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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
LPL FINANCIAL HOLDINGS INC: LPLA

Price: 2/5/16 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$27.95 $48.18 $26.46 $2,655 95 893 3.6% 19.7% 0.00% 0.26%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
O
3
---
---
---
1/25/16
---
---
---
---
D
---
2/1/16 - 4:25:35 pm
2
    
 
IO
JS
$95,373
2,219
---
12/17/15
---
$42.98
17,640
-11.2
D
R
12/21/15 - 4:35:34 pm
3
    
 
PR
OS
$1,071,250
25,000
---
12/14/15
---
$42.85
6,555
-79.2
D
R
12/16/15 - 4:21:32 pm
4
    
 
PR
OE
$540,000
25,000
---
12/14/15
---
$21.60
31,555
381.4
D
R
12/16/15 - 4:21:32 pm
5
1m
1
100%
-10%
VP,CAO
S
$455,202
10,688
---
12/14/15
---
$42.59
5,511
-66.0
D
R
12/16/15 - 4:16:40 pm
6
1y
6
17%
14%
BO
JS*
$186,914,576
4,319,537
---
12/10/15
---
$43.27
8,794,282
-32.9
I
---
12/14/15 - 7:07:08 pm
7
    
 
PR
JS
---
3,500
---
12/7/15
---
---
180,117
-1.9
D
R
12/21/15 - 4:40:20 pm
8
    
 
O
JS
$6,475
152
---
11/1/15
---
$42.60
10,320
-1.5
D
R
11/3/15 - 4:34:32 pm
9
    
 
CFO
JB
---
17,605
---
10/30/15
---
---
17,605
New
D
R
11/3/15 - 4:21:46 pm
10
    
 
DIR
JB
$113,719
2,887
---
10/1/15
---
$39.39
2,887
New
D
R
10/2/15 - 5:31:42 pm
11
    
 
DIR
3
---
---
---
9/28/15
---
---
---
---
D
---
10/2/15 - 5:26:33 pm
12
    
 
CFO
3
---
---
---
9/28/15
---
---
---
---
D
---
10/2/15 - 4:11:15 pm
13
    
 
O
JS
$19,997
510
---
9/3/15
---
$39.21
10,472
-4.6
D
R
9/4/15 - 4:19:10 pm
14
    
 
OO
JB
---
6,858
---
8/6/15
---
---
6,858
New
D
R
8/10/15 - 5:34:14 pm
15
    
 
LO
JS
$839,058
19,218
---
8/5/15
---
$43.66
34,105
-36.0
D
R
8/7/15 - 4:35:43 pm
16
    
 
OO
3
---
---
---
6/25/15
---
---
---
---
D
---
7/6/15 - 7:31:40 pm
17
1y
5
100%
-10%
PR
OS
$205,104
4,273
---
6/10/15
---
$48.00
183,617
-2.3
D
R,10b
6/12/15 - 5:08:52 pm
18
    
 
PR
OE
$118,789
4,273
---
6/10/15
---
$27.80
187,890
2.3
D
R,10b
6/12/15 - 5:08:52 pm
19
    
 
FO
JB
---
2,114
---
6/10/15
---
---
11,744
22.0
D
R
6/12/15 - 5:02:03 pm
20
6m
1
0%
2%
CCO
OS
$278,096
6,393
---
6/2/15
---
$43.50
6,478
-49.7
D
R,10b
6/4/15 - 5:43:08 pm
21
    
 
CCO
OE
$197,981
6,393
---
6/2/15
$30.00
$34.61
12,871
98.7
D
R,10b
6/4/15 - 5:43:08 pm
22
6m
1
100%
8%
VP,CAO
OB
$31,797
13,360
---
5/28/15
---
$2.38
16,199
470.6
D
R
6/1/15 - 5:07:20 pm
23
6m
1
100%
8%
CB,CEO,DIR
B
$896,332
21,100
---
5/28/15
---
$42.48
63,871
49.3
D
---
5/28/15 - 5:11:42 pm
24
1y
2
50%
-2%
CFO
OB
$44,160
2,000
---
5/18/15
---
$22.08
10,378
23.9
D
R
5/20/15 - 6:19:05 pm
25
    
