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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
E TRADE FINANCIAL CORP: ETFC

Price: 3/27/15 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$27.85 $28.65 $18.20 $8,072 290 3,487 0.0% 2.1% 94.01% 0.48%
Exch Sector Industry Sub-Industry
NASD Finance, Insurance, And Real Estate Depository Institutions Savings Institution, Federally Chartered
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
1y
3
0%
24%
VP,GC
S
$144,966
5,472
---
3/4/15
---
$26.49
253,266
-2.1
D
---
3/6/15 - 5:07:42 pm
2
--
--
--
--
DIR
B
$267,466
10,000
---
3/4/15
---
$26.75
12,023
494.3
D
---
3/6/15 - 5:07:26 pm
3
1y
3
0%
24%
VP,GC
AS
$300,679
11,851
2/10/15
2/11/15
$25.28
$25.49
258,738
-4.4
D
R,10b
2/12/15 - 5:08:37 pm
4
1y
4
0%
21%
VP,CFO
AS
$534,230
21,000
---
2/11/15
---
$25.44
181,912
-10.3
D
R,10b
2/12/15 - 5:08:14 pm
5
    
 
VP,GC
JS
$16,828
662
---
2/10/15
---
$25.42
270,589
-0.2
D
R,10b
2/12/15 - 5:08:37 pm
6
    
 
VP,CFO
JS
$24,988
983
---
2/10/15
---
$25.42
202,912
-0.5
D
R,10b
2/12/15 - 5:08:14 pm
7
    
 
VP,GC
JS
$642,020
25,206
2/6/15
2/9/15
---
$25.20
271,251
-8.5
D
R,10b
2/10/15 - 6:42:26 pm
8
1y
3
0%
24%
VP,GC
AS
$385,883
15,298
---
2/9/15
---
$25.22
283,203
-5.1
D
R,10b
2/10/15 - 6:42:26 pm
9
    
 
VP,CFO
JS
$568,580
22,280
2/6/15
2/9/15
---
$25.20
203,895
-9.9
D
R
2/10/15 - 6:41:43 pm
10
    
 
PR
JS
$366,449
14,249
---
2/7/15
---
$25.72
242,510
-5.5
D
R
2/10/15 - 6:42:15 pm
11
    
 
VP
JS
$88,648
3,447
---
2/7/15
---
$25.72
70,098
-4.7
D
R
2/10/15 - 6:41:59 pm
12
    
 
VP,GC
JB
---
77,961
---
2/6/15
---
---
311,755
33.3
D
R,10b
2/10/15 - 6:42:26 pm
13
    
 
PR
JB
---
152,619
---
2/6/15
---
---
256,759
146.6
D
R
2/10/15 - 6:42:15 pm
14
    
 
VP
JB
---
46,271
---
2/6/15
---
---
73,545
169.7
D
R
2/10/15 - 6:41:59 pm
15
    
 
VP,CFO
JB
---
56,186
---
2/6/15
---
---
226,175
33.1
D
R
2/10/15 - 6:41:43 pm
16
    
 
DIR
JB
---
1,160
---
1/30/15
---
---
46,209
2.6
D
---
2/3/15 - 5:01:39 pm
17
1y
1
0%
17%
CEO,DIR
AS
$267,211
10,950
---
1/23/15
---
$24.40
577,094
-1.9
D
R,10b
1/23/15 - 6:01:18 pm
18
    
 
CEO,DIR
JS
$2,571,022
115,383
---
1/22/15
---
$22.28
588,044
-16.4
D
R,10b
1/23/15 - 6:01:18 pm
19
    
 
DIR
JB
---
2,023
---
1/15/15
---
---
2,023
New
D
R
1/20/15 - 5:02:11 pm
20
    
 
DIR
3
---
---
---
1/15/15
---
---
---
---
---
---
1/20/15 - 5:01:56 pm
21
1y
4
0%
21%
VP,CFO
AS
$30,849
1,294
---
1/5/15
---
$23.84
169,989
-0.8
D
R,10b
1/6/15 - 5:06:17 pm
22
    
 
VP,CFO
JS
$82,490
3,420
---
1/3/15
---
$24.12
171,283
-2.0
D
R,10b
1/6/15 - 5:06:17 pm
23
    
