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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LADENBURG THALMANN FINANCIAL SERVICES INC: LTS

Price: 10/17/14 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$4.13 $4.50 $1.96 $761 184 409 0.0% 4.3% 11.80% 1.52%
Exch Sector Industry Sub-Industry
AMEX Finance, Insurance, And Real Estate Security And Commodity Brokers, Dealers, Exchanges, And Services Security & Commodity Brokers, Dealers, Exchanges & Services
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
VP
JB*
$4,499
1,117
---
9/30/14
---
$4.03
102,870
1.1
D
---
10/2/14 - 7:29:46 am
2
DIR,BO
JB*
$229,100
10,000
---
9/11/14
---
$22.91
910,000
1.1
I
---
9/12/14 - 7:40:44 am
3
DIR,BO
JB*
$2,304,998
100,000
9/8/14
9/9/14
$23.03
$23.05
900,000
12.5
I
---
9/10/14 - 7:35:42 am
4
DIR
B
$17,835
5,000
---
8/21/14
---
$3.57
1,265,443
0.4
I
---
8/25/14 - 11:02:37 am
5
DIR,BO
B
$181,900
50,000
---
7/15/14
---
$3.64
12,263,699
0.4
I
---
7/16/14 - 7:35:02 am
6
DIR
B
$35,500
10,000
---
7/15/14
---
$3.55
1,370,074
0.7
D
---
7/16/14 - 7:30:58 am
7
DIR
B
$115,450
30,000
---
7/9/14
$3.69
$3.88
1,360,074
2.3
D
---
7/11/14 - 7:37:12 am
8
DIR
B
$37,700
10,000
---
7/8/14
---
$3.77
1,330,074
0.8
D
---
7/10/14 - 7:37:50 am
9
DIR
B
$141,300
40,000
---
7/7/14
$3.51
$3.56
1,320,074
3.1
D
---
7/9/14 - 7:32:59 am
10
DIR,BO
B
$349,530
100,000
---
7/7/14
---
$3.50
12,213,699
0.8
I
---
7/8/14 - 7:32:20 am
11
DIR
B
$34,850
10,000
---
7/3/14
$3.48
$3.49
1,280,074
0.8
D
---
7/8/14 - 8:46:39 am
12
DIR
B
$274,626
80,085
---
7/2/14
$3.35
$3.49
1,270,074
6.7
D
---
7/7/14 - 7:42:10 am
13
DIR,BO
B
$346,060
100,000
---
7/2/14
---
$3.46
12,113,699
0.8
I
---
7/3/14 - 7:31:24 am
14
DIR,BO
B
$326,000
100,000
---
7/1/14
---
$3.26
12,013,699
0.8
I
---
7/2/14 - 7:21:24 am
15
VP
JB*
$2,497
835
---
6/30/14
---
$2.99
101,753
0.8
D
---
7/2/14 - 7:17:53 am
16
DIR
B
$188,700
60,000
---
6/30/14
$3.12
$3.15
1,189,989
5.3
D
---
7/1/14 - 7:49:42 am
17
DIR
B
$45,366
15,303
---
6/25/14
---
$2.96
1,153,125
1.3
I
---
6/26/14 - 8:25:17 am
18
DIR
B
$12,865
4,544
---
6/17/14
---
$2.81
1,129,989
0.4
D
---
6/19/14 - 6:38:36 am
19
COO
B
$13,949
5,000
---
6/12/14
---
$2.78
333,478
1.5
D
---
6/13/14 - 6:56:23 am
20
DIR
B
$31,100
10,000
---
6/9/14
---
$3.11
1,125,445
0.9
D
---
6/10/14 - 7:03:48 am
21
DIR
B
$5,498
1,845
---
6/5/14
---
$2.98
1,115,445
0.2
D
---
6/9/14 - 6:53:12 am
22
DIR
B
$14,650
5,000
---
6/3/14
---
$2.93
1,113,600
0.5
D
---
6/4/14 - 6:14:47 am
23
VP,DIR
B
$13,650
5,000
---
