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Detailed Insider History for:
LADENBURG THALMANN FINANCIAL SERVICES INC: LTS
Price: 5/17/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$1.55 $1.74 $1.14 $284 184 285 0.0% 2.3% 10.69% 1.27%
Exch Sector Industry Sub-Industry
AMEX Finance, Insurance, And Real Estate Security And Commodity Brokers, Dealers, Exchanges, And Services Security & Commodity Brokers, Dealers, Exchanges & Services
click column headers to sort
#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
ROSENSTOCK RICHARD J
DIR
B
$7,200
5,000
---
4/15/13
---
$1.44
104,000
5.1
I
---
4/16/13 - 8:48:40 am
2
SIMKIN JACQUELINE M
DIR
B
$11,275
7,500
---
4/15/13
---
$1.47
1,030,822
0.7
I
---
4/16/13 - 8:46:10 am
3
FROST PHILLIP MD ET AL
DIR,BO
B
$14,500
10,000
---
4/15/13
$1.44
$1.46
11,298,699
0.1
I
---
4/16/13 - 8:44:59 am
4
MALAMED ADAM SCOTT
COO
B
$8,008
5,000
---
4/9/13
$1.60
$1.62
248,478
2.1
D
---
4/10/13 - 9:01:27 am
5
SIMKIN JACQUELINE M
DIR
B
$7,952
5,000
---
4/8/13
$1.59
$1.61
1,023,322
0.5
I
---
4/9/13 - 8:46:40 am
6
MALAMED ADAM SCOTT
COO
B
$8,000
5,000
---
4/8/13
---
$1.60
243,478
2.1
D
---
4/9/13 - 8:45:25 am
7
ZEITCHICK MARK
VP,DIR
B
$8,100
5,000
---
4/5/13
---
$1.62
2,136,336
0.2
I
---
4/8/13 - 9:03:57 am
8
MALAMED ADAM SCOTT
COO
B
$8,020
5,000
---
4/5/13
$1.60
$1.63
238,478
2.1
D
---
4/8/13 - 9:02:11 am
9
LAMPEN RICHARD
PR,CEO,DIR
B
$7,989
5,000
---
4/5/13
$1.57
$1.63
821,917
0.6
D
---
4/8/13 - 9:01:27 am
10
FROST PHILLIP MD ET AL
DIR,BO
B
$24,192
15,000
4/4/13
4/5/13
$1.60
$1.63
11,288,699
0.1
I
---
4/8/13 - 8:59:41 am
11
SIMKIN JACQUELINE M
DIR
B
$8,000
5,000
---
4/4/13
---
$1.60
1,018,322
0.5
I
---
4/8/13 - 9:03:29 am
12
ROSENSTOCK RICHARD J
DIR
B
$8,000
5,000
---
4/4/13
---
$1.60
99,000
5.3
I
---
4/8/13 - 9:02:52 am
13
GILINSKI SAUL
DIR
B
$8,174
5,000
---
4/4/13
$1.63
$1.64
1,028,600
0.5
D
---
4/8/13 - 9:00:35 am
14
MALAMED ADAM SCOTT
COO
B
$8,000
5,000
---
4/4/13
---
$1.60
233,478
2.2
D
---
4/5/13 - 8:55:47 am
15
MALAMED ADAM SCOTT
COO
B
$8,161
5,000
---
4/3/13
$1.62
$1.65
228,478
2.2
D
---
4/4/13 - 9:04:16 am
16
MALAMED ADAM SCOTT
COO
B
$8,404
5,000
---
4/2/13
$1.67
$1.69
223,478
2.3
D
---
4/3/13 - 9:01:36 am
17
MALAMED ADAM SCOTT
COO
B
$8,400
5,000
---
4/1/13
---
$1.68
218,478
2.3
D
---
4/2/13 - 8:56:21 am
18
GIOVANNIELLO JOSEPH
VP
JB
$2,379
1,506
---
3/28/13
---
$1.58
61,857
2.5
D
---
4/1/13 - 5:09:07 pm
19
GILINSKI SAUL
DIR
B
$16,300
10,000
---
3/27/13
---
$1.63
1,023,600
1.0
D
---
3/28/13 - 8:14:10 am
20
FROST PHILLIP MD ET AL
DIR,BO
B
$16,000
10,000
---
3/26/13
---
$1.60
11,273,699
0.1
I
---
3/27/13 - 9:20:39 am
21
MALAMED ADAM SCOTT
COO
B
$16,867
10,000
3/20/13
3/21/13
$1.65
$1.70
213,478
4.9
D
---
3/22/13 - 9:12:41 am
22
ROSENSTOCK RICHARD J
DIR
B
$16,866
10,000
3/20/13
3/21/13
$1.65
$1.70
94,000
11.9
I
---
3/22/13 - 9:11:56 am
23
LAMPEN RICHARD
PR,CEO,DIR
B
$16,867
10,000
3/20/13
3/21/13
$1.65
$1.70
816,917
1.2
D
---
3/22/13 - 9:11:22 am
24
ZEITCHICK MARK
VP,DIR
B
$16,900
