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Detailed Insider History for:
GAIN CAPITAL HOLDINGS INC: GCAP

Price: 4/17/15 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$9.59 $11.00 $5.89 $416 43 285 2.1% 6.9% 70.01% 3.79%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
1y
5
60%
49%
GC,SEC
OS
$553,639
56,247
---
4/13/15
---
$9.84
50,340
-52.8
D
10b
4/15/15 - 5:36:52 pm
2
    
 
GC,SEC
OE
$110,625
23,250
---
4/13/15
---
$4.40
106,587
27.9
D
10b
4/15/15 - 5:36:52 pm
3
1y
28
82%
-16%
DIR
AS
$240,935
25,000
---
4/1/15
---
$9.64
52,163
-32.4
D
10b
4/3/15 - 6:01:49 pm
4
1y
5
60%
49%
GC,SEC
OS
$49,297
5,133
3/23/15
3/24/15
---
$9.60
83,337
-5.8
D
10b
3/25/15 - 5:41:54 pm
5
1y
16
88%
-10%
O
OS
$39,656
4,129
3/23/15
3/24/15
---
$9.60
221,698
-1.8
D
10b
3/25/15 - 5:41:40 pm
6
1y
2
100%
-8%
COO
OS
$308,737
32,125
---
3/23/15
---
$9.61
50,450
-38.9
D
10b
3/25/15 - 5:42:08 pm
7
    
 
COO
OE
$165,400
25,250
---
3/23/15
---
$4.40
82,575
44.0
D
10b
3/25/15 - 5:42:08 pm
8
1y
16
88%
-10%
O
OS
$222,180
22,020
---
3/13/15
---
$10.09
225,827
-8.9
D
---
3/16/15 - 9:05:12 pm
9
1y
5
60%
49%
GC,SEC
OS
$103,250
10,343
---
3/5/15
---
$9.98
88,470
-10.5
D
10b
3/10/15 - 6:57:41 pm
10
    
 
GC,SEC
OE
$10,600
2,000
---
3/5/15
---
$5.30
98,813
2.1
D
10b
3/10/15 - 6:57:41 pm
11
--
--
--
--
CFO
AS
$25,179
2,545
---
3/5/15
---
$9.89
27,203
-8.6
D
10b
3/10/15 - 4:44:30 pm
12
1y
16
88%
-10%
O
OS
$327,496
32,748
---
3/5/15
$10.00
$10.01
247,847
-11.7
D
10b
3/10/15 - 4:42:47 pm
13
    
 
O
OE
$139,281
31,194
---
3/5/15
$3.83
$5.30
280,595
12.5
D
10b
3/10/15 - 4:42:47 pm
14
1y
2
100%
-8%
COO
OS
$48,863
5,025
---
3/4/15
---
$9.72
57,325
-8.1
D
10b
3/9/15 - 7:32:13 pm
15
1y
28
82%
-16%
DIR
AS
$257,657
27,500
2/27/15
3/3/15
$9.35
$9.50
76,535
-26.4
D
10b
3/3/15 - 5:55:35 pm
16
1y
5
60%
49%
GC,SEC
AS
$23,875
2,555
---
3/2/15
---
$9.34
96,813
-2.6
D
10b
3/3/15 - 5:58:26 pm
17
1y
2
100%
-8%
COO
OS
$142,430
15,250
---
3/2/15
---
$9.34
62,350
-19.7
D
10b
3/3/15 - 5:54:33 pm
18
    
 
COO
OE
$46,375
8,750
---
3/2/15
---
$5.30
77,600
12.7
D
10b
3/3/15 - 5:54:33 pm
19
1y
16
88%
-10%
O
OS
$22,164
2,372
---
3/2/15
---
$9.34
249,401
-0.9
D
10b
3/3/15 - 5:52:26 pm
20
1y
2
100%
-8%
COO
OS
$406,220
45,000
---
2/23/15
---
$9.03
68,850
-39.5
D
10b
2/25/15 - 4:58:27 pm
21
    
 
COO
OE
$360,900
45,000
---
2/23/15
---
$8.02
113,850
65.4
D
10b
2/25/15 - 4:58:27 pm
22
1y
16
88%
-10%
O
OS
$68,514
8,000
---
2/11/15
---
$8.56
251,773
-3.1
D
10b
2/13/15 - 4:39:21 pm
23
    
