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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
GAIN CAPITAL HOLDINGS INC: GCAP

Price: 7/29/16 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$6.72 $8.48 $5.75 $326 49 171 3.0% 3.8% 69.87% 4.87%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
1y
7
100%
-21%
COO
AS
$11,422
1,657
---
5/31/16
---
$6.89
60,201
-2.7
D
10b
6/2/16 - 5:40:38 pm
2
1y
10
80%
12%
GC,SEC
AS
$14,767
2,142
---
5/31/16
---
$6.89
113,939
-1.8
D
10b
6/2/16 - 5:40:23 pm
3
1y
33
85%
-13%
PR
AS
$18,086
2,624
---
5/31/16
---
$6.89
256,632
-1.0
D
10b
6/2/16 - 5:40:01 pm
4
    
 
O
JB
---
38,461
---
5/5/16
---
---
259,256
17.4
D
R
5/9/16 - 8:30:52 pm
5
    
 
GC,SEC
JB
---
44,378
---
5/5/16
---
---
116,081
61.9
D
R
5/9/16 - 8:30:36 pm
6
    
 
CFO
JB
---
32,544
---
5/5/16
---
---
51,471
171.9
D
R
5/9/16 - 8:30:20 pm
7
    
 
PR,CEO,DIR
JB
---
176,775
---
5/5/16
---
---
1,446,660
13.9
D
R
5/9/16 - 8:29:45 pm
8
    
 
BO
JB
---
12,573
---
5/5/16
---
---
69,596
22.0
I
R
5/9/16 - 7:59:57 pm
9
    
 
DIR
JB
---
12,573
---
5/5/16
---
---
113,492
12.5
D
R
5/9/16 - 7:50:29 pm
10
    
 
DIR
JB
---
12,573
---
5/5/16
---
---
77,619
19.3
D
R
5/9/16 - 7:50:11 pm
11
    
 
DIR
JB
---
12,573
---
5/5/16
---
---
122,098
11.5
D
R
5/9/16 - 7:49:54 pm
12
    
 
DIR
JB
---
12,573
---
5/5/16
---
---
48,058
35.4
D
R
5/9/16 - 7:49:36 pm
13
    
 
DIR
JB
---
12,573
---
5/5/16
---
---
69,596
22.0
D
R
5/9/16 - 7:49:19 pm
14
1y
33
85%
-13%
O
AS
$140,000
20,000
---
4/20/16
---
$7.00
220,795
-8.3
D
10b
4/22/16 - 4:19:25 pm
15
1y
33
85%
-13%
O
AS
$19,326
3,078
---
3/23/16
---
$6.28
240,795
-1.3
D
10b
3/25/16 - 6:43:49 pm
16
1y
7
100%
-21%
COO
AS
$19,327
3,078
---
3/23/16
---
$6.28
61,858
-4.7
D
10b
3/24/16 - 9:39:29 pm
17
1y
10
80%
12%
GC,SEC
AS
$21,576
3,436
---
3/23/16
---
$6.28
71,703
-4.6
D
10b
3/24/16 - 9:39:16 pm
18
3m
2
0%
-3%
DIR
B
$210,657
30,000
---
3/18/16
---
$7.02
109,525
37.7
D
---
3/22/16 - 5:00:37 pm
19
3m
2
0%
-3%
DIR
B
$210,657
30,000
---
3/18/16
---
$7.02
20,000
---
I
---
3/22/16 - 5:00:37 pm
20
1y
7
100%
-21%
COO
AS
$13,571
1,828
---
3/7/16
---
$7.42
64,936
-2.7
D
10b
3/9/16 - 5:16:17 pm
21
1y
10
80%
12%
GC,SEC
AS
$12,703
1,711
---
3/7/16
---
$7.42
75,139
-2.2
D
10b
3/9/16 - 5:16:04 pm
22
1y
33
85%
-13%
O
AS
$12,126
1,634
---
3/7/16
---
$7.42
243,873
-0.7
D
10b
3/9/16 - 5:15:51 pm
23
1y
10
80%
12%
GC,SEC
AS
$21,448
2,932
3/2/16
3/3/16
$7.31
$7.42
76,850
-3.7
D
10b
3/4/16 - 6:37:35 pm
24
1y
7
100%
-21%
COO
AS
$19,109
2,613
3/2/16
3/3/16
$7.31
$7.42
66,764
-3.8
D
10b
3/4/16 - 6:26:47 pm
25
1y
33
85%
-13%
O
AS
$19,902
2,721
3/2/16
3/3/16
$7.31
$7.42
245,507
-1.1
D
10b
3/4/16 - 6:25:19 pm
26
1y
3
33%
-1%
PR,CEO,DIR
OB
$574,500
150,000
---
2/18/16
---
$3.83
1,269,885
13.4
D
---
2/22/16 - 6:08:28 pm
27
1y
33
85%
-13%
O
AS
$189,713
25,000
---
1/4/16
---
$7.59
248,228
-9.1
D
10b
1/6/16 - 4:15:12 pm
28
    
