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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
ATHENEX INC: ATNX
Price: 5/19/23 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$0.35 $23.80 $0.34 $3 9 195 0.0% 5.2% 29.87% 9.73%
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#
View Form
Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,578
---
11/18/22
---
$0.19
25,954
11.0
D
R
11/21/22 - 4:22:46 pm
2
    
 
KWAN RUDOLF
VP
JB
$4,900
25,257
---
11/18/22
---
$0.19
439,347
6.1
D
R
11/21/22 - 4:19:24 pm
3
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
58,762
---
11/18/22
---
$0.19
3,876,266
1.5
D
R
11/21/22 - 4:14:59 pm
4
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,561
---
11/4/22
---
$0.20
23,376
12.3
D
R
11/8/22 - 7:44:37 am
5
    
 
KWAN RUDOLF
VP
JB
$4,900
25,103
---
11/4/22
---
$0.20
414,090
6.5
D
R
11/8/22 - 7:38:17 am
6
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
58,402
---
11/4/22
---
$0.20
3,817,504
1.6
D
R
11/8/22 - 7:32:20 am
7
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,747
---
10/21/22
---
$0.18
20,815
15.2
D
R
10/24/22 - 4:45:28 pm
8
    
 
KWAN RUDOLF
VP
JB
$4,900
26,923
---
10/21/22
---
$0.18
388,987
7.4
D
R
10/24/22 - 4:39:35 pm
9
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
62,637
---
10/21/22
---
$0.18
3,759,102
1.7
D
R
10/24/22 - 4:32:04 pm
10
    
 
WU JINN
DIR
JB
$8,500
35,284
---
10/7/22
---
$0.24
520,067
7.3
D
---
10/12/22 - 8:46:13 am
11
    
 
VIERLING JOHN
DIR
JB
$8,500
35,284
---
10/7/22
---
$0.24
70,609
99.9
D
---
10/12/22 - 8:42:50 am
12
    
 
TSANG BENSON KWAN HUNG
DIR
JB
$11,500
47,737
---
10/7/22
---
$0.24
100,309
90.8
D
---
10/12/22 - 8:39:15 am
13
    
 
SPIEGEL ROBERT J
DIR
JB
$3,000
12,453
---
10/7/22
---
$0.24
29,700
72.2
D
---
10/12/22 - 8:34:45 am
14
    
 
FOK MANSON
DIR
JB
$7,500
31,133
---
10/7/22
---
$0.24
2,058,235
1.5
D
---
10/12/22 - 8:30:11 am
15
    
 
DAVIS STEPHANIE A
DIR
JB
$4,750
19,717
---
10/7/22
---
$0.24
61,921
46.7
D
---
10/12/22 - 8:22:45 am
16
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,076
---
10/7/22
---
$0.24
18,068
13.0
D
R
10/12/22 - 8:18:14 am
17
    
 
KWAN RUDOLF
VP
JB
$4,900
20,340
---
10/7/22
---
$0.24
362,064
6.0
D
R
10/12/22 - 8:11:56 am
18
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
47,323
---
10/7/22
---
$0.24
3,696,465
1.3
D
R
10/12/22 - 8:06:46 am
19
    
 
COOK TIMOTHY DEVERE
O
JB
$500
2,075
---
9/23/22
---
$0.24
15,992
14.9
D
R
9/27/22 - 4:25:51 pm
20
    
 
KWAN RUDOLF
VP
JB
$4,900
20,333
---
9/23/22
---
$0.24
341,724
6.3
D
R
9/27/22 - 4:23:07 pm
21
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
47,303
---
9/23/22
---
$0.24
3,649,142
1.3
D
R
9/27/22 - 4:19:40 pm
22
    
 
COOK TIMOTHY DEVERE
O
JS
$224
548
---
9/16/22
---
$0.41
13,917
-3.8
D
R
9/19/22 - 4:24:59 pm
23
    
 
COOK TIMOTHY DEVERE
O
JB
---
2,250
---
9/16/22
---
---
14,465
18.4
D
R
9/19/22 - 4:24:59 pm
24
    
 
LANG DANIEL
PR,VP
JS
$1,766
4,323
---
9/16/22
---
$0.41
81,590
-5.0
D
R
9/19/22 - 4:19:51 pm
25
    
 
LANG DANIEL
PR,VP
JB
---
12,500
---
9/16/22
---
---
85,913
17.0
D
R
9/19/22 - 4:19:51 pm
26
    
 
COOK TIMOTHY DEVERE
O
JB
$500
1,079
---
9/9/22
---
$0.46
12,215
9.7
D
R
9/12/22 - 5:45:46 pm
27
    
 
KWAN RUDOLF
VP
JB
$4,900
10,572
---
9/9/22
---
$0.46
321,391
3.4
D
R
9/12/22 - 5:39:26 pm
28
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
24,596
---
9/9/22
---
$0.46
3,601,839
0.7
D
R
9/12/22 - 5:31:06 pm
29
    
