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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
E TRADE FINANCIAL CORP: ETFC

Price: 2/12/16 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$21.15 $31.48 $19.61 $6,162 291 4,285 0.0% 2.5% 98.35% 0.40%
Exch Sector Industry Sub-Industry
NASD Finance, Insurance, And Real Estate Depository Institutions Savings Institution, Federally Chartered
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
--
--
--
--
VP,CFO
OS
$473,197
22,262
---
2/10/16
$21.22
$21.37
146,072
-13.2
D
R,10b
2/11/16 - 4:59:53 pm
2
    
 
VP,CFO
OE
$28,465
3,078
---
2/10/16
---
$9.25
168,334
1.9
D
R,10b
2/11/16 - 4:59:53 pm
3
    
 
AO
JS
$23,640
1,133
---
2/9/16
---
$20.86
49,699
-2.2
D
R
2/11/16 - 5:00:14 pm
4
    
 
VP,CFO
JS
$107,246
5,140
---
2/9/16
---
$20.86
165,256
-3.0
D
R,10b
2/11/16 - 4:59:53 pm
5
    
 
AO
JS
$73,748
3,196
2/6/16
2/7/16
---
$23.07
50,832
-5.9
D
R
2/9/16 - 5:47:46 pm
6
    
 
VP,GC
JS
$719,294
31,172
2/6/16
2/7/16
---
$23.07
273,625
-10.2
D
R
2/9/16 - 5:47:35 pm
7
    
 
VP,CFO
JS
$308,997
13,391
2/6/16
2/7/16
---
$23.07
170,396
-7.3
D
R
2/9/16 - 5:47:25 pm
8
    
 
VP,PR
JS
$52,126
2,259
2/6/16
2/7/16
---
$23.07
60,639
-3.6
D
R
2/9/16 - 5:47:05 pm
9
    
 
VP
JS
$257,563
11,162
2/6/16
2/7/16
---
$23.07
85,045
-11.6
D
R
2/9/16 - 5:46:53 pm
10
    
 
VP,GC
JB
---
54,223
2/5/16
2/6/16
---
---
304,797
21.6
D
R
2/9/16 - 5:47:35 pm
11
    
 
VP,CFO
JB
---
52,814
2/5/16
2/6/16
---
---
183,787
40.3
D
R
2/9/16 - 5:47:25 pm
12
    
 
VP
JB
---
26,109
2/5/16
2/6/16
---
---
96,207
37.2
D
R
2/9/16 - 5:46:53 pm
13
    
 
AO
JB
---
13,001
---
2/5/16
---
---
54,028
31.7
D
R
2/9/16 - 5:47:46 pm
14
    
 
CEO,DIR
JB
---
86,673
---
2/5/16
---
---
536,576
19.3
D
R
2/9/16 - 5:47:16 pm
15
    
 
VP,PR
JB
---
16,251
---
2/5/16
---
---
62,898
34.8
D
R
2/9/16 - 5:47:05 pm
16
    
 
DIR
JB
---
789
---
2/1/16
---
---
52,528
1.5
D
---
2/3/16 - 5:11:43 pm
17
    
 
DIR
JB
---
918
---
2/1/16
---
---
20,282
4.7
D
---
2/3/16 - 5:11:32 pm
18
1y
3
33%
10%
CEO,DIR
AS
$259,370
10,950
---
1/25/16
---
$23.69
449,903
-2.4
D
R,10b
1/26/16 - 5:01:50 pm
19
    
 
CEO,DIR
JS
$2,801,989
116,241
---
1/22/16
---
$24.11
460,853
-20.1
D
R,10b
1/26/16 - 5:01:50 pm
20
    
 
VP,PR
JS
$13,993
478
---
12/20/15
---
$29.27
46,647
-1.0
D
R
12/22/15 - 5:03:57 pm
21
    
