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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
E TRADE FINANCIAL CORP: ETFC
Price: 6/13/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$11.68 $11.99 $7.08 $3,350 287 4,681 0.0% 6.4% 90.74% 0.68%
Exch Sector Industry Sub-Industry
NASD Finance, Insurance, And Real Estate Depository Institutions Savings Institution, Federally Chartered
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#:
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Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
LAWSON RODGER A
DIR
B
$49,986
4,479
---
5/13/13
---
$11.16
24,415
22.5
D
R
5/13/13 - 5:01:41 pm
2
WILLARD STEPHEN H
DIR
JB
---
4,575
---
5/9/13
---
---
22,596
25.4
D
R
5/13/13 - 5:02:17 pm
3
WEAVER DONNA L
DIR
JB
---
4,575
---
5/9/13
---
---
37,776
13.8
D
R
5/13/13 - 5:02:06 pm
4
VELLI JOSEPH M
DIR
JB
---
4,575
---
5/9/13
---
---
16,902
37.1
D
R
5/13/13 - 5:02:05 pm
5
SCLAFANI JOSEPH L
DIR
JB
---
4,575
---
5/9/13
---
---
18,438
33.0
D
R
5/13/13 - 5:02:04 pm
6
SAEGER REBECCA
DIR
JB
---
4,575
---
5/9/13
---
---
11,095
70.2
D
R
5/13/13 - 5:01:46 pm
7
LAWSON RODGER A
DIR
JB
---
4,575
---
5/9/13
---
---
19,936
29.8
D
R
5/13/13 - 5:01:41 pm
8
LAM JAMES
DIR
JB
---
4,575
---
5/9/13
---
---
7,759
143.7
D
R
5/13/13 - 5:01:36 pm
9
KANNER FREDERICK WILKINSON
DIR
JB
---
4,575
---
5/9/13
---
---
28,226
19.3
D
R
5/13/13 - 5:01:26 pm
10
NANDRA NAVTEJ S
PR
3
---
---
---
5/1/13
---
---
---
---
---
---
5/3/13 - 5:01:24 pm
11
UTTON NICHOLAS
VP,SO
JS
$225,714
20,543
2/9/13
2/11/13
$10.97
$11.03
334,136
-5.8
D
R
2/12/13 - 5:04:01 pm
12
CURCIO MICHAEL JOHN
VP,PR
JS
$315,914
28,752
2/9/13
2/11/13
$10.97
$11.03
379,927
-7.0
D
R
2/12/13 - 5:01:45 pm
13
AUDETTE MATTHEW J
VP,CFO
JS
$117,660
10,705
2/9/13
2/11/13
$10.97
$11.03
206,402
-4.9
D
R
2/12/13 - 5:01:25 pm
14
UTTON NICHOLAS
VP,SO
JB
---
68,712
---
2/6/13
---
---
354,679
24.0
D
R
2/8/13 - 5:01:36 pm
15
CURCIO MICHAEL JOHN
VP,PR
JB
---
91,617
---
2/6/13
---
---
408,679
28.9
D
R
2/8/13 - 5:01:33 pm
16
AUDETTE MATTHEW J
VP,CFO
JB
---
82,455
---
2/6/13
---
---
217,107
61.2
D
R
2/8/13 - 5:01:19 pm
17
IDZIK PAUL
CEO,DIR
JB
---
875,912
---
1/22/13
---
---
875,912
New
D
R
1/23/13 - 5:01:18 pm
18
IDZIK PAUL
CEO,DIR
3
---
---
---
1/22/13
---
---
---
---
---
---
1/23/13 - 5:00:22 pm
19
AUDETTE MATTHEW J
VP,CFO
JS
$33,534
3,647
---
1/3/13
---
$9.20
134,652
-2.6
D
R
1/4/13 - 5:01:19 pm
20
LAM JAMES
DIR
JB
---
3,184
---
11/14/12
---
---
3,184
New
D
R
11/16/12 - 5:01:34 pm
21
LAM JAMES
DIR
3
---
---
---
11/14/12
---
---
---
---
---
---
11/16/12 - 5:00:23 pm
22
LAWSON RODGER A
DIR
B
$63,611
7,528
---
8/13/12
---
$8.45
15,361
96.1
D
---
8/13/12 - 4:46:59 pm
23
PETRILLI FRANK J
DIR
B
$999,995
119,250
---
8/13/12
---