5/21/14
---
$2.73
2,262,801
0.2
I
---
5/22/14 - 7:18:56 am
24
DIR
B
$13,416
5,000
---
5/21/14
$2.66
$2.72
149,000
3.5
I
---
5/22/14 - 7:17:02 am
25
PR,CEO,DIR
B
$13,413
5,000
---
5/21/14
$2.67
$2.72
851,917
0.6
D
---
5/22/14 - 7:15:34 am
26
COO
B
$13,350
5,000
---
5/20/14
---
$2.67
328,478
1.5
D
---
5/21/14 - 7:10:28 am
27
DIR,BO
B
$39,774
15,000
---
5/20/14
---
$2.65
11,913,699
0.1
I
---
5/21/14 - 7:08:29 am
28
VP,CFO
B
$8,400
3,000
---
5/14/14
---
$2.80
18,000
20.0
D
---
5/16/14 - 7:18:06 am
29
VP,DIR
OS*
---
43,535
---
5/12/14
---
---
2,132,801
-2.0
I
---
5/13/14 - 7:00:41 am
30
VP,DIR
OE*
$126,250
125,000
---
5/12/14
---
$1.01
2,257,801
5.9
I
---
5/13/14 - 7:00:41 am
31
VP,DIR
B
$13,500
5,000
---
5/9/14
---
$2.70
2,176,336
0.2
I
---
5/12/14 - 7:13:25 am
32
DIR
B
$13,565
5,000
---
5/9/14
$2.67
$2.72
144,000
3.6
I
---
5/12/14 - 7:11:33 am
33
COO
B
$13,565
5,000
---
5/9/14
$2.67
$2.72
323,478
1.6
D
---
5/12/14 - 7:09:40 am
34
PR,CEO,DIR
B
$13,565
5,000
---
5/9/14
$2.67
$2.72
846,917
0.6
D
---
5/12/14 - 7:07:35 am
35
PR,CEO,DIR
B
$12,950
5,000
---
4/15/14
---
$2.59
841,917
0.6
D
---
4/16/14 - 8:50:10 am
36
DIR
B
$13,385
5,000
---
4/11/14
$2.67
$2.69
139,000
3.7
I
---
4/14/14 - 7:00:29 am
37
COO
B
$13,400
5,000
---
4/11/14
$2.67
$2.69
318,478
1.6
D
---
4/14/14 - 6:59:06 am
38
VP,DIR
B
$13,250
5,000
---
4/11/14
---
$2.65
2,171,336
0.2
I
---
4/14/14 - 6:57:09 am
39
PR,CEO,DIR
B
$13,379
5,000
---
4/11/14
$2.67
$2.68
836,917
0.6
D
---
4/14/14 - 6:55:15 am
40
VP
JB*
$11,502
4,009
---
3/31/14
---
$2.87
100,918
4.1
D
---
4/2/14 - 6:59:49 am
41
DIR,BO
B
$298,430
100,000
---
3/14/14
---
$2.98
11,898,699
0.8
I
---
3/17/14 - 7:10:06 am
42
DIR
B
$58,864
20,000
---
3/14/14
---
$2.94
1,137,822
1.8
I
---
3/17/14 - 7:06:51 am
43
VP,DIR
B
$14,964
5,000
---
3/14/14
$2.98
$3.00
2,166,336
0.2
I
---
3/17/14 - 7:01:33 am
44
DIR
B
$30,000
10,000
---
3/14/14
---
$3.00
1,108,600
0.9
D
---
3/17/14 - 6:54:09 am
45
DIR
B
$14,962
5,000
---
3/14/14
$2.97
$3.00
305,500
1.7
I
---
3/17/14 - 6:49:50 am
46
COO
B
$14,962
5,000
---
3/14/14
$2.97
$3.00
5,000
New
I
---
3/17/14 - 6:44:12 am
47
DIR
B
$14,962
5,000
---
3/14/14
$2.97
$3.00
134,000
3.9
I
---
3/17/14 - 6:38:58 am
48
PR,CEO,DIR
B
$14,962
5,000
---
3/14/14
$2.97
$3.00
831,917
0.6
D
---
3/17/14 - 6:33:54 am
49
VP
OB
$30,300
30,000
---
1/31/14
---
$1.01
96,909
44.8
D
---
2/3/14 - 8:47:32 am
50
COO
B
$14,800
5,000
---
1/13/14
$2.93
$2.97
313,478
1.6
D
---
1/14/14 - 7:55:29 am
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