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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
GAIN CAPITAL HOLDINGS INC: GCAP

Price: 7/25/14 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$6.53 $14.62 $5.20 $262 40 333 3.1% 10.9% 84.12% 2.28%
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
PR,CEO,DIR
AS
$482,310
62,000
---
7/1/14
---
$7.78
608,482
-9.2
D
10b
7/3/14 - 4:57:10 pm
2
SO
OS
$61,398
8,000
---
6/11/14
---
$7.67
80,650
-9.0
D
10b
6/13/14 - 3:47:49 pm
3
SO
OE
$19,440
8,000
---
6/11/14
---
$2.43
88,650
9.9
D
10b
6/13/14 - 3:47:49 pm
4
DIR
AS
$42,382
5,552
---
6/2/14
---
$7.63
1,422
-79.6
D
A,10b
6/6/14 - 5:11:58 pm
5
DIR
OE
$11,440
3,986
---
6/2/14
---
$2.87
6,974
133.4
D
A,10b
6/6/14 - 5:11:58 pm
6
DIR
OS
$52,122
6,828
---
6/2/14
---
$7.63
1,422
-82.8
D
10b
6/4/14 - 4:43:40 pm
7
DIR
OE
$15,521
5,408
---
6/2/14
---
$2.87
8,250
190.3
D
10b
6/4/14 - 4:43:40 pm
8
SO
OS
$61,600
8,000
---
5/12/14
---
$7.70
80,650
-9.0
D
10b
5/14/14 - 6:24:48 pm
9
SO
OE
$19,440
8,000
---
5/12/14
---
$2.43
88,650
9.9
D
10b
5/14/14 - 6:24:48 pm
10
DIR
OS
$82,569
8,250
---
5/1/14
---
$10.01
2,842
-74.4
D
10b
5/5/14 - 4:47:23 pm
11
DIR
OE
$19,599
6,829
---
5/1/14
---
$2.87
11,092
160.2
D
10b
5/5/14 - 4:47:23 pm
12
GC,SEC
OS
$651,045
65,126
---
4/17/14
---
$10.00
99,368
-39.6
D
R,10b
4/21/14 - 5:02:32 pm
13
GC,SEC
OE
$290,131
50,126
---
4/17/14
---
$4.40
164,494
43.8
D
R,10b
4/21/14 - 5:02:32 pm
14
SO
OS
$380,338
38,000
---
4/16/14
---
$10.01
80,650
-32.0
D
10b
4/18/14 - 5:16:09 pm
15
SO
OE
$19,440
8,000
---
4/16/14
---
$2.43
118,650
7.2
D
10b
4/18/14 - 5:16:09 pm
16
DIR
OS
$91,469
8,250
---
4/1/14
---
$11.09
4,263
-65.9
D
10b
4/3/14 - 5:19:43 pm
17
DIR
OE
$19,602
6,830
---
4/1/14
---
$2.87
12,513
120.2
D
10b
4/3/14 - 5:19:43 pm
18
PR,CEO,DIR
AS
$937,481
84,600
---
3/31/14
$10.93
$11.13
670,482
-11.2
D
10b
4/2/14 - 6:41:49 pm
19
PR,CEO,DIR
AS
$164,956
13,738
3/21/14
3/24/14
$12.01
$12.13
755,082
-1.8
D
10b
3/25/14 - 8:08:21 pm
20
COO
AS
$160,309
13,750
---
3/24/14
---
$11.66
80,850
-14.5
D
10b
3/25/14 - 8:08:05 pm
21
GC,SEC
AS
$59,680
5,150
---
3/24/14
---
$11.59
114,368
-4.3
D
10b
3/25/14 - 8:07:49 pm
22
SO
AS
$47,958
4,140
---
3/24/14
---
$11.58
110,650
-3.6
D
10b
3/25/14 - 8:07:34 pm
23
GC,SEC
AS
$5,441
535
---
3/6/14
---
$10.17
119,518
-0.4
D
R,10b
3/7/14 - 6:40:14 pm
24
BO
S
$7,637,738