 
O
OE
$30,640
8,000
---
2/11/15
---
$3.83
259,773
3.2
D
10b
2/13/15 - 4:39:21 pm
24
1y
28
82%
-16%
DIR
AS
$185,711
22,500
---
2/2/15
---
$8.25
103,407
-17.9
D
10b
2/4/15 - 6:22:03 pm
25
1y
28
82%
-16%
DIR
AS
$189,056
22,500
---
1/20/15
---
$8.40
125,279
-15.2
D
10b
1/21/15 - 4:33:05 pm
26
1y
2
100%
-8%
COO
OS
$330,211
39,750
---
1/15/15
---
$8.31
68,850
-36.6
D
10b
1/20/15 - 5:23:59 pm
27
    
 
COO
OE
$137,850
27,750
---
1/15/15
---
$4.40
108,600
34.3
D
10b
1/20/15 - 5:23:59 pm
28
1y
16
88%
-10%
O
OS
$73,147
8,000
---
1/12/15
---
$9.14
251,773
-3.1
D
10b
1/14/15 - 6:08:56 pm
29
    
 
O
OE
$30,640
8,000
---
1/12/15
---
$3.83
259,773
3.2
D
10b
1/14/15 - 6:08:56 pm
30
    
 
DIR
JB
---
22,502
---
1/6/15
---
---
63,051
55.5
D
R
1/8/15 - 9:36:09 pm
31
    
 
DIR
JB
---
143,217
---
1/6/15
---
---
147,779
3,139.3
D
R
1/8/15 - 8:16:23 pm
32
    
 
PR,CEO,DIR
JB
---
506,707
---
1/6/15
---
---
1,107,865
84.3
D
R
1/8/15 - 8:15:11 pm
33
    
 
DIR
JB
---
10,910
---
1/6/15
---
---
70,130
18.4
D
R
1/8/15 - 8:13:18 pm
34
1y
16
88%
-10%
O
AS
$380,713
42,026
1/5/15
1/6/15
---
$8.94
251,773
-14.3
D
R,10b
1/7/15 - 5:25:12 pm
35
    
 
O
JB
---
131,156
---
1/5/15
---
---
293,799
80.6
D
R,10b
1/7/15 - 5:25:12 pm
36
1y
2
50%
7%
PR,CEO,DIR
OB
$109,999
55,276
---
12/17/14
---
$1.99
601,158
10.1
D
---
12/18/14 - 4:23:00 pm
37
1y
16
88%
-10%
O
OS
$67,537
8,000
---
12/11/14
---
$8.44
162,643
-4.7
D
10b
12/15/14 - 11:49:38 am
38
    
 
O
OE
$30,640
8,000
---
12/11/14
---
$3.83
170,643
4.9
D
10b
12/15/14 - 11:49:38 am
39
    
 
BO
JS
---
5,410,072
---
12/3/14
---
---
---
All
D
---
12/5/14 - 4:13:17 pm
40
1y
16
88%
-10%
O
OS
$71,303
8,000
---
11/11/14
---
$8.91
162,643
-4.7
D
10b
11/13/14 - 3:16:50 pm
41
    
 
O
OE
$30,640
8,000
---
11/11/14
---
$3.83
170,643
4.9
D
10b
11/13/14 - 3:16:50 pm
42
    
 
O
OS*
$56,000
8,000
---
10/14/14
---
$7.00
162,643
-4.7
D
10b
10/16/14 - 4:58:28 pm
43
1y
6
17%
58%
PR,CEO,DIR
AS
$402,476
62,600
10/1/14
10/3/14
$6.40
$6.50
545,882
-10.3
D
10b
10/3/14 - 4:34:01 pm
44
3m
1
100%
46%
O
OE*
$179,086
89,993
---
10/2/14
---
$1.99
170,643
111.6
D
---
10/9/14 - 7:39:33 pm
45
1y
16
88%
-10%
O
OS
$169,990
24,000
9/10/14
9/11/14
$7.00
$7.25
80,650
-22.9
D
10b
9/12/14 - 4:24:35 pm
46
    
 
O
OE
$58,320
24,000
9/10/14
9/11/14
---
$2.43
104,650
29.8
D
10b
9/12/14 - 4:24:35 pm
47
6m
3
100%
33%
BO
B
$15,056
2,235
7/18/14
7/22/14
$6.58
$6.88
459,732
0.5
I
---
8/1/14 - 3:35:24 pm
48
6m
3
100%
33%
BO
B
$43,636
6,520
7/10/14
7/17/14
$6.49
$6.52
457,497
1.4
I
---
8/1/14 - 3:31:21 pm
49
1y
6
17%
58%
PR,CEO,DIR
AS
$482,310
62,000
---
7/1/14
---
$7.78
608,482
-9.2
D
10b
7/3/14 - 4:57:10 pm
50
1y
16
88%
-10%
SO
OS
$61,398
8,000
---
6/11/14
---
$7.67
80,650
-9.0
D
10b
6/13/14 - 3:47:49 pm
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