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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
SPECIAL OPPORTUNITIES FUND: SPE

Price: 5/20/16 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$13.39 $15.55 $11.67 $136 10 17 2.6% 0.0% 43.73% 1.21%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
1y
10
70%
3%
CB,SEC,DIR
B
$52,240
4,000
---
4/1/16
---
$13.06
4,213
1,877.9
I
---
4/5/16 - 12:54:21 pm
2
1m
1
0%
4%
DIR
S
$56,197
4,303
---
4/1/16
---
$13.06
---
All
I
---
4/4/16 - 3:17:43 pm
3
1m
1
100%
4%
DIR
B
$58,269
4,449
---
4/1/16
---
$13.10
25,000
21.6
D
---
4/4/16 - 3:17:43 pm
4
1y
10
70%
3%
CB,SEC,DIR
B
$2,499
200
3/2/16
3/3/16
$12.47
$12.52
80,839
0.2
D
---
3/4/16 - 12:21:58 pm
5
1y
9
33%
3%
CCO,CFO,DIR
JB*
$12,089
971
---
3/1/16
---
$12.45
9,388
11.5
I
---
3/4/16 - 1:48:19 pm
6
1y
3
67%
-2%
PR,DIR
B
$24,920
2,000
---
2/3/16
---
$12.46
6,000
50.0
D
---
2/4/16 - 2:29:11 pm
7
1y
10
70%
3%
CB,SEC,DIR
B
$35,567
2,745
1/5/16
1/6/16
---
$12.95
80,639
3.5
D
A
3/4/16 - 10:38:27 am
8
1y
10
70%
3%
CB,SEC,DIR
B
$32,375
2,500
---
1/6/16
---
$12.95
80,884
3.2
D
---
1/7/16 - 11:02:20 am
9
1y
9
33%
3%
CCO,CFO,DIR
B
$19,575
1,500
---
1/4/16
---
$13.05
11,220
15.4
D
---
1/4/16 - 2:57:31 pm
10
    
 
CB,SEC,DIR
JS
---
38,273
---
12/8/15
---
---
---
All
D
---
12/10/15 - 11:46:59 am
11
1y
10
70%
3%
CB,SEC,DIR
B
$115,549
8,000
---
12/2/15
$14.41
$14.50
77,894
11.4
D
---
12/3/15 - 1:59:25 pm
12
1y
10
70%
3%
CB,SEC,DIR
B
$58,240
4,000
11/3/15
11/4/15
---
$14.56
13,000
44.4
D
A
11/19/15 - 12:55:38 pm
13
1y
10
70%
3%
CB,SEC,DIR
B
$72,750
5,000
11/2/15
11/3/15
---
$14.55
69,894
7.7
D
---
11/4/15 - 11:49:53 am
14
1y
10
70%
3%
CB,SEC,DIR
B
$69,025
4,900
10/1/15
10/2/15
$14.05
$14.11
13,969
54.0
D
A
11/19/15 - 12:55:38 pm
15
1y
9
33%
3%
CCO,CFO,DIR
B
$21,422
1,500
---
8/25/15
---
$14.28
10,720
16.3
D
---
8/25/15 - 5:12:35 pm
16
1y
9
33%
3%
CCO,CFO,DIR
B
$14,850
1,000
---
8/19/15
---
$14.85
9,220
12.2
D
---
8/19/15 - 1:04:30 pm
17
1y
9
33%
3%
CCO,CFO,DIR
B
$15,020
1,000
---
8/7/15
---
$15.02
8,220
13.9
D
---
8/10/15 - 10:00:43 am
18
9m
1
100%
-18%
DIR
S
$96,364
6,201
---
6/8/15
---
$15.54
---
All
I
---
6/11/15 - 5:47:32 pm
19
1y
5
80%
11%
DIR
JB*
$96,364
6,201
---
6/8/15
---
$15.54
6,201
New
I
---
6/11/15 - 5:47:32 pm
20
1y
5
80%
11%
DIR
B
$49,686
3,200
6/2/15
6/3/15
$15.50
$15.54
6,757
90.0
D
---
6/11/15 - 5:47:32 pm
21
1y
3
67%
-2%
PR
B
$59,798
4,000
---
2/2/15
---
$14.94
4,000
New
D
---
2/3/15 - 2:13:55 pm
22
1y
3
100%
-17%
FO
S
$7,456
500
---
1/30/15
---
$14.91
---
All
D
---
2/2/15 - 5:34:35 pm
23
1y
3
100%
-17%
FO
JS*
$42,654
2,875
---
1/30/15
---
$14.84
500
-85.2
D
---
2/2/15 - 5:34:35 pm
24
1y
10
70%
3%
CB,SEC,DIR
B
$127,000
8,500
1/29/15
1/30/15
---
$14.92
64,894
15.1
D
---
2/2/15 - 4:19:40 pm
25
1y
8
88%
8%
DIR
B
$30,380
2,000
---
1/20/15
---
$15.19
20,551
10.8
D
---
1/21/15 - 10:41:43 am
26
    
 
VP,TR
JB
$4,171
271
---
1/15/15
---
$15.39
3,096
9.6
I
---
4/14/15 - 11:56:18 am
27
1y
2
0%
-16%
DIR
B
$47,243
3,100
---
1/14/15
---
$15.24
3,300
1,550.0
I
---
1/15/15 - 12:31:14 pm
28
1y
2
0%
-16%
DIR
B
$56,518
3,700
---
1/7/15
---
$15.27
3,500
---
I
---
1/8/15 - 1:18:09 pm
29
1y
10
70%
3%
CB,SEC,DIR
JB*
$3,192
245
---
1/5/15
---
$13.03
78,139
0.3
D
---
1/7/16 - 11:02:20 am
30
    
 
DIR
3
---
---
---
1/2/15
---
---
---
---
D
---
1/7/15 - 12:25:21 pm
31
1y
10
70%
3%
CB,SEC,DIR
B
$40,998
2,699
---
12/24/14
---
$15.19
61,894
4.6
D
---
12/29/14 - 12:13:05 pm
32
1y
10
70%
3%
CB,SEC,DIR
B
$202,212
13,301
12/22/14
12/23/14
$15.18
$15.21
59,195
29.0
D
---
12/24/14 - 12:47:50 pm
33
1y
3
100%
-17%
FO
S
$41,023
2,463
---
12/12/14
---
$16.66
3,079
-44.4
D
---
1/27/15 - 4:16:10 pm
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