765,189
---
3/5/14
$9.98
$9.99
3,284,811
-18.9
D
---
3/10/14 - 4:24:39 pm
25
SO
JB
---
18,090
---
3/5/14
---
---
114,790
18.7
D
R
3/7/14 - 8:04:13 pm
26
CFO
JB
---
29,748
---
3/5/14
---
---
29,748
New
D
R
3/7/14 - 6:43:33 pm
27
GC,SEC
JB
---
24,120
---
3/5/14
---
---
120,053
25.1
D
R,10b
3/7/14 - 6:40:14 pm
28
COO
JB
---
20,100
---
3/5/14
---
---
94,600
27.0
D
R
3/7/14 - 6:38:19 pm
29
PR,CEO,DIR
JB
---
66,331
---
3/5/14
---
---
768,820
9.4
D
R
3/7/14 - 6:36:33 pm
30
BO
S
$378,066
37,274
---
3/4/14
---
$10.14
4,050,000
-0.9
D
---
3/4/14 - 5:49:05 pm
31
GC,SEC
AS
$20,508
2,016
---
3/3/14
---
$10.17
95,933
-2.1
D
10b
3/5/14 - 1:01:48 pm
32
SO
AS
$24,134
2,380
---
3/3/14
---
$10.14
96,700
-2.4
D
10b
3/5/14 - 12:59:39 pm
33
DIR
OS
$81,487
8,250
---
3/3/14
---
$9.88
5,683
-59.2
D
10b
3/5/14 - 12:56:30 pm
34
DIR
OE
$19,602
6,830
---
3/3/14
---
$2.87
13,933
96.2
D
10b
3/5/14 - 12:56:30 pm
35
COO
AS
$64,230
6,500
---
3/3/14
---
$9.88
74,500
-8.0
D
10b
3/5/14 - 12:47:34 pm
36
BO
JS*
$1,346,557
133,587
---
2/28/14
---
$10.08
4,087,274
-3.2
D
---
3/4/14 - 5:49:05 pm
37
PR,CEO,DIR
AS
$1,504,335
150,000
---
2/27/14
---
$10.03
702,489
-17.6
D
10b
3/3/14 - 5:58:58 pm
38
PR,CEO,DIR
AS
$581,697
62,500
2/24/14
2/26/14
---
$9.17
852,489
-6.8
D
10b
2/26/14 - 6:43:25 pm
39
SO
OS
$21,787
2,500
---
2/3/14
---
$8.71
99,080
-2.5
D
10b
2/5/14 - 7:49:20 pm
40
SO
OE
$6,075
2,500
---
2/3/14
---
$2.43
101,580
2.5
D
10b
2/5/14 - 7:49:20 pm
41
DIR
OS
$72,064
8,250
---
2/3/14
---
$8.73
7,103
-53.7
D
10b
2/5/14 - 6:08:51 pm
42
DIR
OE
$19,602
6,830
---
2/3/14
---
$2.87
15,353
80.1
D
10b
2/5/14 - 6:08:51 pm
43
BO
JS*
$2,187,500
250,000
---
1/28/14
---
$8.75
4,220,861
-5.6
D
A
2/7/14 - 5:45:06 pm
44
BO
JS*
$2,187,500
250,000
---
1/28/14
---
$8.75
4,258,531
-5.5
D
---
1/30/14 - 6:32:41 pm
45
BO
S
$340,152
37,670
---
1/27/14
$8.79
$9.10
4,470,861
-0.8
D
A
2/7/14 - 5:45:06 pm
46
BO
JS*
$4,550,000
500,000
---
1/21/14
---
$9.10
4,508,531
-10.0
D
---
1/22/14 - 8:36:03 pm
47
SO
OS
$18,604
2,500
---
1/2/14
---
$7.44
99,080
-2.5
D
10b
1/6/14 - 4:55:18 pm
48
SO
OE
$6,075
2,500
---
1/2/14
---
$2.43
101,580
2.5
D
10b
1/6/14 - 4:55:18 pm
49
DIR
OS
$61,645
8,250
---
1/2/14
---
$7.47
8,523
-49.2
D
10b
1/6/14 - 4:52:43 pm
50
DIR
OE
$19,602
6,830
---
1/2/14
---
$2.87
16,773
68.7
D
10b
1/6/14 - 4:52:43 pm
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