 
COOK TIMOTHY DEVERE
O
JB
$500
1,056
---
8/26/22
---
$0.47
11,136
10.5
D
R
8/29/22 - 4:29:18 pm
30
    
 
KWAN RUDOLF
VP
JB
$4,900
10,346
---
8/26/22
---
$0.47
310,819
3.4
D
R
8/29/22 - 4:25:44 pm
31
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
24,071
---
8/26/22
---
$0.47
3,577,243
0.7
D
R
8/29/22 - 4:21:28 pm
32
1y
14
7%
-37%
1
WU JINN
DIR
B
$4,221
10,000
---
8/22/22
---
$0.42
484,783
2.1
D
R
8/30/22 - 6:20:26 pm
33
1y
59
14%
-36%
2
LAU JOHNSON YIU NAM
CEO,CB,DIR
B
$9,098
20,000
---
8/19/22
---
$0.45
3,553,172
0.6
D
R
8/19/22 - 4:25:04 pm
34
    
 
COOK TIMOTHY DEVERE
O
JB
$500
961
---
8/12/22
---
$0.52
10,080
10.5
D
R
8/15/22 - 6:49:35 pm
35
    
 
KWAN RUDOLF
VP
JB
$4,900
9,423
---
8/12/22
---
$0.52
300,473
3.2
D
R
8/15/22 - 6:32:55 pm
36
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
$11,400
21,923
---
8/12/22
---
$0.52
3,533,172
0.6
D
R
8/15/22 - 6:19:18 pm
37
    
 
VIERLING JOHN
DIR
JB
---
7,500
---
8/3/22
---
---
35,325
27.0
D
R
8/30/22 - 6:46:52 pm
38
    
 
TSANG BENSON KWAN HUNG
DIR
JB
---
10,000
---
8/3/22
---
---
52,572
23.5
D
R
8/30/22 - 6:44:23 pm
39
    
 
SPIEGEL ROBERT J
DIR
JB
---
8,750
---
8/3/22
---
---
17,247
103.0
D
R
8/30/22 - 6:41:14 pm
40
    
 
KANFER JORDAN
DIR
JB
---
7,500
---
8/3/22
---
---
17,086
78.2
D
R
8/30/22 - 6:36:16 pm
41
    
 
FOK MANSON
DIR
JB
---
6,250
---
8/3/22
---
---
2,027,102
0.3
D
R
8/30/22 - 6:30:45 pm
42
    
 
DAVIS STEPHANIE A
DIR
JB
---
8,750
---
8/3/22
---
---
42,204
26.2
D
R
8/30/22 - 6:24:51 pm
43
    
 
WU JINN
DIR
JB
---
7,500
---
8/3/22
---
---
474,783
1.6
D
R
8/30/22 - 6:20:26 pm
44
    
 
KWAN RUDOLF
VP
JS
$2,475
4,262
---
8/3/22
---
$0.58
291,050
-1.4
D
R
8/15/22 - 6:32:55 pm
45
    
 
KWAN RUDOLF
VP
JB
---
17,500
---
8/3/22
---
---
295,312
6.3
D
R
8/15/22 - 6:32:55 pm
46
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JS
$5,302
9,132
---
8/3/22
---
$0.58
3,511,249
-0.3
D
R
8/15/22 - 6:19:18 pm
47
    
 
LAU JOHNSON YIU NAM
CEO,CB,DIR
JB
---
37,500
---
8/3/22
---
---
3,520,381
1.1
D
R
8/15/22 - 6:19:18 pm
48
    
 
YORDON JEFFREY
O
JS
$2,127
3,663
---
8/3/22
---
$0.58
245,943
-1.5
D
R
8/15/22 - 5:34:39 pm
49
    
 
YORDON JEFFREY
O
JB
---
12,500
---
8/3/22
---
---
249,606
5.3
D
R
8/15/22 - 5:34:39 pm
50
    
 
COOK TIMOTHY DEVERE
O
JB
$500
986
---
7/29/22
---
$0.51
9,119
12.1
D
R
8/1/22 - 4:24:01 pm
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