 
VP,PR
3
---
---
---
11/2/15
---
---
47,125
---
D
R
11/12/15 - 5:07:01 pm
22
    
 
DIR
JB
---
643
---
11/2/15
---
---
51,739
1.3
D
---
11/4/15 - 5:00:47 pm
23
    
 
DIR
JB
---
626
---
11/2/15
---
---
19,364
3.3
D
---
11/4/15 - 5:00:32 pm
24
1y
6
33%
11%
VP,GC
AS
$72,576
2,692
---
9/11/15
---
$26.96
250,574
-1.1
D
10b
9/15/15 - 5:01:33 pm
25
    
 
DIR
JB
---
650
---
7/30/15
---
---
51,096
1.3
D
R
8/3/15 - 5:00:33 pm
26
    
 
DIR
JB
---
544
---
7/30/15
---
---
18,738
3.0
D
R
8/3/15 - 5:00:18 pm
27
    
 
VP,CFO
JS
$19,000
614
---
6/24/15
---
$30.95
130,973
-0.5
D
R
6/26/15 - 5:02:10 pm
28
    
 
VP,CFO
3
---
---
---
6/16/15
---
---
---
---
---
A
8/3/15 - 5:00:42 pm
29
    
 
VP,CFO
3
---
---
---
6/16/15
---
---
131,587
---
D
R
6/26/15 - 5:01:44 pm
30
    
 
AO
3
---
---
---
6/16/15
---
---
41,027
---
D
R
6/26/15 - 5:01:27 pm
31
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
50,446
7.3
D
R
5/12/15 - 5:07:11 pm
32
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
7,769
79.8
D
R
5/12/15 - 5:07:01 pm
33
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
26,573
14.9
D
R
5/12/15 - 5:06:51 pm
34
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
19,230
21.8
D
R
5/12/15 - 5:06:42 pm
35
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
5,145
203.2
D
R
5/12/15 - 5:06:32 pm
36
    
 
DIR
JB
---
5,173
---
5/8/15
---
---
39,372
15.1
D
R
5/12/15 - 5:06:22 pm
37
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
15,894
27.7
D
R
5/12/15 - 5:06:11 pm
38
    
 
DIR
JB
---
3,448
---
5/8/15
---
---
36,361
10.5
D
R
5/12/15 - 5:06:00 pm
39
    
 
DIR
JB
---
5,863
---
5/8/15
---
---
18,194
47.5
D
R
5/12/15 - 5:05:49 pm
40
    
 
DIR
JB
---
5,173
---
5/8/15
---
---
14,673
54.5
D
R
5/12/15 - 5:05:38 pm
41
    
 
DIR
JB
---
789
---
4/30/15
---
---
46,998
1.7
D
---
5/4/15 - 5:01:31 pm
42
    
 
DIR
JB
---
308
---
4/30/15
---
---
12,331
2.6
D
---
5/4/15 - 5:01:11 pm
43
1y
6
33%
11%
VP,GC
S
$144,966
5,472
---
3/4/15
---
$26.49
253,266
-2.1
D
---
3/6/15 - 5:07:42 pm
44
9m
1
100%
14%
DIR
B
$267,466
10,000
---
3/4/15
---
$26.75
12,023
494.3
D
---
3/6/15 - 5:07:26 pm
45
1y
6
33%
11%
VP,GC
AS
$300,679
11,851
2/10/15
2/11/15
$25.28
$25.49
258,738
-4.4
D
R,10b
2/12/15 - 5:08:37 pm
46
1y
8
13%
16%
VP,CFO
AS
$534,230
21,000
---
2/11/15
---
$25.44
181,912
-10.3
D
R,10b
2/12/15 - 5:08:14 pm
47
    
 
VP,GC
JS
$16,828
662
---
2/10/15
---
$25.42
270,589
-0.2
D
R,10b
2/12/15 - 5:08:37 pm
48
    
 
VP,CFO
JS
$24,988
983
---
2/10/15
---
$25.42
202,912
-0.5
D
R,10b
2/12/15 - 5:08:14 pm
49
    
 
VP,GC
JS
$642,020
25,206
2/6/15
2/9/15
---
$25.20
271,251
-8.5
D
R,10b
2/10/15 - 6:42:26 pm
50
1y
6
33%
11%
VP,GC
AS
$385,883
15,298
---
2/9/15
---
$25.22
283,203
-5.1
D
R,10b
2/10/15 - 6:42:26 pm
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