10,000
---
3/21/13
---
$1.69
2,131,336
0.5
I
---
3/22/13 - 9:10:50 am
25
FROST PHILLIP MD ET AL
DIR,BO
B
$24,919
15,000
3/19/13
3/21/13
$1.61
$1.69
11,263,699
0.1
I
---
3/21/13 - 4:05:18 pm
26
SIMKIN JACQUELINE M
DIR
B
$16,496
10,000
---
3/20/13
$1.64
$1.65
1,013,322
1.0
I
---
3/22/13 - 9:09:36 am
27
GIOVANNIELLO JOSEPH
VP
3
---
---
---
1/30/13
---
---
60,351
---
D
---
1/30/13 - 5:32:02 pm
28
FROST PHILLIP MD ET AL
DIR,BO
B
$114,910
85,000
12/28/12
12/31/12
$1.34
$1.37
11,248,699
0.8
I
---
1/2/13 - 9:10:36 am
29
BEINSTEIN HENRY C
DIR
OB
$30,200
60,000
---
12/11/12
$0.30
$0.73
60,000
New
D
---
12/11/12 - 4:02:35 pm
30
SIMKIN JACQUELINE M
DIR
B
$5,850
5,000
11/16/12
11/19/12
---
$1.17
1,003,322
0.5
I
---
11/20/12 - 9:18:26 am
31
ZEITCHICK MARK
VP,DIR
B
$5,750
5,000
---
11/14/12
---
$1.15
2,121,336
0.2
I
---
11/15/12 - 9:07:35 am
32
SIMKIN JACQUELINE M
DIR
B
$12,250
10,000
11/13/12
11/14/12
$1.22
$1.23
998,322
1.0
I
---
11/15/12 - 9:04:56 am
33
ROSENSTOCK RICHARD J
DIR
B
$5,750
5,000
---
11/14/12
---
$1.15
84,000
6.3
I
---
11/15/12 - 9:03:14 am
34
MALAMED ADAM SCOTT
COO
B
$5,750
5,000
---
11/14/12
---
$1.15
203,478
2.5
D
---
11/15/12 - 9:01:01 am
35
LAMPEN RICHARD
PR,CEO,DIR
B
$23,000
20,000
---
11/14/12
---
$1.15
806,917
2.5
D
---
11/15/12 - 8:58:37 am
36
FROST PHILLIP MD ET AL
DIR,BO
B
$17,779
15,000
---
11/14/12
$1.18
$1.20
11,163,699
0.1
I
---
11/15/12 - 8:56:53 am
37
SIMKIN JACQUELINE M
DIR
B
$7,266
5,907
---
11/13/12
---
$1.23
790,640
0.8
I
---
11/14/12 - 9:27:51 am
38
FROST PHILLIP MD ET AL
DIR,BO
B
$18,622
15,000
---
11/13/12
$1.24
$1.25
11,148,699
0.1
I
---
11/14/12 - 9:06:45 am
39
ZEITCHICK MARK
VP,DIR
B
$6,350
5,000
---
11/12/12
---
$1.27
2,116,336
0.2
I
---
11/13/12 - 9:12:33 am
40
SIMKIN JACQUELINE M
DIR
B
$5,092
4,093
11/9/12
11/12/12
$1.22
$1.25
784,733
0.5
I
---
11/13/12 - 9:10:51 am
41
FROST PHILLIP MD ET AL
DIR,BO
B
$76,230
60,000
11/9/12
11/12/12
$1.26
$1.27
11,133,699
0.5
I
---
11/13/12 - 8:54:53 am
42
ROSENSTOCK RICHARD J
DIR
B
$6,437
5,000
---
11/9/12
$1.28
$1.29
79,000
6.8
I
---
11/13/12 - 9:05:57 am
43
MALAMED ADAM SCOTT
COO
B
$6,437
5,000
---
11/9/12
$1.28
$1.29
198,478
2.6
D
---
11/13/12 - 9:02:08 am
44
LAMPEN RICHARD
PR,CEO,DIR
B
$6,437
5,000
---
11/9/12
$1.28
$1.29
786,917
0.6
D
---
11/13/12 - 8:59:26 am
45
KRASNO RICHARD M
DIR
B
$6,484
5,000
---
11/9/12
$1.29
$1.30
300,500
1.7
I
---
11/13/12 - 8:57:28 am
46
MALAMED ADAM SCOTT
COO
B
$6,250
5,000
---
10/15/12
---
$1.25
193,478
2.7
D
---
10/16/12 - 8:54:57 am
47
SIMKIN JACQUELINE M
DIR
B
$18,850
15,000
---
10/11/12
$1.25
$1.26
780,640
2.0
I
---
10/12/12 - 8:58:47 am
48
FROST PHILLIP MD ET AL
DIR,BO
B
$25,036
20,000
---
10/11/12
$1.25
$1.26
11,073,699
0.2
I
---
10/12/12 - 8:57:32 am
49
ZEITCHICK MARK
VP,DIR
B
$12,500
10,000
---
10/10/12
---
$1.25
2,111,336
0.5
I
---
10/11/12 - 8:58:10 am
50
ROSENSTOCK RICHARD J
DIR
B
$12,500
10,000
---
10/10/12
---
$1.25
74,000
15.6
I
---
10/11/12 - 8:55:40 am
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