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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
ALEXZA PHARMACEUTICALS INC: ALXA
Price: 6/13/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$4.61 $6.65 $2.55 $79 17 442 0.0% 21.7% 41.59% 2.50%
Exch Sector Industry Sub-Industry
NASD Manufacturing Chemicals And Allied Products Pharmaceutical Preparations
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
CASSELLA JAMES V
VP
JB
$193,375
43,750
---
3/29/13
---
$4.42
62,495
233.4
D
A,R
4/2/13 - 8:07:44 pm
2
SCHINELLER PETER W
VP,CCO
JB
$193,375
43,750
---
3/29/13
---
$4.42
43,750
New
D
R
4/2/13 - 5:39:09 pm
3
OKI MARK K
VP,CFO,SEC
JB
$193,375
43,750
---
3/29/13
---
$4.42
49,538
755.9
D
R
4/2/13 - 5:32:24 pm
4
CASSELLA JAMES V
VP
JB
$193,375
43,750
---
3/29/13
---
$4.42
62,495
233.4
D
R
4/2/13 - 5:28:57 pm
5
KING THOMAS BRAXTON
PR,CEO,DIR
JB
$773,500
175,000
---
3/29/13
---
$4.42
175,000
New
D
R
4/2/13 - 5:26:28 pm
6
MORELAND DARL
VP
JB
$193,375
43,750
---
3/29/13
---
$4.42
47,299
1,232.7
D
R
4/2/13 - 5:18:42 pm
7
SCHINELLER PETER W
VP,CCO
3
---
---
---
3/12/13
---
---
---
---
D
---
3/13/13 - 4:31:40 pm
8
KING THOMAS BRAXTON
PR,CEO,DIR
JS
---
9,113
---
2/25/13
---
---
---
All
D
---
2/27/13 - 6:16:59 pm
9
KING THOMAS BRAXTON
PR,CEO,DIR
JB
---
9,113
---
2/25/13
---
---
30,149
43.3
I
---
2/27/13 - 6:16:59 pm
10
CASSELLA JAMES V
VP
JB
---
17,795
---
2/7/13
---
---
18,745
1,873.2
D
R
2/8/13 - 4:33:29 pm
11
LANSDOWNE PARTNERS AUSTRIA GMBH
BO
S
$593,750
125,000
1/17/13
1/18/13
---
$4.75
1,520,055
-7.6
I
---
1/22/13 - 12:20:36 pm
12
BUCHI J KEVIN
DIR
3
---
---
---
1/2/13
---
---
---
---
D
---
1/3/13 - 4:33:37 pm
13
LANSDOWNE PARTNERS AUSTRIA GMBH
BO
B
$350,267
72,189
---
12/27/12
---
$4.84
1,645,055
4.6
I
---
12/31/12 - 1:56:30 pm
14
LANSDOWNE PARTNERS AUSTRIA GMBH
BO
3
---
---
---
12/26/12
---
---
1,572,866
---
I
---
12/31/12 - 1:53:40 pm
15
SIMMS MICHAEL J
VP,OO
AS
$22,316
4,558
---
12/26/12
---
$4.90
4,180
-52.2
D
10b
12/27/12 - 4:27:28 pm
16
CASSELLA JAMES V
VP
AS
$22,316
4,558
---
12/26/12
---
$4.90
950
-82.8
D
10b
12/27/12 - 4:19:14 pm
17
CASSELLA JAMES V
VP
AS
$41,364
10,000
---
8/27/12
---
$4.14
5,508
-64.5
D
10b
8/29/12 - 5:39:10 pm
18
KING THOMAS BRAXTON
PR,CEO,DIR
AS
$41,364
10,000
---
8/27/12
---
$4.14
10,229
-49.4
D
10b
8/29/12 - 5:35:24 pm
19
MORELAND DARL
VP
AS
$41,364
10,000
---
8/27/12
---
$4.14
1,908
-84.0
D
10b
8/29/12 - 5:30:28 pm
20
SIMMS MICHAEL J
VP,OO
AS
$41,364
10,000
---
8/27/12
---
$4.14
7,957
-55.7
D
10b
8/29/12 - 5:27:39 pm
21
OKI MARK K
VP,CFO,SEC
AS
$41,364
10,000
---
8/27/12
---
$4.14
3,788
-72.5
D
10b
8/29/12 - 5:25:45 pm
22
KING THOMAS BRAXTON
PR,CEO,DIR