 
CFO
3
---
---
---
10/1/15
---
---
51,471
---
D
R
5/9/16 - 8:30:02 pm
29
1y
13
38%
25%
PR,CEO,DIR
AS
$479,518
60,000
9/21/15
9/23/15
---
$7.87
1,119,885
-5.1
D
10b
9/23/15 - 6:05:16 pm
30
1y
33
85%
-13%
O
AS
$23,885
2,500
---
7/1/15
---
$9.55
273,228
-0.9
D
10b
7/6/15 - 6:47:39 pm
31
1y
37
84%
-17%
DIR
AS
$23,889
2,500
---
7/1/15
---
$9.56
35,485
-6.6
D
10b
7/6/15 - 6:45:06 pm
32
1y
13
38%
25%
PR,CEO,DIR
OS
$576,940
60,000
6/29/15
7/1/15
$9.54
$9.56
1,179,885
-4.8
D
10b
7/2/15 - 10:52:18 am
33
    
 
PR,CEO,DIR
OE
$121,505
50,002
6/29/15
7/1/15
---
$2.43
1,239,885
4.2
D
10b
7/2/15 - 10:52:18 am
34
1y
33
85%
-13%
O
AS
$25,000
2,500
---
6/11/15
---
$10.00
275,728
-0.9
D
10b
6/15/15 - 6:22:59 pm
35
1y
37
84%
-17%
DIR
AS
$116,623
12,500
6/1/15
6/3/15
$9.28
$9.50
37,985
-24.8
D
10b
6/3/15 - 5:50:22 pm
36
1y
33
85%
-13%
O
AS
$23,230
2,500
---
6/1/15
---
$9.29
278,228
-0.9
D
10b
6/3/15 - 5:28:18 pm
37
    
 
BO
JB
---
8,937
---
5/26/15
---
---
57,023
18.6
I
R
6/8/15 - 3:55:44 pm
38
    
 
DIR
JB
---
8,937
---
5/26/15
---
---
57,023
18.6
D
R
6/8/15 - 3:49:06 pm
39
    
 
DIR
JB
---
8,937
---
5/26/15
---
---
79,525
12.7
D
R
5/28/15 - 9:12:04 pm
40
    
 
DIR
JB
---
8,937
---
5/26/15
---
---
100,919
9.7
D
R
5/28/15 - 7:35:00 pm
41
    
 
PR,CEO,DIR
JB
---
82,018
---
5/26/15
---
---
1,189,883
7.4
D
R
5/28/15 - 6:28:04 pm
42
    
 
COO
JB
---
18,927
---
5/26/15
---
---
69,377
37.5
D
R
5/28/15 - 6:27:51 pm
43
    
 
DIR
JB
---
8,937
---
5/26/15
---
---
63,789
16.3
D
R
5/28/15 - 6:27:37 pm
44
    
 
GC,SEC
JB
---
29,442
---
5/26/15
---
---
79,782
58.5
D
R
5/28/15 - 6:27:24 pm
45
    
 
O
JB
---
21,030
---
5/26/15
---
---
280,728
8.1
D
R
5/28/15 - 6:27:12 pm
46
    
 
DIR
JB
---
8,937
---
5/26/15
---
---
50,485
21.5
D
R
5/28/15 - 6:26:58 pm
47
1y
37
84%
-17%
DIR
AS
$127,225
12,500
---
5/1/15
---
$10.18
40,291
-23.7
D
10b
5/5/15 - 5:52:33 pm
48
1y
33
85%
-13%
O
OS
$169,600
16,960
---
5/1/15
---
$10.00
259,698
-6.1
D
10b
5/5/15 - 5:51:10 pm
49
    
 
O
OE
$64,957
16,960
---
5/1/15
---
$3.83
276,658
6.5
D
10b
5/5/15 - 5:51:10 pm
50
1y
10
80%
12%
GC,SEC
OS
$553,639
56,247
---
4/13/15
---
$9.84
50,340
-52.8
D
10b
4/15/15 - 5:36:52 pm
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