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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
EQUUS TOTAL RETURN INC: EQS

Price: 11/21/14 52-Wk
High
52-Wk
Low
Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)
Ind. Yield Short Int
% Float
Inst. Owned Insider Owned
$2.17 $2.52 $1.57 $28 13 7 0.0% 0.0% 46.43% 35.15%
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#
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Insider Statistics
T N H M S
Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
    
 
DIR,BO
JS
$2,352,213
960,087
---
6/12/14
---
$2.45
10,000
-99.0
D
---
6/17/14 - 3:14:30 pm
2
3m
3
100%
4%
BO
JB*
$2,376,713
970,087
---
6/12/14
---
$2.45
4,444,644
27.9
I
---
6/16/14 - 5:52:05 pm
3
1w
2
100%
3%
BO
JB*
$2,376,713
970,087
---
6/12/14
---
$2.45
4,444,644
27.9
I
---
6/16/14 - 5:49:35 pm
4
1w
2
100%
3%
BO
JB*
$2,376,713
970,087
---
6/12/14
---
$2.45
4,444,644
27.9
D
---
6/16/14 - 5:47:16 pm
5
3m
3
100%
4%
BO
JB*
$2,040,000
850,000
---
6/3/14
---
$2.40
3,474,557
32.4
I
---
6/5/14 - 5:27:38 pm
6
1w
2
100%
3%
BO
JB*
$2,040,000
850,000
---
6/3/14
---
$2.40
3,474,557
32.4
D
---
6/5/14 - 5:23:43 pm
7
1w
2
100%
3%
BO
JB*
$2,040,000
850,000
---
6/3/14
---
$2.40
3,474,557
32.4
I
---
6/5/14 - 5:19:51 pm
8
1w
2
100%
3%
BO
JB*
$1,230,137
512,557
---
5/21/14
---
$2.40
2,624,557
24.3
D
---
5/23/14 - 6:12:27 pm
9
3m
3
100%
4%
BO
JB*
$1,230,137
512,557
---
5/21/14
---
$2.40
2,624,557
24.3
I
---
5/23/14 - 6:10:29 pm
10
1w
2
100%
3%
BO
JB*
$1,230,137
512,557
---
5/21/14
---
$2.40
2,624,557
24.3
I
---
5/23/14 - 6:08:03 pm
11
    
 
BO
3
---
---
---
5/14/14
---
---
2,112,000
---
D
---
5/23/14 - 6:05:26 pm
12
    
 
BO
3
---
---
---
5/14/14
---
---
2,112,000
---
I
---
5/23/14 - 6:02:44 pm
13
    
 
BO
3
---
---
---
5/14/14
---
---
2,112,000
---
I
---
5/23/14 - 6:00:16 pm
14
1y
5
40%
-5%
DIR
JB*
$9,400
5,000
---
4/7/14
---
$1.88
40,670
14.0
D
---
4/8/14 - 11:30:35 am
15
1y
5
40%
-5%
DIR
B
$9,400
5,000
---
4/4/14
---
$1.88
35,670
16.3
D
---
4/8/14 - 11:30:35 am
16
1y
2
50%
2%
DIR,BO
JB*
$2,063,527
859,803
---
7/31/13
---
$2.40
2,880,167
42.6
D
---
8/2/13 - 5:31:03 pm
17
1y
2
50%
2%
DIR,BO
JB*
$349,999
145,833
---
7/31/13
---
$2.40
3,026,000
5.1
I
---
8/2/13 - 5:31:03 pm
18
1y
2
50%
2%
DIR
B
$5,804
3,066
7/22/13
7/23/13
---
$1.89
2,020,364
0.2
D
---
7/26/13 - 5:07:56 pm
19
1y
2
50%
2%
DIR
B
$2,610,691
986,842
---
12/20/12
---
$2.65
2,017,298
95.8
D
---
12/21/12 - 12:12:44 pm
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