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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
XAI OCTAGON FLOATING RATE AND ALTERNATIVE INCOME T: XFLT
Price: 10/24/25 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$5.02 $7.16 $4.73 $382 76 575 16.7% 0.3% 10.09% 1.74%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
LAW LAUREN KRISTEN
O
B
$100,140
20,000
---
10/24/25
---
$5.01
20,000
New
D
---
10/27/25 - 4:08:03 pm
2
1m
1
100%
-9%
1
JONES SCOTT C
TT
S
$73,119
13,009
---
9/11/25
---
$5.62
---
All
D
---
9/12/25 - 4:29:41 pm
3
    
 
WOO LISA
A,TR
3
---
---
---
2/26/25
---
---
---
---
---
---
3/20/25 - 4:26:17 pm
4
    
 
ARMENT MADELINE
A,TR
3
---
---
---
2/26/25
---
---
---
---
---
---
2/27/25 - 7:08:07 pm
5
1y
13
46%
0%
2
SPENCE JOHN YOGI
VP
B
$12,760
2,000
---
2/21/25
---
$6.38
551,806
0.4
D
---
2/21/25 - 7:23:16 pm
6
1y
13
46%
0%
2
SPENCE JOHN YOGI
VP
B
$19,229
3,000
---
2/19/25
---
$6.41
549,806
0.5
D
---
2/19/25 - 7:57:10 pm
7
1y
13
46%
0%
2
SPENCE JOHN YOGI
O
B
$13,000
2,000
---
12/19/24
---
$6.50
546,806
0.4
D
---
12/20/24 - 2:52:41 pm
8
    
 
BROMBACH THEODORE J
PR,CEO,DIR
JS
---
6,052
---
12/18/24
---
---
20,734
-22.6
I
---
1/16/25 - 5:54:39 pm
9
    
 
SPENCE JOHN YOGI
VP
JS
---
6,052
---
12/18/24
---
---
20,734
-22.6
I
---
1/13/25 - 4:55:34 pm
10
    
 
MCCULLOCH BENJAMIN
SEC,LO
JB
---
2,857
---
12/18/24
---
---
7,131
66.8
D
---
1/13/25 - 4:35:03 pm
11
    
 
FLYNN KIMBERLY ANN
VP
JB
---
3,004
---
12/18/24
---
---
43,204
7.5
D
---
1/13/25 - 1:42:58 pm
12
1y
13
46%
0%
2
SPENCE JOHN YOGI
O
JB*
---
831
---
7/17/24
---
---
25,498
3.4
I
---
11/15/24 - 5:34:22 pm
13
    
 
BROMBACH THEODORE J
PR,CEO
JS
---
3,221
7/10/24
7/17/24
---
---
25,498
-11.2
I
---
11/15/24 - 5:20:03 pm
14
    
 
SPENCE JOHN YOGI
O
JS
---
2,390
---
7/10/24
---
---
25,498
-8.6
I
---
11/15/24 - 5:34:22 pm
15
    
 
SPENCE JOHN YOGI
O
JS
---
6,000
---
5/21/24
---
---
531,763
-1.1
D
---
5/23/24 - 4:37:08 pm
16
1y
8
50%
2%
1
BROMBACH THEODORE J
PR,CEO
B
$48,962
6,867
5/9/24
5/10/24
---
$7.13
27,401
33.4
I
---
5/10/24 - 4:48:27 pm
17
1y
13
46%
0%
2
SPENCE JOHN YOGI
O
B
$48,962
6,867
5/9/24
5/10/24
---
$7.13
27,401
33.4
I
---
5/10/24 - 4:37:25 pm
18
    
 
MEYERS WILLIAM T
TT,DIR
3
---
---
---
1/1/24
---
---
2,151
---
D
---
1/3/24 - 5:37:44 pm
19
    
 
MEYERS WILLIAM T
TT,DIR
3
---
---
---
1/1/24
---
---
8,000
---
D
---
1/3/24 - 5:37:44 pm
20
1y
13
46%
0%
2
SPENCE JOHN YOGI
O
B
$5,816
825
---
12/12/23
---
$7.05
19,327
4.5
I
---
12/13/23 - 1:02:53 pm
21
1y
8
50%
2%
1
BROMBACH THEODORE J
PR,CEO
B
$5,816
825
---
12/12/23
---
$7.05
19,327
4.5
I
---
12/13/23 - 1:01:38 pm
22
    
 
SPENCE JOHN YOGI
O
JS
---
5,409
---
12/11/23
---
---
18,502
-22.6
I
---
12/13/23 - 1:02:53 pm
23
    
 
BROMBACH THEODORE J
PR,CEO
JS
---
5,409
---
12/11/23
---
---
18,502
-22.6
I
---
12/13/23 - 1:01:38 pm
24
    
 
MCCULLOCH BENJAMIN
SEC,LO
JB
---
2,209
---
12/11/23
---
---
3,661
152.1
D
---
12/13/23 - 12:59:51 pm
25
    
 
FLYNN KIMBERLY ANN
VP
JB
---
2,400
---
12/11/23
---
---
40,200
6.3
D
---
12/13/23 - 12:58:53 pm
26
1y
13
46%
0%
2
SPENCE JOHN YOGI
O
JB*
$41,340
6,000
---
12/5/23
---
$6.89
23,684
33.9
I
---
12/6/23 - 5:03:00 pm
27
1y
8
50%
2%
1
BROMBACH THEODORE J
PR,CEO
JB*
$41,340
6,000
---
12/5/23
---
$6.89
23,684
33.9
I
---
12/6/23 - 5:01:51 pm
28
1y
13
46%
0%
2
SPENCE JOHN YOGI
O
B
$2,046
289
---
11/13/23
---
$7.08
17,684
1.7
I
---
11/16/23 - 12:05:30 pm
29
1y
8
50%
2%
1
BROMBACH THEODORE J
PR,CEO
B
$2,046
289
---
11/13/23
---
$7.08
17,684
1.7
I
---
11/16/23 - 12:04:00 pm
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