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 B  AB  JB*  OB  OE*  OE
 S  AS  JS*  OS  OS*  3
 JB
 JS
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Detailed Insider History for:
CAPITAL SOUTHWEST CORP: CSWC
Price: 6/13/13 52-Wk
High		 52-Wk
Low		 Mkt Cap (mm) Shrs Out (mm) 3-Mth Ave
Vol (m)		 Ind. Yield Short Int
% Float		 Inst. Owned Insider Owned
$142.20 $143.25 $95.65 $542 4 6 0.6% 1.7% 46.73% 2.84%
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#:
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Filer Name
Insider Title
Trans Type
Dollar Value
Shares Traded
Trans Date From
Trans Date To
Trans Price From
Trans Price To
Total Holdings
Delta % Owned
Owned
Other Info
Input Date
1
ARMES JOSEPH B
PR,DIR
3
---
---
---
6/17/13
---
---
---
---
D
---
6/17/13 - 12:11:59 pm
2
ASHBAUGH WILLIAM M
VP
OS
$205,112
1,478
6/11/13
6/12/13
$138.47
$139.65
1,750
-45.8
D
---
6/12/13 - 2:37:00 pm
3
ASHBAUGH WILLIAM M
VP
OE
$138,178
1,478
6/11/13
6/12/13
---
$93.49
2,844
108.2
D
---
6/12/13 - 2:37:00 pm
4
ASHBAUGH WILLIAM M
VP
OS
$168,950
1,222
---
6/10/13
---
$138.24
1,750
-41.1
D
---
6/12/13 - 10:34:20 am
5
ASHBAUGH WILLIAM M
VP
OE
$114,245
1,222
---
6/10/13
---
$93.49
2,750
80.0
D
---
6/12/13 - 10:34:20 am
6
ASHBAUGH WILLIAM M
VP
OS
$253,394
1,800
6/6/13
6/7/13
---
$140.23
1,750
-50.7
D
---
6/10/13 - 4:56:46 pm
7
ASHBAUGH WILLIAM M
VP
OE
$168,282
1,800
6/6/13
6/7/13
---
$93.49
3,150
133.3
D
---
6/10/13 - 4:56:46 pm
8
SCHWERTNER RAY D
VP
S
$17,813
125
---
6/6/13
---
$142.50
100
-55.6
D
---
6/10/13 - 3:50:40 pm
9
SCHWERTNER RAY D
VP
S
$10,688
75
---
6/4/13
---
$142.50
225
-25.0
D
---
6/6/13 - 11:37:27 am
10
SCHWERTNER RAY D
VP
S
$27,420
200
---
5/20/13
---
$137.10
300
-40.0
D
---
5/22/13 - 3:15:29 pm
11
SCHWERTNER RAY D
VP
S
$80,981
658
5/6/13
5/7/13
$122.00
$123.94
500
-56.8
D
---
5/8/13 - 1:37:09 pm
12
MORGAN THOMAS DUANE
DIR
B
$28,863
250
---
5/2/13
---
$115.45
250
New
D
---
5/6/13 - 10:20:28 am
13
SCHWERTNER RAY D
VP
OS*
$23,840
200
---
3/21/13
---
$119.20
1,158
-14.7
D
---
3/25/13 - 10:08:40 am
14
SCHWERTNER RAY D
VP
OE*
$23,948
250
---
3/19/13
---
$95.79
1,358
22.6
D
---
3/21/13 - 3:09:03 pm
15
NEBLETT GLENN M
FO
OS
$49,861
403
---
3/11/13
---
$123.21
200
-66.8
D
---
3/12/13 - 3:03:24 pm
16
NEBLETT GLENN M
FO
OE
$35,545
403
---
3/11/13
---
$88.20
603
201.5
D
---
3/12/13 - 3:03:24 pm
17
MARTIN GARY L
CEO,DIR
OB
$287,775
3,750
---
3/7/13
---
$76.74
101,573
3.8
D
---
3/12/13 - 1:09:49 pm
18
SCHWERTNER RAY D
VP
OS*
$24,800
200
---
3/6/13
---
$124.00
1,108
-15.3
D
---
3/7/13 - 4:26:18 pm
19
ASHBAUGH WILLIAM M
VP
OS
$247,580
2,000
---
3/5/13
---
$123.79
1,750
-53.3
D
---
3/7/13 - 9:24:46 am
20
ASHBAUGH WILLIAM M
VP
OE
$186,980
2,000
---
3/5/13
---
$93.49
3,750
114.3
D
---
3/7/13 - 9:24:46 am
21
MORRIS TRACY L
CFO
OS
$151,353
1,220
---
3/5/13
---
$124.06
200
-85.9
D
---
3/6/13 - 12:02:13 pm
22
MORRIS TRACY L
CFO
OE
$98,062
1,220
---
3/5/13
$76.74
$96.92
1,420
610.0