 
DIR
JB
$68,217
1,592
---
5/18/15
---
$42.85
26,714
6.3
D
---
5/20/15 - 6:14:01 pm
26
    
 
DIR
JB
$68,217
1,592
---
5/18/15
---
$42.85
56,233
2.9
D
---
5/20/15 - 6:10:07 pm
27
    
 
DIR
JB
$68,217
1,592
---
5/18/15
---
$42.85
111,698
1.4
D
---
5/20/15 - 6:06:03 pm
28
    
 
DIR
JB
$68,217
1,592
---
5/18/15
---
$42.85
9,971
19.0
D
---
5/20/15 - 6:01:42 pm
29
    
 
DIR
JB
$68,217
1,592
---
5/18/15
---
$42.85
40,262
4.1
D
---
5/20/15 - 5:52:52 pm
30
    
 
DIR
JB
$68,217
1,592
---
5/18/15
---
$42.85
59,990
2.7
D
---
5/20/15 - 5:45:23 pm
31
    
 
DIR
JB
$129,980
3,185
---
5/12/15
---
$40.81
25,122
14.5
D
R
5/14/15 - 6:05:20 pm
32
    
 
DIR
JB
$129,980
3,185
---
5/12/15
---
$40.81
54,641
6.2
D
R
5/14/15 - 5:59:59 pm
33
    
 
DIR
JB
$129,980
3,185
---
5/12/15
---
$40.81
110,106
3.0
D
R
5/14/15 - 5:55:06 pm
34
    
 
DIR
JB
$129,980
3,185
---
5/12/15
---
$40.81
8,379
61.3
D
R
5/14/15 - 5:50:04 pm
35
    
 
DIR
JB
$129,980
3,185
---
5/12/15
---
$40.81
4,595
225.9
D
R
5/14/15 - 5:45:43 pm
36
    
 
DIR
JB
$129,980
3,185
---
5/12/15
---
$40.81
38,670
9.0
D
R
5/14/15 - 5:39:16 pm
37
    
 
DIR
JB
$129,980
3,185
---
5/12/15
---
$40.81
58,398
5.8
D
R
5/14/15 - 5:34:03 pm
38
1y
2
50%
-2%
CFO
OB
$44,160
2,000
---
4/10/15
---
$22.08
8,378
31.4
D
R
4/14/15 - 5:07:07 pm
39
    
 
CFO
3
---
---
---
3/13/15
---
---
6,378
---
D
R
3/19/15 - 5:26:08 pm
40
    
 
CCO
3
---
---
---
3/11/15
---
---
6,478
---
D
R
3/19/15 - 5:21:01 pm
41
    
 
FO
JB
---
3,990
---
3/5/15
---
---
9,630
70.7
D
R
3/10/15 - 9:13:15 pm
42
    
 
O
JB
---
2,002
---
3/5/15
---
---
6,446
45.0
D
R
3/10/15 - 9:09:29 pm
43
    
 
O
JB
---
1,975
---
3/5/15
---
---
3,033
186.7
D
R
3/10/15 - 9:03:42 pm
44
    
 
O
JB
---
3,227
---
3/5/15
---
---
10,982
41.6
D
R
3/10/15 - 8:57:40 pm
45
    
 
O
JB
---
2,002
---
3/5/15
---
---
6,555
44.0
D
R
3/10/15 - 8:52:45 pm
46
    
 
HR
JB
---
3,082
---
3/5/15
---
---
9,706
46.5
D
R
3/10/15 - 8:47:58 pm
47
    
 
O
JB
---
4,109
---
3/5/15
---
---
10,830
61.1
D
R
3/10/15 - 8:41:14 pm
48
    
 
O
JB
---
2,634
---
3/5/15
---
---
7,001
60.3
D
R
3/10/15 - 8:30:50 pm
49
    
 
IO
JB
---
4,287
---
3/5/15
---
---
19,859
27.5
D
R
3/10/15 - 8:25:42 pm
50
    
 
VP,CAO
JB
---
1,328
---
3/5/15
---
---
2,839
87.9
D
R
3/10/15 - 8:15:16 pm
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