$8.39
137,887
639.9
D
---
8/13/12 - 4:46:45 pm
24
WILLARD STEPHEN H
DIR
JB
---
5,154
---
5/10/12
---
---
18,021
40.1
D
R
5/14/12 - 5:00:29 pm
25
WEAVER DONNA L
DIR
JB
---
5,154
---
5/10/12
---
---
33,201
18.4
D
R
5/14/12 - 5:00:14 pm
26
VELLI JOSEPH M
DIR
JB
---
5,154
---
5/10/12
---
---
12,327
71.9
D
R
5/14/12 - 4:59:55 pm
27
SCLAFANI JOSEPH L
DIR
JB
---
5,154
---
5/10/12
---
---
13,863
59.2
D
R
5/14/12 - 4:59:39 pm
28
SAEGER REBECCA
DIR
JB
---
5,154
---
5/10/12
---
---
6,520
377.3
D
R
5/14/12 - 4:59:14 pm
29
PETRILLI FRANK J
DIR
JB
---
5,154
---
5/10/12
---
---
18,637
38.2
D
R
5/14/12 - 4:58:57 pm
30
LAWSON RODGER A
DIR
JB
---
5,154
---
5/10/12
---
---
7,833
192.4
D
R
5/14/12 - 4:58:29 pm
31
KANNER FREDERICK WILKINSON
DIR
JB
---
5,154
---
5/10/12
---
---
23,651
27.9
D
R
5/14/12 - 4:58:16 pm
32
LAWSON RODGER A
DIR
B
$12,485
1,313
---
2/27/12
---
$9.51
2,679
96.1
D
---
2/28/12 - 5:00:27 pm
33
FRAMKE GREG
VP,COO
JS
$100,586
10,993
2/10/12
2/11/12
---
$9.15
293,738
-3.6
D
R
2/13/12 - 6:32:08 pm
34
UTTON NICHOLAS
VP,SO
JS
$92,378
10,096
2/10/12
2/11/12
---
$9.15
285,967
-3.4
D
R
2/13/12 - 6:32:01 pm
35
CURCIO MICHAEL JOHN
VP,PR
JS
$126,188
13,791
2/10/12
2/11/12
---
$9.15
317,062
-4.2
D
R
2/13/12 - 6:31:44 pm
36
AUDETTE MATTHEW J
VP,CFO
JS
$41,340
4,518
2/10/12
2/11/12
---
$9.15
138,299
-3.2
D
R
2/13/12 - 6:31:35 pm
37
LAWSON RODGER A
DIR
JB
---
1,366
---
2/10/12
---
---
1,366
New
D
---
2/14/12 - 5:04:02 pm
38
SAEGER REBECCA
DIR
JB
---
1,366
---
2/10/12
---
---
1,366
New
D
---
2/14/12 - 5:03:59 pm
39
FREIBERG STEVEN J
CEO
JS
$70,757
7,733
---
2/10/12
---
$9.15
556,746
-1.4
D
R
2/13/12 - 6:31:55 pm
40
LAWSON RODGER A
DIR
3
---
---
---
2/10/12
---
---
---
---
---
---
2/13/12 - 6:30:27 pm
41
SAEGER REBECCA
DIR
3
---
---
---
2/10/12
---
---
---
---
---
---
2/13/12 - 6:30:22 pm
42
FRAMKE GREG
VP,COO
JB
---
136,911
---
2/9/12
---
---
304,731
81.6
D
R
2/13/12 - 6:32:08 pm
43
UTTON NICHOLAS
VP,SO
JB
---
109,529
---
2/9/12
---
---
296,063
58.7
D
R
2/13/12 - 6:32:01 pm
44
FREIBERG STEVEN J
CEO
JB
---
328,587
---
2/9/12
---
---
564,479
139.3
D
R
2/13/12 - 6:31:55 pm
45
CURCIO MICHAEL JOHN
VP,PR
JB
---
142,387
---
2/9/12
---
---
330,853
75.6
D
R
2/13/12 - 6:31:44 pm
46
AUDETTE MATTHEW J
VP,CFO
JB
---
65,717
---
2/9/12
---
---
142,817
85.2
D
R
2/13/12 - 6:31:35 pm
47
PETRILLI FRANK J
DIR
B
$97,150
11,500
---
2/1/12
---
$8.45
13,483
579.9
D
---
2/1/12 - 5:01:16 pm
48
PETRILLI FRANK J
DIR
JB
---
1,563
---
1/27/12
---
---
1,983
372.1
D
---
1/31/12 - 5:01:35 pm
49
PETRILLI FRANK J
DIR
3
---
---
---
1/27/12
---
---
420
---
D
---
1/31/12 - 5:00:30 pm
50
AUDETTE MATTHEW J
VP,CFO
JS
$29,125
3,488
---
1/3/12
---
$8.35
77,100
-4.3
D
R
1/5/12 - 6:00:29 pm
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