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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
FIDUS INVESTMENT CORP: FDUS
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
MAZZARINO JOHN A
DIR
3
---
---
---
11/13/12
---
---
---
---
D
---
12/3/12 - 4:17:02 pm
2
LAUER THOMAS CHARLES
DIR
B
$18,391
1,202
---
11/9/12
---
$15.30
69,000
1.8
D
---
11/9/12 - 4:12:13 pm
3
SCHAEFER CARY L
CFO,CCO,SEC
B
$30,860
2,000
---
11/8/12
---
$15.43
22,695
9.7
D
---
11/9/12 - 4:11:37 pm
4
ROSS EDWARD H
CB,CEO,DIR
B
$30,780
2,000
---
11/8/12
---
$15.39
167,955
1.2
D
---
11/9/12 - 4:11:04 pm
5
HYMAN CHARLES D
DIR
B
$22,963
1,495
---
8/8/12
---
$15.36
18,000
9.1
D
---
8/8/12 - 6:55:51 pm
6
ANSTISS RAYMOND L JR
DIR
B
$58,913
4,300
---
5/10/12
$13.66
$13.67
5,133
516.2
I
---
5/11/12 - 4:15:10 pm
7
ANSTISS RAYMOND L JR
DIR
B
$20,460
1,500
---
5/10/12
---
$13.64
3,010
99.3
D
---
5/11/12 - 4:15:10 pm
8
LAUER THOMAS CHARLES
DIR
B
$20,250
1,500
---
3/15/12
---
$13.50
67,798
2.3
D
---
3/16/12 - 5:29:08 pm
9
ROSS EDWARD H
CB,CEO,DIR
B
$27,580
2,000
---
3/14/12
---
$13.79
161,504
1.3
D
---
3/14/12 - 4:41:06 pm
10
SCHAEFER CARY L
CFO,CCO,SEC
B
$20,610
1,500
---
3/14/12
---
$13.74
20,295
8.0
D
---
3/14/12 - 4:40:33 pm
11
HYMAN CHARLES D
DIR
B
$20,700
1,500
---
3/12/12
---
$13.80
16,505
10.0
D
---
3/14/12 - 4:39:56 pm
12
PINEBRIDGE SECONDARY PARTNERS II HOLDINGS L P
BO
S
$243,880
17,805
2/3/12
2/7/12
$13.65
$13.70
942,297
-1.9
D
---
2/9/12 - 6:01:20 am
13
PINEBRIDGE SECONDARY PARTNERS II HOLDINGS L P
BO
S
$775,851
56,743
1/26/12
2/2/12
$13.56
$13.60
960,102
-5.6
D
---
2/9/12 - 6:01:20 am
14
PINEBRIDGE SECONDARY PARTNERS II HOLDINGS L P
BO
S
$1,323,624
96,048
1/18/12
1/25/12
$13.56
$13.94
1,016,845
-8.6
D
---
2/9/12 - 6:01:20 am
15
PINEBRIDGE SECONDARY PARTNERS II HOLDINGS L P
BO
S
$677,671
49,961
1/9/12
1/10/12
---
$13.56
1,112,893
-4.3
D
---
2/9/12 - 6:01:20 am
16
ROSS EDWARD H
CB,CEO,DIR
B
$24,062
2,000
11/21/11
11/22/11
$11.95
$12.04
157,971
1.3
D
A
12/1/11 - 11:39:42 am
17
LAUER THOMAS CHARLES
DIR
B
$13,533
1,132
11/21/11
11/22/11
$11.92
$12.00
66,298
1.7
D
A
12/1/11 - 11:39:21 am
18
HYMAN CHARLES D
DIR
B
$24,080
2,000
---
11/22/11
---
$12.04
15,005
15.4
D
A
12/1/11 - 11:38:00 am
19
ROSS EDWARD H
CB,CEO,DIR
B
$24,062
2,000
11/21/11
11/22/11
$11.95
$12.04
157,971
1.3
D
---
11/23/11 - 9:28:02 am
20
LAUER THOMAS CHARLES
DIR
B
$13,533
1,132
11/21/11
11/22/11
$11.92
$12.00
66,298
1.7
D
---
11/23/11 - 9:25:51 am
21
HYMAN CHARLES D
DIR
B
$24,080
2,000
---
11/22/11
---
$12.04
15,005
15.4
D
---
11/23/11 - 9:23:09 am
22
ANSTISS RAYMOND L JR
DIR
B
$12,259
1,000
---
11/10/11
---
$12.26
1,510
196.1
D
---
11/14/11 - 11:44:01 am
23
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
750
---
I
A
12/1/11 - 11:37:15 am
24
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
510
---
D
A
12/1/11 - 11:37:15 am
25
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
3,333
---
I
A
12/1/11 - 11:37:15 am
26
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
750
---
I
A
12/1/11 - 11:37:15 am
27
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
3,333
---
I
---
10/6/11 - 2:28:12 pm
28
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
750
---
I
---
10/6/11 - 2:28:12 pm
29
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
750
---
I
---
10/6/11 - 2:28:12 pm
30
ANSTISS RAYMOND L JR
DIR
3
---
---
---
9/29/11
---
---
510
---
D
---
10/6/11 - 2:28:12 pm
31
ROSS EDWARD H
CB,CEO,DIR
JB*
$1,475
100
---
6/21/11
---
$14.75
159,504
0.1
D
---
2/14/12 - 12:17:10 pm
32
PINEBRIDGE SECONDARY PARTNERS II HOLDINGS L P
BO
3
---
---
---
6/20/11
---
---
1,162,854
---
D
A
6/30/11 - 2:46:49 pm
33
PINEBRIDGE SECONDARY PARTNERS II HOLDINGS L P
BO
3
---
---
---
6/20/11
---
---
1,162,854
---
D
---
6/23/11 - 9:48:53 am
34
SCHAEFER CARY L
O
3
---
---
---
6/20/11
---
---
18,535
---
D
---
6/22/11 - 1:29:01 pm
35
LAUER THOMAS CHARLES
DIR
3
---
---
---
6/20/11
---
---
64,707
---
D
---
6/21/11 - 7:55:38 pm
36
ROSS EDWARD H
CB,CEO,DIR
3
---
---
---
6/20/11
---
---
154,513
---
D
---
6/21/11 - 7:52:53 pm
37
PHILLIPS CHARLES G
DIR
3
---
---
---
6/20/11
---
---
---
---
D
---
6/21/11 - 7:50:00 pm
38
ROBINSON WAYNE F
DIR
3
---
---
---
6/20/11
---
---
---
---
D
---
6/21/11 - 7:49:51 pm
39
HYMAN CHARLES D
DIR
3
---
---
---
6/20/11
---
---
13,005
---
D
---
6/21/11 - 7:46:49 pm
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