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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
E TRADE FINANCIAL CORP: ETFC

Price: 8/22/14 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$22.40 $25.58 $13.93 $6,467 289 4,239 0.0% 2.5% 92.92% 0.46%
Exch Sector Industry Sub-Industry
NASD Finance, Insurance, And Real Estate Depository Institutions Savings Institution, Federally Chartered
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#:
View Form:
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
VP,CFO
OS
$999,884
44,210
---
8/25/14
---
$22.62
174,703
-20.2
D
10b
8/27/14 - 5:01:12 pm
2
VP,CFO
OE
$404,860
33,687
---
8/25/14
$9.25
$14.60
218,913
18.2
D
10b
8/27/14 - 5:01:12 pm
3
DIR
JB
---
1,263
---
7/30/14
---
---
43,726
3.0
D
R
8/1/14 - 5:01:13 pm
4
DIR
JB
---
4,321
---
6/20/14
---
---
4,321
New
D
R
6/20/14 - 5:01:19 pm
5
DIR
3
---
---
---
6/10/14
---
---
---
---
---
---
6/20/14 - 5:01:13 pm
6
DIR
JB
---
4,687
---
5/7/14
---
---
7,610
160.3
D
R
5/9/14 - 5:08:55 pm
7
DIR
JB
---
4,687
---
5/7/14
---
---
42,463
12.4
D
R
5/9/14 - 5:06:01 pm
8
DIR
JB
---
4,687
---
5/7/14
---
---
21,589
27.7
D
R
5/9/14 - 5:05:46 pm
9
DIR
JB
---
4,687
---
5/7/14
---
---
23,125
25.4
D
R
5/9/14 - 5:05:29 pm
10
DIR
JB
---
4,687
---
5/7/14
---
---
15,782
42.2
D
R
5/9/14 - 5:05:09 pm
11
DIR
JB
---
7,030
---
5/7/14
---
---
34,199
25.9
D
R
5/9/14 - 5:04:55 pm
12
DIR
JB
---
4,687
---
5/7/14
---
---
12,446
60.4
D
R
5/9/14 - 5:04:41 pm
13
DIR
JB
---
4,687
---
5/7/14
---
---
32,913
16.6
D
R
5/9/14 - 5:04:26 pm
14
DIR
JB
---
4,687
---
5/7/14
---
---
6,334
284.6
D
R
5/9/14 - 5:04:13 pm
15
DIR
JB
---
7,030
---
5/7/14
---
---
9,500
284.6
D
R
5/9/14 - 5:03:56 pm
16
VP,GC
AS
$203,070
9,203
---
4/28/14
---
$22.07
233,794
-3.8
D
10b
4/30/14 - 5:05:29 pm
17
CEO,DIR
AS
$1,036,785
46,493
---
2/28/14
---
$22.30
703,427
-6.2
D
10b
3/4/14 - 5:01:21 pm
18
VP,CFO
AS
$713,716
31,989
---
2/28/14
---
$22.31
185,226
-14.7
D
10b
3/4/14 - 5:01:14 pm
19
VP,CFO
AS
$56,684
2,750
2/10/14
2/11/14
$20.58
$20.85
217,215
-1.3
D
R,10b
2/11/14 - 5:04:35 pm
20
VP,GC
AS
$75,604
3,670
2/10/14
2/11/14
$20.59
$20.89
242,997
-1.5
D
R,10b
2/11/14 - 5:04:24 pm
21
VP,CFO
JS
$136,921
6,779
2/9/14
2/10/14
$20.16
$20.48
219,965
-3.0
D
R,10b
2/11/14 - 5:04:35 pm
22
VP,GC
JS
$202,288
10,024
2/9/14
2/10/14
$20.16
$20.48
246,667
-3.9
D
R,10b
2/11/14 - 5:04:24 pm
23
PR
JB
