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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
CAPITAL ONE FINANCIAL CORP: COF
Price: 4/10/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$139.94 $149.28 $83.93 $53,232 380 2,705 1.7% 3.0% 87.70% 4.34%
Exch Sector Industry Sub-Industry
NYSE Finance, Insurance, And Real Estate Non-depository Credit Institutions Personal Credit Institutions
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
SERRA EILEEN
DIR
JB
---
2,453
---
5/4/23
---
---
8,609
39.8
D
R
5/8/23 - 4:13:20 pm
2
    
 
WILLIAMS CRAIG A
DIR
JB
---
2,453
---
5/4/23
---
---
5,962
69.9
D
R
5/8/23 - 4:12:49 pm
3
    
 
DETRICK CHRISTINE ROSE
DIR
JB
---
2,453
---
5/4/23
---
---
4,711
108.6
D
R
5/8/23 - 4:12:18 pm
4
    
 
HACKETT ANN F
DIR
JB
---
2,453
---
5/4/23
---
---
69,980
3.6
D
R
5/8/23 - 4:11:52 pm
5
    
 
WARNER BRADFORD H
DIR
JB
---
2,453
---
5/4/23
---
---
47,554
5.4
D
R
5/8/23 - 4:11:27 pm
6
    
 
SHATTUCK MAYO A III
DIR
JB
---
2,453
---
5/4/23
---
---
63,295
4.0
D
R
5/8/23 - 4:10:50 pm
7
    
 
KILLALEA PETER THOMAS
DIR
JB
---
2,453
---
5/4/23
---
---
17,120
16.7
D
R
5/8/23 - 4:10:32 pm
8
    
 
LEENAARS CORNELIS PAJ
DIR
JB
---
2,453
---
5/4/23
---
---
10,999
28.7
D
R
5/8/23 - 4:10:07 pm
9
    
 
ZAMSKY MICHAEL
O
JS
$201,742
1,858
---
3/1/23
---
$108.58
29,644
-5.9
D
---
3/3/23 - 4:11:09 pm
10
    
 
ZAMSKY MICHAEL
O
JB
---
4,118
---
3/1/23
---
---
31,502
15.0
D
---
3/3/23 - 4:11:09 pm
11
    
 
FAIRBANK RICHARD D
CB,CEO,DIR
JS
$8,149,472
75,055
---
3/1/23
---
$108.58
3,848,399
-1.9
D
---
3/3/23 - 4:10:36 pm
12
    
 
FAIRBANK RICHARD D
CB,CEO,DIR
JB
---
166,419
---
3/1/23
---
---
3,923,448
4.4
D
---
3/3/23 - 4:10:36 pm
13
    
 
DEAN LIA
PR
JS
$689,266
6,348
---
3/1/23
---
$108.58
56,211
-10.1
D
---
3/3/23 - 4:09:50 pm
14
    
 
DEAN LIA
PR
JB
---
12,675
---
3/1/23
---
---
62,559
25.4
D
---
3/3/23 - 4:09:50 pm
15
    
 
RAGHU RAVI
PR
JS
$121,935
1,123
---
3/1/23
---
$108.58
44,960
-2.4
D
---
3/3/23 - 4:09:22 pm
16
    
 
RAGHU RAVI
PR
JB
---
2,853
---
3/1/23
---
---
46,083
6.6
D
---
3/3/23 - 4:09:22 pm
17
    
 
BORGMANN KEVIN S
CEO
JS
$837,043
7,709
---
3/1/23
---
$108.58
75,824
-9.2
D
---
3/3/23 - 4:08:51 pm
18
    
 
BORGMANN KEVIN S
CEO
JB
---
15,392
---
3/1/23
---
---
83,533
22.6
D
---
3/3/23 - 4:08:51 pm
19
    
 
KARAM CELIA
PR
JS
$564,290
5,197
---
3/1/23
---
$108.58
49,688
-9.5
D
---
3/3/23 - 4:08:06 pm
20
    
 
KARAM CELIA
PR
JB
---
11,523
---
3/1/23
---
---
54,885
26.6
D
---
3/3/23 - 4:08:06 pm
21
    
 
HALL SHELDON
O
JS
$799,583
7,364
---
3/1/23
---
$108.58
84,733
-8.0
D
---
3/3/23 - 4:07:32 pm
22
    
 
HALL SHELDON
O
JB
---
14,703
---
3/1/23
---
---
92,097
19.0
D
---
3/3/23 - 4:07:32 pm
23
    
 
SANJIV YAJNIK
PR,FO
JS
$991,335
9,130
---
3/1/23
---
$108.58
99,421
-8.4
D
---
3/3/23 - 4:06:54 pm
24
    
 
SANJIV YAJNIK
PR,FO
JB
---
20,243
---
3/1/23
---
---
108,551
22.9
D
---
