
---
5/12/23
---
---
135,236
1.0
D
---
5/16/23 - 4:06:56 pm
30
    
 
EBERHART PAULETT
DIR
JB
---
784
---
5/12/23
---
---
19,973
4.1
D
---
5/16/23 - 4:06:37 pm
31
    
 
KO ALBERT J
DIR
JB
---
784
---
5/12/23
---
---
957
453.2
D
R
5/16/23 - 4:06:20 pm
32
    
 
MULCAHY ANNE M
DIR
JB
---
1,290
---
5/12/23
---
---
34,384
3.9
D
R
5/16/23 - 4:05:59 pm
33
    
 
MNOOKIN ALLISON
DIR
JB
---
784
---
5/12/23
---
---
9,699
8.8
D
---
5/16/23 - 4:05:30 pm
34
    
 
SETHI KABIR
MD
JS
$352,445
1,847
---
5/6/23
---
$190.82
11,737
-13.6
D
R
5/9/23 - 5:12:19 pm
35
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
B
$100,388
557
---
5/4/23
---
$180.23
2,775
25.1
I
---
5/5/23 - 8:24:46 am
36
    
 
EBERHART PAULETT
DIR
JS
---
2,870
---
4/24/23
---
---
19,189
-13.0
D
---
4/26/23 - 4:09:36 pm
37
    
 
THOMAS COREY E
DIR
JB
---
12
---
3/28/23
---
---
10,477
0.1
D
---
3/30/23 - 4:27:09 pm
38
    
 
SCHIFTER RICHARD P
DIR
JB
---
31
---
3/28/23
---
---
40,800
0.1
D
---
3/30/23 - 4:24:28 pm
39
    
 
PUTNAM JAMES S
DIR
JB
---
17
---
3/28/23
---
---
133,946
0.0
D
---
3/30/23 - 4:21:56 pm
40
    
 
MNOOKIN ALLISON
DIR
JB
---
6
---
3/28/23
---
---
8,915
0.1
D
---
3/30/23 - 4:19:39 pm
41
    
 
GLAVIN WILLIAM FRANCIS JR
DIR
JB
---
24
---
3/28/23
---
---
19,874
0.1
D
---
3/30/23 - 4:17:27 pm
42
    
 
EBERHART PAULETT
DIR
JB
---
9
---
3/28/23
---
---
22,059
0.0
D
---
3/30/23 - 4:14:47 pm
43
    
 
BERNARD EDWARD C
DIR
JB
---
8
---
3/28/23
---
---
12,237
0.1
D
---
3/30/23 - 4:03:10 pm
44
    
 
SCHIFTER RICHARD P
DIR
JS
---
11,588
---
3/13/23
---
---
40,769
-22.1
D
---
3/15/23 - 4:19:34 pm
45
1y
19
16%
27%
1
OROSCHAKOFF MICHELLE
MD
AS
$1,183,882
4,809
---
2/27/23
$245.24
$246.99
23,852
-16.8
D
R,10b
2/28/23 - 6:43:22 pm
46
1y
5
0%
54%
1
LARSEN SALLIE R
MD
AS
$1,101,449
4,439
---
2/27/23
---
$248.13
25,196
-15.0
D
R,10b
2/28/23 - 6:35:43 pm
47
1y
8
0%
41%
2
AUDETTE MATTHEW J
CFO
AS
$1,750,480
7,111
---
2/27/23
$245.30
$247.01
12,644
-36.0
D
R,10b
2/28/23 - 6:11:49 pm
48
1y
33
39%
19%
1
ARNOLD DAN H
PR,CEO,DIR
AS
$9,464,734
38,444
---
2/27/23
$244.82
$247.44
154,884
-19.9
D
R,10b
2/28/23 - 6:04:04 pm
49
    
 
STEINMEIER RICHARD
MD
JS
$1,824,827
7,379
---
2/25/23
---
$247.30
25,358
-22.5
D
R
2/28/23 - 7:03:03 pm
50
    
 
STEINMEIER RICHARD
MD
JB
---
14,252
---
2/25/23
---
---
32,737
77.1
D
R
2/28/23 - 7:03:03 pm
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