JS
---
1,116
---
8/14/12
---
---
9,113
-10.9
D
10b
8/29/12 - 5:35:24 pm
23
KING THOMAS BRAXTON
PR,CEO,DIR
JB
---
1,116
---
8/14/12
---
---
20,482
5.8
I
10b
8/29/12 - 5:35:24 pm
24
MORELAND DARL
VP
3
---
---
---
7/26/12
---
---
11,908
---
D
R
7/30/12 - 5:16:57 pm
25
KING THOMAS BRAXTON
PR,CEO,DIR
AS
$22,151
65,516
---
6/6/12
---
$0.34
202,325
-24.5
D
10b
6/8/12 - 4:57:07 pm
26
CASSELLA JAMES V
VP
AS
$15,628
46,222
---
6/6/12
---
$0.34
157,801
-22.7
D
10b
6/8/12 - 4:56:14 pm
27
OKI MARK K
VP,FO,CT,SEC
AS
$10,776
31,873
---
6/6/12
---
$0.34
137,896
-18.8
D
10b
6/8/12 - 4:51:41 pm
28
SIMMS MICHAEL J
VP,OO
AS
$15,628
46,222
---
6/6/12
---
$0.34
179,603
-20.5
D
10b
6/8/12 - 4:46:22 pm
29
KING THOMAS BRAXTON
PR,CEO,DIR
JB
---
100,000
---
5/10/12
---
---
267,841
59.6
D
R
5/14/12 - 4:57:45 pm
30
OKI MARK K
VP,FO,CT,SEC
JB
---
100,000
---
5/10/12
---
---
169,769
143.3
D
R
5/14/12 - 4:51:13 pm
31
SIMMS MICHAEL J
VP,OO
JB
---
100,000
---
5/10/12
---
---
225,825
79.5
D
R
5/14/12 - 4:42:22 pm
32
CASSELLA JAMES V
VP
JB
---
100,000
---
5/10/12
---
---
204,023
96.1
D
R
5/14/12 - 4:38:33 pm
33
RINGOLD GORDON
DIR
B
$54,000
100,000
---
4/9/12
---
$0.54
223,925
80.7
D
---
4/11/12 - 6:03:14 pm
34
SIMMS MICHAEL J
VP,OO
JB
---
46,222
---
3/23/12
---
---
125,825
58.1
D
R
3/26/12 - 5:52:48 pm
35
OKI MARK K
VP,FO,CT,SEC
JB
---
31,873
---
3/23/12
---
---
69,769
84.1
D
R
3/26/12 - 5:50:21 pm
36
KING THOMAS BRAXTON
PR,CEO,DIR
JB
---
65,516
---
3/23/12
---
---
167,841
64.0
D
R
3/26/12 - 5:49:19 pm
37
CASSELLA JAMES V
VP
JB
---
46,222
---
3/23/12
---
---
104,023
80.0
D
R
3/26/12 - 5:47:43 pm
38
RINGOLD GORDON
DIR
JS
---
7,000
---
3/20/12
---
---
---
All
I
---
4/11/12 - 6:03:14 pm
39
RINGOLD GORDON
DIR
JB
---
7,000
---
3/20/12
---
---
123,925
6.0
D
---
4/11/12 - 6:03:14 pm
40
OCCITAN CAPITAL MANAGEMENT INC
BO
3
---
---
---
2/7/12
---
---
3,548,208
---
I
---
2/9/12 - 5:27:50 pm
41
OCCITAN CAPITAL MANAGEMENT INC
BO
B
$145,768
179,041
1/10/12
1/13/12
$0.80
$0.83
3,823,186
4.9
I
---
1/20/12 - 1:45:04 pm
42
OCCITAN CAPITAL MANAGEMENT INC
BO
B
$42,492
45,675
1/5/12
1/9/12
---
$0.92
3,644,145
1.3
I
---
1/20/12 - 1:43:09 pm
43
OCCITAN CAPITAL MANAGEMENT INC
BO
S
$15,768
18,600
---
12/29/11
---
$0.84
3,577,400
-0.5
I
---
1/20/12 - 1:43:09 pm
44
OCCITAN CAPITAL MANAGEMENT INC
BO
B
$55,224
68,862
12/22/11
12/29/11
---
$0.79
3,598,470
2.0
I
---
1/20/12 - 1:43:09 pm
45
OCCITAN CAPITAL MANAGEMENT INC
BO
3
---
---
---
12/22/11
---
---
3,548,208
---
I
---
1/20/12 - 1:41:03 pm
46
MORETTI AUGUST J
VP,CFO,GC,SEC
JS
---
2,000
---
8/31/11
---
---
51,837
-3.7
D
---
2/8/12 - 4:25:20 pm
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