3/3/23 - 4:06:54 pm
25
    
 
ALEXANDER ROBERT M
IO
JS
$735,195
6,771
---
3/1/23
---
$108.58
78,822
-7.9
D
---
3/3/23 - 4:06:12 pm
26
    
 
ALEXANDER ROBERT M
IO
JB
---
15,012
---
3/1/23
---
---
85,593
21.3
D
---
3/3/23 - 4:06:12 pm
27
    
 
LAPRADE III FRANK G
O
JS
$952,898
8,776
---
3/1/23
---
$108.58
86,206
-9.2
D
---
3/3/23 - 4:05:45 pm
28
    
 
LAPRADE III FRANK G
O
JB
---
17,522
---
3/1/23
---
---
94,982
22.6
D
---
3/3/23 - 4:05:45 pm
29
    
 
COOPER MATTHEW W
GC,SEC
JS
$750,505
6,912
---
3/1/23
---
$108.58
50,344
-12.1
D
---
3/3/23 - 4:05:18 pm
30
    
 
COOPER MATTHEW W
GC,SEC
JB
---
15,324
---
3/1/23
---
---
57,256
36.5
D
---
3/3/23 - 4:05:18 pm
31
    
 
BORGMANN KEVIN S
CEO
JS
$346,756
3,025
---
2/15/23
---
$114.63
68,141
-4.3
D
R
2/17/23 - 4:16:22 pm
32
    
 
WEST KARA
O
JS
$120,476
1,051
---
2/15/23
---
$114.63
12,743
-7.6
D
R
2/17/23 - 4:15:32 pm
33
    
 
ALEXANDER ROBERT M
IO
JS
$460,927
4,021
---
2/15/23
---
$114.63
70,581
-5.4
D
R
2/17/23 - 4:14:31 pm
34
    
 
GOLDEN TIMOTHY P
CT
JS
$195,330
1,704
---
2/15/23
---
$114.63
15,424
-9.9
D
R
2/17/23 - 4:13:58 pm
35
    
 
ZAMSKY MICHAEL
O
JS
$367,160
3,203
---
2/15/23
---
$114.63
27,384
-10.5
D
R
2/17/23 - 4:13:16 pm
36
    
 
KARAM CELIA
PR
JS
$273,736
2,388
---
2/15/23
---
$114.63
43,362
-5.2
D
R
2/17/23 - 4:12:31 pm
37
    
 
HALL SHELDON
O
JS
$374,840
3,270
---
2/15/23
---
$114.63
77,394
-4.1
D
R
2/17/23 - 4:11:36 pm
38
    
 
HAGGERTY KAITLIN
HR
JS
$57,888
505
---
2/15/23
---
$114.63
10,542
-4.6
D
R
2/17/23 - 4:10:42 pm
39
    
 
RAGHU RAVI
PR
JS
$171,945
1,500
---
2/15/23
---
$114.63
43,230
-3.4
D
R
2/17/23 - 4:10:04 pm
40
    
 
DEAN LIA
PR
JS
$331,395
2,891
---
2/15/23
---
$114.63
49,884
-5.5
D
R
2/17/23 - 4:09:31 pm
41
    
 
LAPRADE III FRANK G
O
JS
$503,455
4,392
---
2/15/23
---
$114.63
77,460
-5.4
D
R
2/17/23 - 4:08:53 pm
42
    
 
COOPER MATTHEW W
GC,SEC
JS
$312,481
2,726
---
2/15/23
---
$114.63
41,932
-6.1
D
R
2/17/23 - 4:08:03 pm
43
    
 
YOUNG ANDREW M
CFO
JS
$199,571
1,741
---
2/15/23
---
$114.63
27,660
-5.9
D
R
2/17/23 - 4:07:38 pm
44
    
 
SANJIV YAJNIK
PR,FO
JS
$474,683
4,141
---
2/15/23
---
$114.63
88,308
-4.5
D
R
2/17/23 - 4:07:02 pm
45
    
 
FAIRBANK RICHARD D
CB,CEO,DIR
JS
$4,210,595
35,844
---
2/15/23
---
$117.47
3,757,029
-0.9
D
R
2/17/23 - 4:06:21 pm
46
    
 
FAIRBANK RICHARD D
CB,CEO,DIR
JB
---
35,844
---
2/15/23
---
---
3,792,873
1.0
D
R
2/17/23 - 4:06:21 pm
47
    
 
MOUADEB MARK DANIEL
PR
JS
$146,612
1,279
---
2/15/23
---
$114.63
16,865
-7.0
D
R
2/17/23 - 4:05:46 pm
48
    
 
BLINDE NEAL
PR
S
$921,280
8,000
---
2/14/23
---
$115.16
121,472
-6.2
D
---
2/16/23 - 4:10:50 pm
49
    
 
BLINDE NEAL
PR
JS
$2,888,368
24,272
---
1/31/23
---
$119.00
129,472
-15.8
D
R
2/2/23 - 6:52:30 pm
50
    
 
HAGGERTY KAITLIN
HR
JB
---
7,073
---
1/26/23
---
---
11,025
179.0
D
R
1/30/23 - 5:16:42 pm
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