D
---
3/6/13 - 12:02:13 pm
23
ASHBAUGH WILLIAM M
VP
OS
$124,080
1,000
---
3/4/13
---
$124.08
1,750
-36.4
D
---
3/6/13 - 10:26:56 am
24
ASHBAUGH WILLIAM M
VP
OE
$76,740
1,000
---
3/4/13
---
$76.74
2,750
57.1
D
---
3/6/13 - 10:26:56 am
25
SCHWERTNER RAY D
VP
OE*
$28,737
300
---
3/1/13
---
$95.79
1,308
29.8
D
---
3/4/13 - 3:06:03 pm
26
SCHWERTNER RAY D
VP
S
$34,800
300
---
2/28/13
---
$116.00
1,008
-22.9
D
---
3/1/13 - 9:35:17 am
27
SHEDD CHRISTOPHER SCOTT
VP
JB
---
750
---
1/22/13
---
---
750
New
D
---
1/23/13 - 2:40:13 pm
28
GOHLKE HENRY JAMES
VP
JB
---
500
---
1/22/13
---
---
2,500
25.0
D
---
1/23/13 - 2:39:12 pm
29
GOLDEN MATTHEW BAILEY
VP
JB
---
750
---
1/22/13
---
---
750
New
D
---
1/23/13 - 2:37:59 pm
30
ASHBAUGH WILLIAM M
VP
S
$342,210
3,218
12/17/12
12/18/12
$105.99
$107.57
1,500
-68.2
D
---
12/19/12 - 12:25:32 pm
31
ASHBAUGH WILLIAM M
VP
S
$105,770
1,000
---
12/14/12
---
$105.77
4,718
-17.5
D
---
12/17/12 - 4:25:35 pm
32
GOHLKE HENRY JAMES
VP
B
$11,986
111
---
11/6/12
$107.97
$108.00
2,000
5.9
D
---
11/7/12 - 10:16:36 am
33
GOHLKE HENRY JAMES
VP
B
$18,792
174
---
11/5/12
---
$108.00
1,889
10.1
D
A
11/7/12 - 10:15:30 am
34
GOHLKE HENRY JAMES
VP
B
$18,792
174
---
11/5/12
---
$108.00
174
New
D
---
11/6/12 - 3:03:14 pm
35
STRUP RICHARD F
DIR
B
$35,432
324
---
10/31/12
$109.34
$109.36
500
184.1
D
---
11/1/12 - 2:30:54 pm
36
STRUP RICHARD F
DIR
JB*
$8,333
76
---
10/31/12
---
$109.65
200
61.3
D
---
11/1/12 - 2:30:54 pm
37
SHEDD CHRISTOPHER SCOTT
VP
3
---
---
---
10/29/12
---
---
---
---
D
---
10/30/12 - 2:56:03 pm
38
SCHWERTNER RAY D
VP
OB
$28,737
300
---
10/26/12
---
$95.79
1,046
40.2
D
---
10/29/12 - 12:58:31 pm
39
GOHLKE HENRY JAMES
VP
3
---
---
---
9/4/12
---
---
1,715
---
D
---
9/4/12 - 12:32:25 pm
40
GOLDEN MATTHEW BAILEY
VP
3
---
---
---
8/29/12
---
---
---
---
D
---
8/29/12 - 3:26:20 pm
41
PETERSON JEFFREY G
VP
S
$468,327
4,500
---
6/22/12
---
$102.41
---
All
D
---
6/25/12 - 12:03:44 pm
42
ASHBAUGH WILLIAM M
VP
S
$556,008
5,500
6/18/12
6/19/12
---
$101.00
5,718
-49.0
D
---
6/20/12 - 4:28:18 pm
43
ASHBAUGH WILLIAM M
VP
OS*
$51,370
500
---
6/15/12
---
$102.74
11,218
-4.3
D
---
6/19/12 - 4:55:09 pm
44
PETERSON JEFFREY G
VP
OS*
$223,223
2,250
---
6/13/12
---
$99.21
4,500
-33.3
D
---
6/15/12 - 4:31:06 pm
45
THOMAS WILLIAM R III
VP
OS
$699,785
8,090
---
5/30/12
---
$86.50
6,768
-54.4
D
---
6/1/12 - 12:16:47 pm
46
THOMAS WILLIAM R III
VP
OE
$599,500
6,090
---
5/23/12
---
$98.44
14,858
69.5
D
---
5/24/12 - 4:46:33 pm
47
MORGAN THOMAS DUANE
DIR
3
---
---
---
5/21/12
---
---
---
---
D
---
7/20/12 - 12:37:28 pm
48
PETERSON JEFFREY G
VP
OS*
$457,140
4,500
5/18/12
5/21/12
$101.38
$102.00
6,750
-40.0
D
---
5/22/12 - 5:34:28 pm
49
SCHWERTNER RAY D
VP
OB
$28,737
300
---
5/21/12
---
$95.79
746
67.3
D
---
5/22/12 - 5:12:47 pm
50
BELA MARQUEZ D
VP
OS
$103,020
1,000
---
5/21/12
---
$103.02
---
All
D
---
5/22/12 - 5:03:17 pm
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