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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
E TRADE FINANCIAL CORP: ETFC

Price: 5/20/16 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$26.69 $31.48 $19.61 $7,439 279 3,898 0.0% 1.7% 95.46% 0.49%
Exch Sector Industry Sub-Industry
NASD Finance, Insurance, And Real Estate Depository Institutions Savings Institution, Federally Chartered
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
DIR
JB
---
3,954
---
5/13/16
---
---
23,184
20.6
D
R
5/17/16 - 5:19:27 pm
2
    
 
DIR
JB
---
3,954
---
5/13/16
---
---
9,099
76.9
D
R
5/17/16 - 5:19:09 pm
3
    
 
DIR
JB
---
3,954
---
5/13/16
---
---
56,482
7.5
D
R
5/17/16 - 5:03:54 pm
4
    
 
DIR
JB
---
3,954
---
5/13/16
---
---
11,723
50.9
D
R
5/17/16 - 5:03:36 pm
5
    
 
DIR
JB
---
3,954
---
5/13/16
---
---
30,527
14.9
D
R
5/17/16 - 5:03:14 pm
6
    
 
DIR
JB
---
5,931
---
5/13/16
---
---
45,303
15.1
D
R
5/17/16 - 5:02:19 pm
7
    
 
DIR
JB
---
3,954
---
5/13/16
---
---
19,848
24.9
D
R
5/17/16 - 5:02:04 pm
8
    
 
DIR
JB
---
3,954
---
5/13/16
---
---
40,315
10.9
D
R
5/17/16 - 5:01:48 pm
9
    
 
DIR
JB
---
6,721
---
5/13/16
---
---
27,695
32.0
D
R
5/17/16 - 5:01:32 pm
10
    
 
DIR
JB
---
5,931
---
5/13/16
---
---
20,604
40.4
D
R
5/17/16 - 5:01:18 pm
11
    
 
VP
3
---
---
---
5/12/16
---
---
55,335
---
D
R
5/20/16 - 5:02:13 pm
12
    
 
DIR
JB
---
692
---
5/2/16
---
---
20,974
3.4
D
R
5/4/16 - 5:02:32 pm
13
1w
1
100%
-5%
AO
S
$104,716
3,994
---
4/26/16
---
$26.22
45,705
-8.0
D
---
4/28/16 - 5:04:06 pm
14
1y
7
43%
8%
VP,GC
AS
$436,283
16,828
---
4/25/16
---
$25.93
217,295
-7.2
D
10b
4/27/16 - 5:00:38 pm
15
1y
7
43%
8%
VP,GC
AS
$563,102
26,510
---
2/10/16
---
$21.23
234,123
-10.2
D
R,10b
2/11/16 - 5:00:04 pm
16
3m
3
0%
22%
VP,CFO
OS
$473,197
22,262
---
2/10/16
$21.22
$21.37
146,072
-13.2
D
R,10b
2/11/16 - 4:59:53 pm
17
    
 
VP,CFO
OE
$28,465
3,078
---
2/10/16
---
$9.25
168,334
1.9
D
R,10b
2/11/16 - 4:59:53 pm
18
    
 
AO
JS
$23,640
1,133
---
2/9/16
---
$20.86
49,699
-2.2
D
R
2/11/16 - 5:00:14 pm
19
    
 
VP,GC
JS
$271,078
12,992
---
2/9/16
---
$20.86
260,633
-4.7
D
R,10b
2/11/16 - 5:00:04 pm
20
3m
3
0%
22%
VP,CFO
OS
$107,246
5,140
---
2/9/16
---
$20.86
165,256
-3.0
D
R,10b
2/11/16 - 4:59:53 pm
21
    
 
AO
JS
$73,748
3,196
2/6/16
2/7/16
---
$23.07
50,832
-5.9
D
R
2/9/16 - 5:47:46 pm
22
    
 
VP,GC
JS
$719,294
31,172
2/6/16
2/7/16
---
$23.07
273,625
-10.2
D
R
2/9/16 - 5:47:35 pm
23
3m
3
0%
22%
VP,CFO
OS
$308,997
13,391
2/6/16
2/7/16
---
$23.07
170,396
-7.3
D
R
2/9/16 - 5:47:25 pm
24
    
