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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
ROCKET PHARMACEUTICALS INC: RCKT
Price: 4/10/24 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$24.42 $32.53 $14.89 $2,210 91 722 0.0% 14.7% 100.95% 3.62%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
MILITELLO JOHN
O
S
$19,051
833
---
4/22/24
---
$22.87
54,406
-1.5
D
---
4/24/24 - 4:06:08 pm
2
1y
2
0%
58%
7
SOUTHWELL DAVID P
DIR
OS
$1,945,785
80,000
4/12/24
4/15/24
---
$24.05
95,160
-45.7
D
---
4/16/24 - 5:45:27 pm
3
    
 
SOUTHWELL DAVID P
DIR
OE
$432,567
99,624
4/12/24
4/15/24
---
$4.34
165,160
152.0
D
---
4/16/24 - 5:45:27 pm
4
    
 
WHITE MARK ANDREW
O
S
$308,763
12,532
---
4/8/24
---
$24.64
75,226
-14.3
D
R
4/10/24 - 8:39:37 pm
5
    
 
ONDREY AARON
CFO
JB
---
46,781
---
4/1/24
---
---
46,781
New
D
R
4/3/24 - 6:02:09 pm
6
    
 
SCHWARTZ JONATHAN DAVID
O
3
---
---
---
3/25/24
---
---
172,413
---
D
R
4/3/24 - 6:07:11 pm
7
    
 
ONDREY AARON
CFO
3
---
---
---
3/25/24
---
---
---
---
---
---
4/3/24 - 5:57:48 pm
8
    
 
MAKKER GOTHAM
DIR
S
$7,790,944
274,000
---
3/21/24
---
$28.43
365,912
-42.8
I
---
3/25/24 - 8:58:04 pm
9
    
 
MILITELLO JOHN
O
S
$69,979
2,490
---
3/21/24
---
$28.10
55,239
-4.3
D
R
3/25/24 - 8:54:59 pm
10
    
 
MILITELLO JOHN
O
OS
$298,450
10,000
---
2/29/24
---
$29.84
21,517
-31.7
D
---
3/4/24 - 6:54:22 pm
11
    
 
MILITELLO JOHN
O
OE
$125,500
10,000
---
2/29/24
---
$12.55
31,517
46.5
D
---
3/4/24 - 6:54:22 pm
12
    
 
WILSON MARTIN
GC
S
$120,257
4,100
---
2/29/24
---
$29.33
18,680
-18.0
D
---
3/4/24 - 6:48:13 pm
13
    
 
WILSON MARTIN
GC
S
$106,701
3,576
---
2/16/24
---
$29.84
6,136
-36.8
D
R
2/21/24 - 8:54:41 pm
14
    
 
WILSON MARTIN
GC
JB
---
16,644
---
2/16/24
---
---
22,780
271.3
D
R
2/21/24 - 8:54:41 pm
15
1y
1
100%
-59%
1
PATEL KINNARI
O
S
$212,805
7,132
---
2/16/24
---
$29.84
238,346
-2.9
D
R
2/21/24 - 8:54:35 pm
16
    
 
PATEL KINNARI
O
JB
---
33,288
---
2/16/24
---
---
271,634
14.0
D
R
2/21/24 - 8:54:35 pm
17
    
 
MILITELLO JOHN
O
S
$96,615
3,238
---
2/16/24
---
$29.84
13,195
-19.7
D
R
2/21/24 - 8:54:29 pm
18
    
 
MILITELLO JOHN
O
JB
---
8,322
---
2/16/24
---
---
21,517
63.1
D
R
2/21/24 - 8:54:29 pm
19
    
 
WHITE MARK ANDREW
O
JB
---
11,096
---
2/16/24
---
---
87,758
14.5
D
R
2/21/24 - 8:54:22 pm
20
1y
3
0%
138%
1
SHAH GAURAV
CEO,DIR
S
$604,876
20,272
---
2/16/24
---
$29.84
554,762
-3.5
D
R
2/21/24 - 8:54:10 pm
21
    
 
SHAH GAURAV
CEO,DIR
JB
---
66,577
---
2/16/24
---
---
621,339
12.0
D
R
2/21/24 - 8:54:10 pm
22
1y
3
0%
138%
1
SHAH GAURAV
CEO,DIR
OS
---
46,828
---
2/14/24
---
---
575,034
-7.5
D
R
2/16/24 - 4:05:51 pm
23
    