 
DIR
JB
---
1,697
---
12/17/14
---
---
1,697
New
D
R
12/18/14 - 4:57:21 pm
24
    
 
DIR
3
---
---
---
12/10/14
---
---
---
---
---
---
12/18/14 - 4:57:08 pm
25
    
 
DIR
JB
---
1,323
---
10/31/14
---
---
45,049
3.0
D
R
11/4/14 - 5:01:12 pm
26
1y
4
0%
21%
VP,CFO
OS
$999,884
44,210
---
8/25/14
---
$22.62
174,703
-20.2
D
10b
8/27/14 - 5:01:12 pm
27
    
 
VP,CFO
OE
$404,860
33,687
---
8/25/14
$9.25
$14.60
218,913
18.2
D
10b
8/27/14 - 5:01:12 pm
28
    
 
DIR
JB
---
1,263
---
7/30/14
---
---
43,726
3.0
D
R
8/1/14 - 5:01:13 pm
29
    
 
DIR
JB
---
4,321
---
6/20/14
---
---
4,321
New
D
R
6/20/14 - 5:01:19 pm
30
    
 
DIR
3
---
---
---
6/10/14
---
---
---
---
---
---
6/20/14 - 5:01:13 pm
31
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
7,610
160.3
D
R
5/9/14 - 5:08:55 pm
32
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
42,463
12.4
D
R
5/9/14 - 5:06:01 pm
33
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
21,589
27.7
D
R
5/9/14 - 5:05:46 pm
34
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
23,125
25.4
D
R
5/9/14 - 5:05:29 pm
35
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
15,782
42.2
D
R
5/9/14 - 5:05:09 pm
36
    
 
DIR
JB
---
7,030
---
5/7/14
---
---
34,199
25.9
D
R
5/9/14 - 5:04:55 pm
37
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
12,446
60.4
D
R
5/9/14 - 5:04:41 pm
38
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
32,913
16.6
D
R
5/9/14 - 5:04:26 pm
39
    
 
DIR
JB
---
4,687
---
5/7/14
---
---
6,334
284.6
D
R
5/9/14 - 5:04:13 pm
40
    
 
DIR
JB
---
7,030
---
5/7/14
---
---
9,500
284.6
D
R
5/9/14 - 5:03:56 pm
41
1y
3
0%
24%
VP,GC
AS
$203,070
9,203
---
4/28/14
---
$22.07
233,794
-3.8
D
10b
4/30/14 - 5:05:29 pm
42
1y
1
0%
17%
CEO,DIR
AS
$1,036,785
46,493
---
2/28/14
---
$22.30
703,427
-6.2
D
10b
3/4/14 - 5:01:21 pm
43
1y
4
0%
21%
VP,CFO
AS
$713,716
31,989
---
2/28/14
---
$22.31
185,226
-14.7
D
10b
3/4/14 - 5:01:14 pm
44
1y
4
0%
21%
VP,CFO
AS
$56,684
2,750
2/10/14
2/11/14
$20.58
$20.85
217,215
-1.3
D
R,10b
2/11/14 - 5:04:35 pm
45
1y
3
0%
24%
VP,GC
AS
$75,604
3,670
2/10/14
2/11/14
$20.59
$20.89
242,997
-1.5
D
R,10b
2/11/14 - 5:04:24 pm
46
    
 
VP,CFO
JS
$136,921
6,779
2/9/14
2/10/14
$20.16
$20.48
219,965
-3.0
D
R,10b
2/11/14 - 5:04:35 pm
47
    
 
VP,GC
JS
$202,288
10,024
2/9/14
2/10/14
$20.16
$20.48
246,667
-3.9
D
R,10b
2/11/14 - 5:04:24 pm
48
    
 
PR
JB
---
104,140
---
2/7/14
---
---
104,140
New
D
R
2/10/14 - 6:20:15 pm
49
    
 
VP
JB
---
27,274
---
2/7/14
---
---
27,274
New
D
R
2/10/14 - 6:20:05 pm
50
1y
4
0%
21%
VP,CFO
AS
$61,769
3,092
---
2/7/14
---
$19.98
182,113
-1.7
D
R,10b
2/10/14 - 6:19:55 pm
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