 
VP,PR
JS
$52,126
2,259
2/6/16
2/7/16
---
$23.07
60,639
-3.6
D
R
2/9/16 - 5:47:05 pm
25
    
 
VP
JS
$257,563
11,162
2/6/16
2/7/16
---
$23.07
85,045
-11.6
D
R
2/9/16 - 5:46:53 pm
26
    
 
VP,GC
JB
---
54,223
2/5/16
2/6/16
---
---
304,797
21.6
D
R
2/9/16 - 5:47:35 pm
27
    
 
VP,CFO
JB
---
52,814
2/5/16
2/6/16
---
---
183,787
40.3
D
R
2/9/16 - 5:47:25 pm
28
    
 
VP
JB
---
26,109
2/5/16
2/6/16
---
---
96,207
37.2
D
R
2/9/16 - 5:46:53 pm
29
    
 
AO
JB
---
13,001
---
2/5/16
---
---
54,028
31.7
D
R
2/9/16 - 5:47:46 pm
30
    
 
CEO,DIR
JB
---
86,673
---
2/5/16
---
---
536,576
19.3
D
R
2/9/16 - 5:47:16 pm
31
    
 
VP,PR
JB
---
16,251
---
2/5/16
---
---
62,898
34.8
D
R
2/9/16 - 5:47:05 pm
32
    
 
DIR
JB
---
789
---
2/1/16
---
---
52,528
1.5
D
---
2/3/16 - 5:11:43 pm
33
    
 
DIR
JB
---
918
---
2/1/16
---
---
20,282
4.7
D
---
2/3/16 - 5:11:32 pm
34
1y
3
33%
10%
CEO,DIR
AS
$259,370
10,950
---
1/25/16
---
$23.69
449,903
-2.4
D
R,10b
1/26/16 - 5:01:50 pm
35
    
 
CEO,DIR
JS
$2,801,989
116,241
---
1/22/16
---
$24.11
460,853
-20.1
D
R,10b
1/26/16 - 5:01:50 pm
36
    
 
VP,PR
JS
$13,993
478
---
12/20/15
---
$29.27
46,647
-1.0
D
R
12/22/15 - 5:03:57 pm
37
    
 
VP,PR
3
---
---
---
11/2/15
---
---
47,125
---
D
R
11/12/15 - 5:07:01 pm
38
    
 
DIR
JB
---
643
---
11/2/15
---
---
51,739
1.3
D
---
11/4/15 - 5:00:47 pm
39
    
 
DIR
JB
---
626
---
11/2/15
---
---
19,364
3.3
D
---
11/4/15 - 5:00:32 pm
40
1y
7
43%
8%
VP,GC
AS
$72,576
2,692
---
9/11/15
---
$26.96
250,574
-1.1
D
10b
9/15/15 - 5:01:33 pm
41
    
 
DIR
JB
---
650
---
7/30/15
---
---
51,096
1.3
D
R
8/3/15 - 5:00:33 pm
42
    
 
DIR
JB
---
544
---
7/30/15
---
---
18,738
3.0
D
R
8/3/15 - 5:00:18 pm
43
    
 
VP,CFO
JS
$19,000
614
---
6/24/15
---
$30.95
130,973
-0.5
D
R
6/26/15 - 5:02:10 pm
44
    
 
VP,CFO
3
---
---
---
6/16/15
---
---
---
---
---
A
8/3/15 - 5:00:42 pm
45
    
 
VP,CFO
3
---
---
---
6/16/15
---
---
131,587
---
D
R
6/26/15 - 5:01:44 pm
46
    
 
AO
3
---
---
---
6/16/15
---
---
41,027
---
D
R
6/26/15 - 5:01:27 pm
47
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
50,446
7.3
D
R
5/12/15 - 5:07:11 pm
48
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
7,769
79.8
D
R
5/12/15 - 5:07:01 pm
49
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
26,573
14.9
D
R
5/12/15 - 5:06:51 pm
50
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
19,230
21.8
D
R
5/12/15 - 5:06:42 pm
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