 
PATEL KINNARI
O
JB
---
26,189
---
2/14/24
---
---
245,478
11.9
D
R
2/16/24 - 4:05:49 pm
24
    
 
WILSON MARTIN
GC
OS
---
9,712
---
2/14/24
---
---
9,712
-50.0
D
R
2/16/24 - 4:05:43 pm
25
    
 
MILITELLO JOHN
O
JB
---
6,274
---
2/14/24
---
---
16,433
61.8
D
R
2/16/24 - 4:05:43 pm
26
    
 
MILITELLO JOHN
O
S
$17,356
638
---
1/22/24
---
$27.20
10,159
-5.9
D
R
1/23/24 - 4:22:09 pm
27
    
 
MILITELLO JOHN
O
JB
---
1,586
---
1/18/24
---
---
10,797
17.2
D
R
1/22/24 - 4:05:30 pm
28
    
 
WOODS KEITH
DIR
3
---
---
---
12/7/23
---
---
---
---
---
---
12/12/23 - 8:42:43 pm
29
    
 
MAKKER GOTHAM
DIR
S
$450,646
20,000
---
11/15/23
---
$22.53
1,296,497
-1.5
I
---
11/16/23 - 7:24:13 pm
30
    
 
PATEL KINNARI
O
JB
---
3,989
---
11/14/23
---
---
220,437
1.8
D
R
11/16/23 - 7:17:35 pm
31
1y
3
0%
138%
1
SHAH GAURAV
CEO,DIR
OS
---
7,979
---
11/14/23
---
---
532,833
-1.5
D
R
11/16/23 - 7:09:07 pm
32
    
 
MILITELLO JOHN
O
JB
---
725
---
11/14/23
---
---
9,485
8.3
D
R
11/16/23 - 6:58:15 pm
33
    
 
MILITELLO JOHN
O
S
$9,623
564
---
10/20/23
---
$17.06
8,760
-6.0
D
R
10/25/23 - 9:38:05 am
34
    
 
MILITELLO JOHN
O
JB
---
1,586
---
10/18/23
---
---
9,324
20.5
D
A,R
10/20/23 - 6:37:46 pm
35
    
 
PATEL KINNARI
O
JB
---
3,333
---
10/5/23
---
---
101,594
3.4
I
R
10/10/23 - 4:11:50 pm
36
    
 
MAKKER GOTHAM
DIR
S
$315,744
14,989
9/28/23
9/29/23
$21.03
$21.14
1,316,497
-1.1
I
---
10/2/23 - 9:02:27 pm
37
    
 
RTW INVESTMENTS LP
DIR,BO
JS
$18,960,000
1,000,000
---
8/28/23
$15.87
$22.05
17,657,604
-5.4
I
---
8/30/23 - 4:15:19 pm
38
    
 
RTW INVESTMENTS LP
DIR,BO
JB
$18,960,000
1,000,000
---
8/28/23
---
$15.87
18,657,604
5.7
I
---
8/30/23 - 4:15:19 pm
39
1y
1
100%
-59%
1
PATEL KINNARI
O
S
$23,733
1,534
---
8/17/23
---
$15.47
216,448
-0.7
D
R
8/21/23 - 4:05:43 pm
40
1y
3
0%
138%
1
SHAH GAURAV
CEO,DIR
S
$73,750
4,767
---
8/17/23
---
$15.47
524,854
-0.9
D
R
8/21/23 - 4:05:39 pm
41
    
 
MILITELLO JOHN
O
S
$4,394
284
---
8/17/23
---
$15.47
5,570
-4.9
D
R
8/21/23 - 4:05:36 pm
42
    
 
MILITELLO JOHN
O
JB
---
725
---
8/14/23
---
---
7,854
10.2
D
R
8/15/23 - 4:17:08 pm
43
    
 
PATEL KINNARI
O
JB
---
3,989
---
8/14/23
---
---
217,982
1.9
D
R
8/15/23 - 4:16:18 pm
44
    
 
SHAH GAURAV
CEO,DIR
JB
---
7,979
---
8/14/23
---
---
529,621
1.5
D
R
8/15/23 - 4:06:51 pm
45
    
 
MILITELLO JOHN
O
S
$10,906
573
---
7/20/23
---
$19.03
7,129
-7.4
D
R
7/24/23 - 4:05:14 pm
46
    
 
MILITELLO JOHN
O
JB
---
1,586
---
7/18/23
---
---
7,702
25.9
D
R
7/20/23 - 4:05:15 pm
47
1y
3
0%
138%
1
SHAH GAURAV
CEO,DIR
S
$88,108
4,122
---
5/17/23
---
$21.38
521,642
-0.8
D
R
5/19/23 - 4:05:38 pm
48
1y
1
100%
-59%
1
PATEL KINNARI
O
S
$28,429
1,330
---
5/17/23
---
$21.38
213,993
-0.6
D
R
5/19/23 - 4:05:32 pm
49
    
 
MILITELLO JOHN
O
S
$5,237
245
---
5/17/23
---
$21.38
6,116
-3.9
D
R
5/19/23 - 4:05:30 pm
50
    
 
SHAH GAURAV
CEO,DIR
JB
---
7,979
---
5/14/23
---
---
525,764
1.5
D
R
5/16/23 - 8:04:37 pm
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