---
104,140
---
2/7/14
---
---
104,140
New
D
R
2/10/14 - 6:20:15 pm
24
VP
JB
---
27,274
---
2/7/14
---
---
27,274
New
D
R
2/10/14 - 6:20:05 pm
25
VP,CFO
AS
$61,769
3,092
---
2/7/14
---
$19.98
182,113
-1.7
D
R,10b
2/10/14 - 6:19:55 pm
26
VP,CFO
JB
---
44,631
---
2/7/14
---
---
226,744
24.5
D
R,10b
2/10/14 - 6:19:55 pm
27
VP,GC
AS
$52,142
2,611
---
2/7/14
---
$19.97
212,060
-1.2
D
R,10b
2/10/14 - 6:19:44 pm
28
VP,GC
JB
---
44,631
---
2/7/14
---
---
256,691
21.0
D
R,10b
2/10/14 - 6:19:44 pm
29
VP,CFO
JS
$148,724
7,621
---
2/6/14
---
$19.52
185,205
-4.0
D
R,10b
2/10/14 - 6:19:55 pm
30
VP,GC
JS
$139,766
7,162
---
2/6/14
---
$19.52
214,671
-3.2
D
R,10b
2/10/14 - 6:19:44 pm
31
CEO,DIR
AS
$232,045
10,950
---
1/23/14
---
$21.19
749,920
-1.4
D
R,10b
1/24/14 - 5:01:12 pm
32
CEO,DIR
JS
$2,468,226
115,042
---
1/22/14
---
$21.45
760,870
-13.1
D
R,10b
1/24/14 - 5:01:12 pm
33
VP,CFO
AS
$26,322
1,294
---
1/6/14
---
$20.34
192,826
-0.7
D
R,10b
1/7/14 - 5:01:14 pm
34
VP,CFO
JS
$69,773
3,473
---
1/3/14
---
$20.09
194,120
-1.8
D
R,10b
1/7/14 - 5:01:14 pm
35
DIR
B
$49,995
2,754
---
12/4/13
---
$18.15
27,169
11.3
D
---
12/6/13 - 5:30:22 pm
36
VP,CFO
AS
$157,480
8,809
---
11/27/13
---
$17.88
197,593
-4.3
D
10b
12/2/13 - 5:01:30 pm
37
VP,GC
AS
$265,001
14,825
---
11/27/13
---
$17.88
221,833
-6.3
D
10b
12/2/13 - 5:01:22 pm
38
DIR
JB
---
1,647
---
10/15/13
---
---
1,647
New
D
R
10/16/13 - 5:01:34 pm
39
DIR
3
---
---
---
10/15/13
---
---
---
---
---
---
10/16/13 - 5:01:12 pm
40
DIR
JB
---
2,470
---
8/27/13
---
---
2,470
New
D
R
8/28/13 - 5:01:20 pm
41
DIR
3
---
---
---
8/27/13
---
---
---
---
---
---
8/28/13 - 5:01:12 pm
42
DIR
JB
---
2,923
---
7/23/13
---
---
2,923
New
D
R
7/25/13 - 5:01:40 pm
43
DIR
3
---
---
---
7/23/13
---
---
---
---
---
---
7/25/13 - 5:01:30 pm
44
VP,GC
3
---
---
---
6/28/13
---
---
236,658
---
D
R
7/8/13 - 5:01:23 pm
45
VP
3
---
---
---
6/28/13
---
---
---
---
---
---
7/8/13 - 5:01:12 pm
46
DIR
B
$49,986
4,479
---
5/13/13
---
$11.16
24,415
22.5
D
R
5/13/13 - 5:01:41 pm
47
DIR
JB
---
4,575
---
5/9/13
---
---
22,596
25.4
D
R
5/13/13 - 5:02:17 pm
48
DIR
JB
---
4,575
---
5/9/13
---
---
37,776
13.8
D
R
5/13/13 - 5:02:06 pm
49
DIR
JB
---
4,575
---
5/9/13
---
---
16,902
37.1
D
R
5/13/13 - 5:02:05 pm
50
DIR
JB
---
4,575
---
5/9/13
---
---
18,438
33.0
D
R
5/13/13 - 5:02:04 pm
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